Mar 10, 2022

Roderick Trahan of Edward Jones

DID RODERICK CLAYTON TRAHAN CAUSE YOU INVESTMENT LOSSES? Roderick Trahan Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Roderick Trahan Customer Complaint Roderick Trahan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Roderick Trahan failed to liquidate account as instructed, leading to market loss. Roderick Trahan’s customer complaint was denied and, to date, the customer has not taken any further action. Roderick Trahan Red Flags & Your Rights As An Investor Of course, Roderick Trahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Trahan at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Roderick Trahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Edward Jones Due To Roderick Trahan If you have questions about Edward Jones and/or Roderick Trahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2022

Joshua Von Steinfeld of MML Investors Services

DID JOSHUA VON STEINFELD CAUSE YOU INVESTMENT LOSSES? Joshua Von Steinfeld Of MML Investors Services And Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct It is critical for everyone to understand everything about the people with whom they entrust their money. There are several resources where you may research a person’s background, including past employment history, regulatory legal issues, and consumer complaints. Important information about Joshua Von Steinfeld may lead to queries regarding your investment losses. We’ll do our best to answer any questions you might have. Joshua Von Steinfeld Customer Complaint Joshua Von Steinfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative, Joshua Von Steinfeld did not make it known that an irrevocable annuity was being purchased and that the product did not meet his stated objective of investment growth. Joshua Von Steinfeld’s customer complaint was denied and, to date, the customer has not taken any further action. Joshua Von Steinfeld Red Flags & Your Rights As An Investor Of course, Joshua Von Steinfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Von Steinfeld at MML Investors Services and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Von Steinfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services Due To Joshua Von Steinfeld If you have questions about MML Investors Services, Pruco Securities, and/or Joshua Von Steinfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2022

Daniel Pye of Morgan Stanley

DID DANIEL PYE CAUSE YOU INVESTMENT LOSSES? Daniel Pye Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Daniel Pye Customer Complaints Daniel Pye has been the subject of5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Daniel Pye’s customer complaints resulted in an arbitration award in favor of the investor. Two of Daniel Pye’s 5 customer complaints were settled in favor of investors. Two of Daniel Pye’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Daniel Pye A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Pye Red Flags & Your Rights As An Investor Of course, Daniel Pye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pye at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Pye has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Pye If you have questions about Morgan Stanley and/or Daniel Pye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2022

William Hennion of Hennion & Walsh

DID WILLIAM HENNION CAUSE YOU INVESTMENT LOSSES? William Hennion Of Hennion & Walsh And Hennion Walsh Asset Management Has 2 Customer Complaints For Alleged Broker Misconduct William Hennion Customer Complaints William Hennion has been the subject of 2 customer complaints that we know about. One arbitration award was entered against Hennion & Walsh for William Hennion’s alleged misconduct causing investors losses. One of William Hennion’s  customer complaints was settled in favor of investors. Allegations Against William Hennion A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Hennion Red Flags & Your Rights As An Investor Of course, William Hennion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hennion at Hennion & Walsh and Hennion Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether William Hennion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To William Hennion If you have questions about Hennion & Walsh, Hennion Walsh Asset Management, and/or William Hennion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2022

Richard Crabtree of Merrill Lynch Pierce Fenner & Smith

DID RICHARD MICHAEL CRABTREE CAUSE YOU INVESTMENT LOSSES? Richard Crabtree Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Richard Crabtree Customer Complaints Richard Crabtree has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Richard Crabtree’s 4 customer complaints were settled in favor of investors. Two of Richard Crabtree’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Crabtree A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Crabtree Red Flags & Your Rights As An Investor Of course, Richard Crabtree did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Crabtree at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Richard Crabtree has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Richard Crabtree If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Richard Crabtree and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Naugle formerly with Cadaret Grant

DID CHRISTOPHER NAUGLE CAUSE YOU INVESTMENT LOSSES? Christopher Naugle Formerly With Cadaret Grant And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Christopher Naugle Customer Complaint Christopher Naugle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that he was misled into retiring early and taking his pension in a lump sum and that the investments made in his managed accounts, were not in accordance with his investment objectives. The customer complaint filed against Christopher Naugle’s former employer NYLIFE Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Naugle Red Flags & Your Rights As An Investor Of course, Christopher Naugle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Naugle at Cadaret Grant and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Naugle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant Due To Christopher Naugle If you have questions about Cadaret Grant, NYLIFE Securities, and/or Christopher Naugle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Maximilian Bonsall of National Securities

DID MAXIMILIAN HENRY BROOKS BONSALL CAUSE YOU INVESTMENT LOSSES? Maximilian Bonsall Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Maximilian Bonsall of National Securities? Maximilian Bonsall (CRD #6521223) who is currently registered with National Securities and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Maximilian Bonsall Customer Complaint Maximilian Bonsall has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Maximilian Bonsall’s customer complaint was settled in favor of the investors. Maximilian Bonsall Red Flags & Your Rights As An Investor Of course, Maximilian Bonsall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maximilian Bonsall at National Securities on alert to review carefully the activity and performance of their accounts and question whether Maximilian Bonsall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Maximilian Bonsall If you have questions about National Securities and/or Maximilian Bonsall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Boland of LPL Financial

DID PATRICK JACOB BOLAND CAUSE YOU INVESTMENT LOSSES? Patrick Boland Of LPL Financial And Formerly With Woodbury Financial Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Boland of LPL Financial? Patrick Boland (CRD #5658792) who is currently registered with LPL Financial and located in Neenah, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Patrick Boland was associated with Woodbury Financial Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Boland Customer Complaint Patrick Boland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation regarding alternative investments, including REITs. Patrick Boland’s customer complaint was settled in favor of the investors. Patrick Boland Red Flags & Your Rights As An Investor Of course, Patrick Boland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Boland at LPL Financial, Woodbury Financial Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Patrick Boland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Woodbury Financial Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Boland If you have questions about LPL Financial, Woodbury Financial Services, ProEquities, and/or Patrick Boland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Boley of LPL Financial

DID JASON ANDREW BOLEY CAUSE YOU INVESTMENT LOSSES? Jason Boley Of LPL Financial And Formerly With BMO Harris Financial Advisors And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Boley of LPL Financial? Jason Boley (CRD #4403414) who is currently registered with LPL Financial and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jason Boley was associated with BMO Harris Financial Advisors, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Boley Customer Complaint Jason Boley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding managed account investment. Jason Boley’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Boley Red Flags & Your Rights As An Investor Of course, Jason Boley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Boley at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Boley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jason Boley If you have questions about LPL Financial, BMO Harris Financial Advisors, J.P. Morgan Securities, and/or Jason Boley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chad Boal formerly with FBL Marketing Services

DID CHAD M. BOAL CAUSE YOU INVESTMENT LOSSES? Chad Boal Formerly With FBL Marketing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chad Boal formerly with FBL Marketing Services? Chad Boal (CRD #4686669) who was formerly registered with FBL Marketing Services and located in Burlington, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Chad Boal Customer Complaint Chad Boal has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Chad Boal misled them when he told them that if they increased their premiums $700 a month, the VUL contract would last until the client is aged 95, at that time they would be paid $100,000. Chad Boal’s customer complaint was settled in favor of the investors. Chad Boal Red Flags & Your Rights As An Investor Of course, Chad Boal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Boal at FBL Marketing Services on alert to review carefully the activity and performance of their accounts and question whether Chad Boal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FBL Marketing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FBL Marketing Services Due To Chad Boal If you have questions about FBL Marketing Services and/or Chad Boal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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