Mar 8, 2022

Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith

DID RYAN L. WETSEL CAUSE YOU INVESTMENT LOSSES? Ryan Wetsel Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith? Ryan Wetsel (CRD #4169441) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Ryan Wetsel Customer Complaint Ryan Wetsel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, failure to follow instructions and unsuitable investment recommendations. Ryan Wetsel’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Wetsel Red Flags & Your Rights As An Investor Of course, Ryan Wetsel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wetsel at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Wetsel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Wetsel If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Wetsel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Diane Weyrick of Cambridge Investment Research

DID DIANE MOEN WEYRICK CAUSE YOU INVESTMENT LOSSES? Diane Weyrick Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With SCF Securities, SCF Investment Advisors And Investment Centers Of America Has A Customer Complaint For Alleged Broker Misconduct Who is Diane Weyrick of Cambridge Investment Research? Diane Weyrick (CRD #2033499) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Northfield, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Diane Weyrick was associated with SCF Securities, SCF Investment Advisors, Investment Centers Of America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diane Weyrick Customer Complaint Diane Weyrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Diane Weyrick made unsuitable investment recommendations.  Diane Weyrick’s customer complaint was denied and, to date, the customer has not taken any further action. Diane Weyrick Red Flags & Your Rights As An Investor Of course, Diane Weyrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diane Weyrick at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America on alert to review carefully the activity and performance of their accounts and question whether Diane Weyrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Diane Weyrick If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, Investment Centers Of America, and/or Diane Weyrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kyle Whaley of GWN Securities

DID KYLE DAVID WHALEY CAUSE YOU INVESTMENT LOSSES? Kyle Whaley Of GWN Securities And Formerly With Ameritas Investment  And CCF Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Kyle Whaley of GWN Securities? Kyle Whaley (CRD #4076513) who is currently registered with GWN Securities and located in Centennial, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to GWN Securities, Kyle Whaley was associated with Ameritas Investment, CCF Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kyle Whaley Customer Complaint Kyle Whaley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged Kyle Whaley failed to send variable annuity contracts in a timely manner and requested funds be returned without penalty. Complainant alleged she didn’t want an annuity. Kyle Whaley’s customer complaint was denied and, to date, the customer has not taken any further action. Kyle Whaley Red Flags & Your Rights As An Investor Of course, Kyle Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Whaley at GWN Securities, Ameritas Investment, and CCF Investments on alert to review carefully the activity and performance of their accounts and question whether Kyle Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities, Ameritas Investment, and CCF Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Due To Kyle Whaley If you have questions about GWN Securities, Ameritas Investment, CCF Investments, and/or Kyle Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Whatley of Raymond James Financial Services

DID JAMES HUGH WHATLEY JR CAUSE YOU INVESTMENT LOSSES? James Whatley Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Whatley of Raymond James Financial Services? James Whatley (CRD #1807148) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Hermitage, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. James Whatley Customer Complaint James Whatley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a variable annuity were misrepresented. The customer complaint filed against James Whatley’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Whatley Red Flags & Your Rights As An Investor Of course, James Whatley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Whatley at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Whatley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Whatley If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Whatley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ralph White of Kestra Investment Services

DID RALPH E. WHITE JR CAUSE YOU INVESTMENT LOSSES? Ralph White Of Kestra Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ralph White of Kestra Investment Services? Ralph White (CRD #2744869) who is currently registered with Kestra Investment Services and located in Fayetteville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Ralph White Customer Complaint Ralph White has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that fixed index annuity resulted in a partial loss of principal. Ralph White’s customer complaint was denied and, to date, the customer has not taken any further action. Ralph White Red Flags & Your Rights As An Investor Of course, Ralph White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph White at Kestra Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ralph White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Ralph White If you have questions about Kestra Investment Services and/or Ralph White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Wickham of Wells Fargo Clearing Services

DID WILLIAM RONALD WICKHAM CAUSE YOU INVESTMENT LOSSES? William Wickham Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is William Wickham of Wells Fargo Clearing Services? William Wickham (CRD #1691292) who is currently registered with Wells Fargo Clearing Services and located in Palm Desert, California is a subject of one of our many securities industry sales practice abuse investigations. William Wickham Customer Complaints William Wickham has been the subject of 3 customer complaints that we know about. Two of William Wickham’s 3 customer complaints were settled in favor of investors. One of William Wickham’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against William Wickham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged William Wickham’s misrepresentation concerning the liquidity of auction market securities. Damages unspecified. Client complained that William Wickham allegedly did not act to sell securities pursuant to his instructions. William Wickham Red Flags & Your Rights As An Investor Of course, William Wickham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wickham at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Wickham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To William Wickham If you have questions about Wells Fargo Clearing Services and/or William Wickham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Wieczerak of MML Investors Services

DID THOMAS JOHN WIECZERAK CAUSE YOU INVESTMENT LOSSES? Thomas Wieczerak Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Wieczerak of MML Investors Services? Thomas Wieczerak (CRD #2168759) who is currently registered with MML Investors Services and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Thomas Wieczerak was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Wieczerak Customer Complaints Thomas Wieczerak has been the subject of 2 customer complaints that we know about. One of Thomas Wieczerak’s 2 customer complaints was settled in favor of investors. One of Thomas Wieczerak’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Thomas Wieczerak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Thomas Wieczerak misrepresented the loan repayment feature of the variable life insurance policy issued. The complainant alleged that Thomas Wieczerak was involved with unauthorized trading, which was facilitated by a former rep, not affiliated with the firm. This resulted in unsuitable investments, and a breach of fiduciary duty. Thomas Wieczerak Red Flags & Your Rights As An Investor Of course, Thomas Wieczerak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Wieczerak at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Wieczerak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Thomas Wieczerak If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Thomas Wieczerak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vivian Wilcox of Edward Jones Reviews

DID VIVIAN ELISA WILCOX CAUSE YOU INVESTMENT LOSSES? Vivian Wilcox Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Vivian Wilcox of Edward Jones? Vivian Elisa Wilcox, with CRD# 3188196, has had a lengthy career in the brokerage and investment advisory sectors, spanning over 24 years, with a single firm, Edward Jones (CRD# 250). Despite the extensive experience, this broker’s career has not been without controversy. Wilcox has passed three exams, including the Series 63, Series 7, and SIE examinations, and is licensed in 12 states as both a Broker (B) and Investment Adviser (IA). The tenure at Edward Jones as a broker started on April 20, 1999, and as an investment adviser since October 3, 2014. The long-standing affiliation with just one firm, while indicative of stability, is overshadowed by the presence of a significant disclosure in their record.. Vivian Wilcox Customer Complaints and Reviews Customer Dispute (6/6/2019): This significant dispute involved allegations of elder abuse and coercion by a non-affiliated individual, leading to unauthorized changes in beneficiary designations. The claimant alleged that Wilcox, along with Edward Jones, failed to prevent these questionable transactions, acting on what were claimed to be direct instructions from the decedent. Despite denying the allegations, a settlement was reached for $290,000 against a damage request of $2,500,000. This disclosure raises serious concerns regarding the broker’s due diligence and ethical conduct, particularly in protecting vulnerable clients’ interests. Vivian Wilcox Red Flags & Your Rights As An Investor Of course, Vivian Wilcox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Wilcox at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Vivian Wilcox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Vivian Wilcox If you have questions about Edward Jones and/or Vivian Wilcox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Wilhelm of Wells Fargo Clearing Services

DID MICHAEL E. WILHELM CAUSE YOU INVESTMENT LOSSES? Michael Wilhelm Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Wilhelm of Wells Fargo Clearing Services? Michael Wilhelm (CRD #1505197) who is currently registered with Wells Fargo Clearing Services and located in Clayton, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Michael Wilhelm Customer Complaint Michael Wilhelm has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that Michael Wilhelm did not liquidate her assets as instructed. Michael Wilhelm’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Wilhelm Red Flags & Your Rights As An Investor Of course, Michael Wilhelm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wilhelm at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Wilhelm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Wilhelm If you have questions about Wells Fargo Clearing Services and/or Michael Wilhelm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Wilkinson of Advisory Group Equity Services

DID ROBERT ARMSTRONG WILKINSON CAUSE YOU INVESTMENT LOSSES? Robert Wilkinson Of Advisory Group Equity Services And Trust Advisory Group Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Wilkinson of Advisory Group Equity Services? Robert Wilkinson (CRD #2592796) who is currently registered with Advisory Group Equity Services, Trust Advisory Group and located in Wakefield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Robert Wilkinson Customer Complaint Robert Wilkinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were allegation of recommendation of investments in unsuitable private placements. The customer complaint filed against Robert Wilkinson’s customer complaint was settled in favor of the investors. Robert Wilkinson Red Flags & Your Rights As An Investor Of course, Robert Wilkinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wilkinson at Advisory Group Equity Services and Trust Advisory Group on alert to review carefully the activity and performance of their accounts and question whether Robert Wilkinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Advisory Group Equity Services and Trust Advisory Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Advisory Group Equity Services Due To Robert Wilkinson If you have questions about Advisory Group Equity Services, Trust Advisory Group, and/or Robert Wilkinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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