Mar 8, 2022

Justin Byrd of LPL Financial

DID JUSTIN ROWE BYRD CAUSE YOU INVESTMENT LOSSES? Justin Byrd Of LPL Financial And Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who Justin Byrd of LPL Financial? Justin Byrd (CRD #6296541) who is currently registered with LPL Financial and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Justin Byrd was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Byrd Customer Complaint Justin Byrd has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the whole life insurance policy that he purchased, which was funded with proceeds from variable life insurance policies, was misrepresented. Justin Byrd’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Byrd Red Flags & Your Rights As An Investor Of course, Justin Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Byrd at LPL Financial, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Justin Byrd If you have questions about LPL Financial, MML Investors Services, NYLIFE Securities, and/or Justin Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Cagwin of National Securities

DID JASON CAGWIN CAUSE YOU INVESTMENT LOSSES? Jason Cagwin Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Cagwin of National Securities? Jason Cagwin (CRD #4839361) who is currently registered with National Securities and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jason Cagwin Customer Complaint Jason Cagwin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty & misrepresentation. The customer complaint filed against Jason Cagwin’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Jason Cagwin Red Flags & Your Rights As An Investor Of course, Jason Cagwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Cagwin at National Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Cagwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Jason Cagwin If you have questions about National Securities and/or Jason Cagwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Albert Campbell of Cetera Advisor Networks

DID ALBERT MONROE CAMPBELL CAUSE YOU INVESTMENT LOSSES? Albert Campbell Of Cetera Advisor Networks And Formerly With Probity Advisors And WSA Affiliates Has A Customer Complaint For Alleged Broker Misconduct Who is Albert Campbell of Cetera Advisor Networks? Albert Campbell (CRD #5369735) who is currently registered with Cetera Advisor Networks and located in Pendleton, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Albert Campbell was associated with Probity Advisors, WSA Affiliates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Albert Campbell Customer Complaint Albert Campbell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were she incurred tax implications due to sale of assets in her account after telling Albert Campbell not to sell anything. Albert Campbell’s customer complaint was denied and, to date, the customer has not taken any further action. Albert Campbell Red Flags & Your Rights As An Investor Of course, Albert Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Campbell at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates on alert to review carefully the activity and performance of their accounts and question whether Albert Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Albert Campbell If you have questions about Cetera Advisor Networks, Probity Advisors, WSA Affiliates, and/or Albert Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nicholas Cannady Formerly With NYLIFE Securities

DID NICHOLAS WILLIAM CANNADY CAUSE YOU INVESTMENT LOSSES? Nicholas Cannady Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Cannady formerly with NYLIFE Securities? Nicholas Cannady (CRD #6408793) who was formerly registered with NYLIFE Securities and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Nicholas Cannady Customer Complaint Nicholas Cannady has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Annuity policy she purchased contained a multitude of restrictions that were not clearly explained to her by Nicholas Cannady at the time of sale. Nicholas Cannady’s customer complaint was settled in favor of the investors. Nicholas Cannady Red Flags & Your Rights As An Investor Of course, Nicholas Cannady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Cannady at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Nicholas Cannady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Nicholas Cannady If you have questions about NYLIFE Securities and/or Nicholas Cannady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lou Capolino Formerly With Capital One Investing

DID LOU CAPOLINO CAUSE YOU INVESTMENT LOSSES? Lou Capolino Formerly With Capital One Investing And Capital One Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lou Capolino formerly with Capital One Investing? Lou Capolino (CRD #6131367) who was formerly registered with Capital One Investing and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital One Investing, Lou Capolino was associated with Capital One Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lou Capolino Customer Complaint Lou Capolino has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Lou Capolino converted his Client’s account from a CD into stocks without his permission. Lou Capolino’s customer complaint was denied and, to date, the customer has not taken any further action. Lou Capolino Red Flags & Your Rights As An Investor Of course, Lou Capolino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lou Capolino at Capital One Investing and Capital One Investment Services on alert to review carefully the activity and performance of their accounts and question whether Lou Capolino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital One Investing and Capital One Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital One Investing Due To Lou Capolino If you have questions about Capital One Investing, Capital One Investment Services, and/or Lou Capolino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Carson Formerly With Edward Jones

DID DOUGLAS JAMES CARSON CAUSE YOU INVESTMENT LOSSES? Douglas Carson Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Carson formerly with Edward Jones? Douglas Carson (CRD #5366691) who was formerly registered with Edward Jones and located in Staunton, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Douglas Carson Customer Complaint Douglas Carson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Douglas Carson failed to advise her of the tax implications of mutual fund exchanges, if she had been so advised, she would not have done the exchanges. Douglas Carson’s customer complaint was settled in favor of the investors. Douglas Carson Red Flags & Your Rights As An Investor Of course, Douglas Carson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Carson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Carson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Carson If you have questions about Edward Jones and/or Douglas Carson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Elizabeth Cart Formerly With AXA Advisors

DID ELIZABETH B. CART CAUSE YOU INVESTMENT LOSSES? Elizabeth Cart Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Elizabeth Cart formerly with AXA Advisors? Elizabeth Cart (CRD #6179586) who was formerly registered with AXA Advisors and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Elizabeth Cart Customer Complaint Elizabeth Cart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Elizabeth Cart sold him an unsuitable variable annuity and variable life insurance policy. Elizabeth Cart’s customer complaint was denied and, to date, the customer has not taken any further action. Elizabeth Cart Red Flags & Your Rights As An Investor Of course, Elizabeth Cart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Cart at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Cart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors Due To Elizabeth Cart If you have questions about AXA Advisors and/or Elizabeth Cart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Manuel Carvallo of Money Concepts Capital

DID MANUEL ALFONSO CARVALLO CAUSE YOU INVESTMENT LOSSES? Manuel Carvallo Of Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Manuel Carvallo of Money Concepts Capital? Manuel Carvallo (CRD #5144098) who is currently registered with Money Concepts Capitaland located in Marietta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Manuel Carvallo Customer Complaint Manuel Carvallo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Manuel Carvallo did not implement proposed strategy resulting in losses to account. Manuel Carvallo’s customer complaint was denied and, to date, the customer has not taken any further action. Manuel Carvallo Red Flags & Your Rights As An Investor Of course, Manuel Carvallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Carvallo at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Manuel Carvallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Manuel Carvallo If you have questions about Money Concepts Capital and/or Manuel Carvallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cassin of Raymond James & Associates

DID JOHN WILLIAM CASSIN CAUSE YOU INVESTMENT LOSSES? John Cassin Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is John Cassin of Raymond James & Associates? John Cassin (CRD #5880730) who is currently registered with Raymond James & Associates and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. John Cassin Customer Complaint John Cassin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that John Cassin failed to follow his clients instructions. John Cassin’s customer complaint was denied and, to date, the customer has not taken any further action. John Cassin Red Flags & Your Rights As An Investor Of course, John Cassin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassin at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether John Cassin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To John Cassin If you have questions about Raymond James & Associates and/or John Cassin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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