Mar 8, 2022

Joe Abbott of Wells Fargo Clearing Services

DID JOE MARK ABBOTT CAUSE YOU INVESTMENT LOSSES? Joe Abbott Of Wells Fargo Clearing Services And Formerly With BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct Who is Joe Abbott of Wells Fargo Clearing Services? Joe Abbott (CRD #4452950) who is currently registered with Wells Fargo Clearing Services and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Joe Abbott was associated with BBVA Securities, BBVA Wealth Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joe Abbott Customer Complaint Joe Abbott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were co-trustee purchased Indexed Annuity. Other Co-trustee complained about the purchase alleging the purchase was unsuitable. Joe Abbott’s customer complaint was denied and, to date, the customers have not taken any further action. Joe Abbott Red Flags & Your Rights As An Investor Of course, Joe Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Abbott at Wells Fargo Clearing Services, BBVA Securities, and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Joe Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, BBVA Securities, and BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Joe Abbott If you have questions about Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions, and/or Joe Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Francis Abanga of Citigroup Global Markets

DID FRANCIS ASUGYA ABANGA CAUSE YOU INVESTMENT LOSSES? Francis Abanga Of Citigroup Global Markets And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Abanga of Citigroup Global Markets? Francis Abanga (CRD #5430296) who is currently registered with Citigroup Global Markets and located in Bronx, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citigroup Global Markets, Francis Abanga was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Abanga Customer Complaint Francis Abanga has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the individual brokerage account should have been converted to joint account. Francis Abanga’s customer complaint was settled in favor of the investors. Francis Abanga Red Flags & Your Rights As An Investor Of course, Francis Abanga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Abanga at Citigroup Global Markets and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Francis Abanga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Due To Francis Abanga If you have questions about Citigroup Global Markets, J.P. Morgan Securities, and/or Francis Abanga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Young of Ameriprise Financial Services

DID DONALD ALAN YOUNG CAUSE YOU INVESTMENT LOSSES? Donald Young Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Young of Ameriprise Financial Services? Donald Young (CRD #1669091) who is currently registered with Ameriprise Financial Services and located in Hingham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Donald Young Customer Complaint Donald Young has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Donald Young deposited her funds to her ex-husband’s account without her consent. Donald Young’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Young Red Flags & Your Rights As An Investor Of course, Donald Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Young at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Donald Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Donald Young If you have questions about Ameriprise Financial Services and/or Donald Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Young of UBS Financial Services

DID JOHN W. YOUNG CAUSE YOU INVESTMENT LOSSES? John Young Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Young of UBS Financial Services? John Young (CRD #2626571) who is currently registered with UBS Financial Services and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. John Young Customer Complaints John Young has been the subject of 2 customer complaints that we know about. Both of John Young’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Young A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that his written instructions to purchase two securities were not acted upon and instead a government bond was purchased without authorization allegedly by John Young. The client alleged the asset allocation was not suitable for the different investment objectives. The client further alleged a lack of risk management and diversification by John Young. John Young Red Flags & Your Rights As An Investor Of course, John Young did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Young at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Young has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To John Young If you have questions about UBS Financial Services and/or John Young and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeremy Yuster of Merrill Lynch Pierce Fenner & Smith

DID JEREMY R. YUSTER CAUSE YOU INVESTMENT LOSSES? Jeremy Yuster Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Yuster of Merrill Lynch Pierce Fenner & Smith? Jeremy Yuster (CRD #3118934) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Jeremy Yuster Customer Complaint Jeremy Yuster has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions. Jeremy Yuster’s customer complaint was settled in favor of the investors. Jeremy Yuster Red Flags & Your Rights As An Investor Of course, Jeremy Yuster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Yuster at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeremy Yuster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeremy Yuster If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeremy Yuster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rushdi Zalatimo of National Securities

DID RUSHDI ZALATIMO CAUSE YOU INVESTMENT LOSSES? Rushdi Zalatimo Of National Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Rushdi Zalatimo of National Securities? Rushdi Zalatimo (CRD #3105039) who is currently registered with National Securities and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Rushdi Zalatimo Customer Complaints Rushdi Zalatimo has been the subject of 3 customer complaints that we know about. Two of Rushdi Zalatimo’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against National Securities for investment losses caused by Rushdi Zalatimo’s alleged misconduct. Allegations Against Rushdi Zalatimo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rushdi Zalatimo’s alleged misrepresentation, unsuitable investments. Rushdi Zalatimo’s alleged breach of fiduciary duty, negligence & unauthorized trading. Claimants alleged Rushdi Zalatimo’s unsuitable trading, churning, high pressure sales, and improper claimants’ net worth & financial information on new account form. Rushdi Zalatimo Red Flags & Your Rights As An Investor Of course, Rushdi Zalatimo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rushdi Zalatimo at National Securities on alert to review carefully the activity and performance of their accounts and question whether Rushdi Zalatimo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Rushdi Zalatimo If you have questions about National Securities and/or Rushdi Zalatimo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Zangrilli of Allstate Financial Services

DID PETER JOSEPH ZANGRILLI CAUSE YOU INVESTMENT LOSSES? Peter Zangrilli Of Allstate Financial Services And Formerly With Farmers Financial Solutions Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Zangrilli of Allstate Financial Services? Peter Zangrilli (CRD #2423150) who is currently registered with Allstate Financial Services and located in Hamilton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, Peter Zangrilli was associated with Farmers Financial Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Zangrilli Customer Complaint Peter Zangrilli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer stated the annuity purchase was not in his best interest, that he did not need a guaranteed income steam or death benefit. He further stated he was not informed of rider fees and surrender charges. Peter Zangrilli’s customer complaint was denied and, to date, the customer has not taken any further action. Peter Zangrilli Red Flags & Your Rights As An Investor Of course, Peter Zangrilli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Zangrilli at Allstate Financial Services and Farmers Financial Solutions on alert to review carefully the activity and performance of their accounts and question whether Peter Zangrilli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services and Farmers Financial Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Peter Zangrilli If you have questions about Allstate Financial Services, Farmers Financial Solutions, and/or Peter Zangrilli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Zaura of J.P. Morgan Securities

DID JAMES KEVIN ZAURA CAUSE YOU INVESTMENT LOSSES? James Zaura Of J.P. Morgan Securities And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is James Zaura of J.P. Morgan Securities? James Zaura (CRD #2016343) who is currently registered with J.P. Morgan Securities and located in Arlington Hts, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, James Zaura was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zaura Customer Complaint James Zaura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged poor recommendation regarding managed account and mutual fund investments. James Zaura’s customer complaint was denied and, to date, the customer has not taken any further action. James Zaura Red Flags & Your Rights As An Investor Of course, James Zaura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zaura at J.P. Morgan Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Zaura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To James Zaura If you have questions about J.P. Morgan Securities, Morgan Stanley, and/or James Zaura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Zegers formerly with LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Zegers Formerly With LPL Financial And Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Zegers was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints James Zegers has been the subject of 2 customer complaints that we know about. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged James Zegers’ failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. James Zegers Red Flags & Your Rights As An Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Zegers If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Abbott of Vanguard Marketing

DID JAMES DANIEL ABBOTT CAUSE YOU INVESTMENT LOSSES? James Abbott Of Vanguard Marketing, Vanguard Advisers And Formerly With AXA Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Abbott of Vanguard Marketing? James Abbott (CRD #5884770) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing and Vanguard Advisers, James Abbott was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Abbott Customer Complaints James Abbott has been the subject of 2 customer complaints that we know about. One of James Abbott’s 2 customer complaints was settled in favor of investors. One of James Abbott’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Abbott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged James Abbott’s misrepresentation in the sale of variable annuities. Client requested the firm to investigate this matter. The client alleged that James Abbott provided him with incorrect information regarding the management of his account which led to a loss. James Abbott Red Flags & Your Rights As An Investor Of course, James Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Abbott at Vanguard Marketing, Vanguard Advisers, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether James Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing, Vanguard Advisers, and AXA Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To James Abbott If you have questions about Vanguard Marketing, Vanguard Advisers, AXA Advisors, and/or James Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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