Mar 8, 2022

Jason Adams formerly with SagePoint Financial

DID JASON RYAN ADAMS CAUSE YOU INVESTMENT LOSSES? Jason Adams Formerly With SagePoint Financial, NYLIFE Securities And Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Adams formerly with SagePoint Financial? Jason Adams (CRD #5380367) who was formerly registered with SagePoint Financial and located in Colleyville, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Jason Adams was associated with NYLIFE Securities, Pruco Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Adams Customer Complaint Jason Adams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that that his variable annuity was misrepresented as a SEP IRA when in fact the product was established as a Traditional IRA. Jason Adams’ customer complaint was settled in favor of the investors. Jason Adams Red Flags & Your Rights As An Investor Of course, Jason Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Adams at SagePoint Financial, NYLIFE Securities, and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial, NYLIFE Securities, and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Jason Adams If you have questions about SagePoint Financial, NYLIFE Securities, Pruco Securities, and/or Jason Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kwasi Aggor formerly with TD Ameritrade

DID KWASI MENSAH AGGOR CAUSE YOU INVESTMENT LOSSES? Kwasi Aggor Formerly With TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct Who is Kwasi Aggor formerly with TD Ameritrade? Kwasi Aggor (CRD #4974222) who was formerly registered with TD Ameritrade and located in Providence, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Kwasi Aggor has also been the subject of a FINRA investigation into whether he participated in private securities transactions with the customer conducted through and outside business that was not previously disclosed or approved by his member firm.  The FINRA requested that he appear and give on-the-record testimony and he refused.  Accordingly, he was permanently barred from any further association with any member firm in the securities industry in any capacity. Kwasi Aggor Customer Complaint Kwasi Aggor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that Kwasi Aggor misrepresented his qualifications and authority, and made unsuitable recommendations and transactions for claimants’ accounts, in violation of firm policy. The customer complaint filed against Kwasi Aggor’s former employer TD Ameritrade for investment losses caused by the alleged misconduct is pending as of the date of this report. Kwasi Aggor Red Flags & Your Rights As An Investor Of course, Kwasi Aggor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kwasi Aggor at TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Kwasi Aggor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Kwasi Aggor If you have questions about TD Ameritrade and/or Kwasi Aggor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Usman Ahmed of J.P. Morgan Securities

DID USMAN AHMED CAUSE YOU INVESTMENT LOSSES? Usman Ahmed Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Usman Ahmed of J.P. Morgan Securities? Usman Ahmed (CRD #5665889) who is currently registered with J.P. Morgan Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Usman Ahmed Customer Complaint Usman Ahmed has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Usman Ahmed’s customer complaint was denied and, to date, the customer has not taken any further action. Usman Ahmed Red Flags & Your Rights As An Investor Of course, Usman Ahmed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Usman Ahmed at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Usman Ahmed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Usman Ahmed If you have questions about J.P. Morgan Securities and/or Usman Ahmed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Albert of Edward Jones

DID JOSHUA R ALBERT CAUSE YOU INVESTMENT LOSSES? Joshua Albert Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Albert of Edward Jones? Joshua Albert (CRD #6901111) who is currently registered with Edward Jones and located in Duncan, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Joshua Albert Customer Complaint Joshua Albert has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Joshua Albert did not follow his instructions to move to safe investments. Joshua Albert’s customer complaint was denied and, to date, the customer has not taken any further action. Joshua Albert Red Flags & Your Rights As An Investor Of course, Joshua Albert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Albert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Albert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Albert If you have questions about Edward Jones and/or Joshua Albert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brent Albrechtsen of Edward Jones

DID BRENT R ALBRECHTSEN CAUSE YOU INVESTMENT LOSSES? Brent Albrechtsen Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Albrechtsen of Edward Jones? Brent Albrechtsen (CRD #6713954) who is currently registered with Edward Jones and located in Clinton, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Brent Albrechtsen Customer Complaint Brent Albrechtsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Albrechtsen did not consider the tax implications of their selling positions to purchase a Prudential Life Protector Variable Universal Life Insurance Policy, and as a result they incurred a $19,000.00 tax liability. Brent Albrechtsen’s customer complaint was denied and, to date, the customers have not taken any further action. Brent Albrechtsen Red Flags & Your Rights As An Investor Of course, Brent Albrechtsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Albrechtsen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brent Albrechtsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brent Albrechtsen If you have questions about Edward Jones and/or Brent Albrechtsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christina Aldredge of M.S. Howells & Co.

DID CHRISTINA M. ALDREDGE CAUSE YOU INVESTMENT LOSSES? Christina Aldredge Of M.S. Howells & Co., The Advisory Resource Group And Formerly With SII Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Christina Aldredge of M.S. Howells & Co.? Christina Aldredge (CRD #5536286) who is currently registered with M.S. Howells & Co., The Advisory Resource Group and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to M.S. Howells & Co. and The Advisory Resource Group, Christina Aldredge was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christina Aldredge Customer Complaint Christina Aldredge has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the firm failed to act on an account transfer form and follow directives. Christina Aldredge’s customer complaint was settled in favor of the investors. Christina Aldredge Red Flags & Your Rights As An Investor Of course, Christina Aldredge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christina Aldredge at M.S. Howells & Co., The Advisory Resource Group, and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Christina Aldredge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M.S. Howells & Co., The Advisory Resource Group, and SII Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M.S. Howells & Co. Due To Christina Aldredge If you have questions about M.S. Howells & Co., The Advisory Resource Group, SII Investments, and/or Christina Aldredge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith

DID DAVE ALEXANDRE CAUSE YOU INVESTMENT LOSSES? Dave Alexandre Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith? Dave Alexandre (CRD #5770462) who was formerlyregistered with Merrill Lynch Pierce Fenner & Smithand located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Dave Alexandre was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dave Alexandre Customer Complaint Dave Alexandre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds. Dave Alexandre’s customer complaint was denied and, to date, the customer has not taken any further action. Dave Alexandre Red Flags & Your Rights As An Investor Of course, Dave Alexandre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Alexandre at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Dave Alexandre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Dave Alexandre If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Dave Alexandre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Billy Allen formerly with Legend Equities

DID BILLY WAYNE ALLEN CAUSE YOU INVESTMENT LOSSES? Billy Allen Formerly With Legend Equities And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Billy Allen formerly with Legend Equities? Billy Allen (CRD #5515997) who was formerly registered with Legend Equities and located in Bentonville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Legend Equities, Billy Allen was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Billy Allen has had his own regulatory problems.  In 2016, he consented to the sanction and to the entry of findings that he failed to appear for a FINRA on-the-record testimony in connection with an investigation into his solicitation and acceptance of loans from customers.  As a result, he was permanently barred from any further association with any member firm in the securities industry in any capacity. Billy Allen Customer Complaint Billy Allen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Billy Allen informed him there would be no costs (taxes, fees, etc.) to liquidate investments to purchase Lord Abbett Funds, but subsequently received a notice from the IRS that he owed a substantial tax liability. Billy Allen’s customer complaint was denied and, to date, the customer has not taken any further action. Billy Allen Red Flags & Your Rights As An Investor Of course, Billy Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Allen at Legend Equities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Billy Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Legend Equities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Legend Equities Due To Billy Allen If you have questions about Legend Equities, Merrill Lynch Pierce Fenner & Smith, and/or Billy Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Allen of Equitable Advisors

DID RICHARD LEON ALLEN CAUSE YOU INVESTMENT LOSSES? Richard Allen Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Allen of Equitable Advisors? Richard Allen (CRD #4593517) who is currently registered with Equitable Advisors and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Richard Allen Customer Complaint Richard Allen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she did not receive a proper explanation of the terms and benefits associated with her variable annuity purchased. Richard Allen’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Allen Red Flags & Your Rights As An Investor Of course, Richard Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Allen at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Allen If you have questions about Equitable Advisors and/or Richard Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Louis Ambrosio of Joseph Stone Capital

DID LOUIS AMBROSIO CAUSE YOU INVESTMENT LOSSES? Louis Ambrosio Of Joseph Stone Capital And Formerly With Worden Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Louis Ambrosio of Joseph Stone Capital? Louis Ambrosio (CRD #6063116) who is currently registered with Joseph Stone Capital and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Louis Ambrosio was associated with Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Louis Ambrosio Customer Complaint Louis Ambrosio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading, churning, unsuitable transactions, lack of reasonable supervision. Louis Ambrosio’s customer complaint was settled in favor of the investors. Louis Ambrosio Red Flags & Your Rights As An Investor Of course, Louis Ambrosio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Ambrosio at Joseph Stone Capital and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Louis Ambrosio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Worden Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Louis Ambrosio If you have questions about Joseph Stone Capital, Worden Capital Management, and/or Louis Ambrosio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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