Mar 8, 2022

Marc Cavalier of Vanguard Marketing

DID MARC EVERETT CAVALIER CAUSE YOU INVESTMENT LOSSES? Marc Cavalier Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Marc Cavalier of Vanguard Marketing? Marc Cavalier (CRD #6379633) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Marc Cavalier Customer Complaint Marc Cavalier has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their cash transfer was invested by Marc Cavalier in one lump sum instead of incrementally, via dollar cost averaging, as they instructed. Marc Cavalier’s customer complaint was settled in favor of the investors. Marc Cavalier Red Flags & Your Rights As An Investor Of course, Marc Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Cavalier at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Marc Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Marc Cavalier If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Marc Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Johnny Ceballos of LPL Financial

DID JOHNNY ALFONSO CEBALLOS CAUSE YOU INVESTMENT LOSSES? Johnny Ceballos Of LPL Financial, Golden State Wealth Management And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Johnny Ceballos of LPL Financial? Johnny Ceballos (CRD #5330577) who is currently registered with LPL Financial, Golden State Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Golden State Wealth Management, Johnny Ceballos was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Johnny Ceballos Customer Complaint Johnny Ceballos has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Johnny Ceballos made unsuitable investment recommendations in a discretionary advisory account. Johnny Ceballos’ customer complaint was denied and, to date, the customer has not taken any further action. Johnny Ceballos Red Flags & Your Rights As An Investor Of course, Johnny Ceballos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Ceballos at LPL Financial, Golden State Wealth Management, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Johnny Ceballos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Golden State Wealth Management, and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Johnny Ceballos If you have questions about LPL Financial, Golden State Wealth Management, Edward Jones, and/or Johnny Ceballos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sarah Cecil of Edward Jones

DID SARAH LYNNE CECIL CAUSE YOU INVESTMENT LOSSES? Sarah Cecil Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Sarah Cecil of Edward Jones? Sarah Cecil (CRD #5927075) who is currently registered with Edward Jones and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Sarah Cecil Customer Complaint Sarah Cecil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Sarah Cecil sold her shares of SO stock without her authorization. Sarah Cecil’s customer complaint was denied and, to date, the customer has not taken any further action. Sarah Cecil Red Flags & Your Rights As An Investor Of course, Sarah Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Cecil at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Cecil If you have questions about Edward Jones and/or Sarah Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nathan Cedarleaf of Cetera Investment Services

DID NATHAN MARC CEDARLEAF CAUSE YOU INVESTMENT LOSSES? Nathan Cedarleaf Of Cetera Investment Services And Formerly With Fidelity Brokerage Services And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Cedarleaf of Cetera Investment Services? Nathan Cedarleaf (CRD #4341451) who is currently registered with Cetera Investment Services and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services, Nathan Cedarleaf was associated with Fidelity Brokerage Services, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nathan Cedarleaf Customer Complaint Nathan Cedarleaf has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their representative Nathan Cedarleaf made misrepresentations in connection with the recommendation of two stocks which led to losses. Nathan Cedarleaf’s customer complaint was denied and, to date, the customers have not taken any further action. Nathan Cedarleaf Red Flags & Your Rights As An Investor Of course, Nathan Cedarleaf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Cedarleaf at Cetera Investment Services, Fidelity Brokerage Services, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nathan Cedarleaf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Fidelity Brokerage Services, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Nathan Cedarleaf If you have questions about Cetera Investment Services, Fidelity Brokerage Services, Strategic Advisers, and/or Nathan Cedarleaf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Cehelsky of Hornor, Townsend & Kent

DID EDWARD ROBERT CEHELSKY CAUSE YOU INVESTMENT LOSSES? Edward Cehelsky Of Hornor, Townsend & Kent Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Cehelsky of Hornor, Townsend & Kent? Edward Cehelsky (CRD #4419713) who is currently registered with Hornor, Townsend & Kent and located in Venetia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Edward Cehelsky Customer Complaint Edward Cehelsky has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Edward Cehelsky provided poor advice as to when RMD’s were required to be taken. As a result, the clients alleged that they incurred additional costs associated with taxes and filing their return. Edward Cehelsky’s customer complaint was denied and, to date, the customers have not taken any further action. Edward Cehelsky Red Flags & Your Rights As An Investor Of course, Edward Cehelsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Cehelsky at Hornor, Townsend & Kent on alert to review carefully the activity and performance of their accounts and question whether Edward Cehelsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Edward Cehelsky If you have questions about Hornor, Townsend & Kent and/or Edward Cehelsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ivan Cen of Cetera Investment Services

DID IVAN JI CEN CAUSE YOU INVESTMENT LOSSES? Ivan Cen Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Cen of Cetera Investment Services? Ivan Cen (CRD #5474263) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations. Ivan Cen Customer Complaint Ivan Cen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ivan Cen sold them unsuitable alternative investments. The customer complaint filed against Ivan Cen’s current employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Ivan Cen Red Flags & Your Rights As An Investor Of course, Ivan Cen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Cen at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Ivan Cen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Ivan Cen If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Ivan Cen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sanjay Chandra of TPEG Securities

DID SANJAY CHANDRA CAUSE YOU INVESTMENT LOSSES? Sanjay Chandra Of TPEG Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Sanjay Chandra of TPEG Securities? Sanjay Chandra (CRD #5512809) who is currently registered with TPEG Securities and located in Southlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Sanjay Chandra Customer Complaint Sanjay Chandra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misstatements by representative, Sanjay Chandra regarding a 2016 oil and gas investment where representative was an officer of the oil and gas company but not the designated representative for customer. Although complaint letter generally alleged misstatements by representative, the letter did not identify any misstatements attributable to the representative. Sanjay Chandra’s customer complaint was settled in favor of the investors. Sanjay Chandra Red Flags & Your Rights As An Investor Of course, Sanjay Chandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanjay Chandra at TPEG Securities on alert to review carefully the activity and performance of their accounts and question whether Sanjay Chandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TPEG Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TPEG Securities Due To Sanjay Chandra If you have questions about TPEG Securities and/or Sanjay Chandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory DeCastro of J.P. Morgan Securities

DID GREGORY O. DeCASTRO CAUSE YOU INVESTMENT LOSSES? Gregory DeCastro Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory DeCastro of J.P. Morgan Securities? Gregory DeCastro (CRD #5910832) who is currently registered with J.P. Morgan Securities and located in Gilroy, California is a subject of one of our many securities industry sales practice abuse investigations. Gregory DeCastro Customer Complaint Gregory DeCastro has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Gregory DeCastro made misrepresentations regarding mutual fund investment. This matter has moved to arbitration. The customer complaint filed against Gregory DeCastro’s current employer J.P. Morgan Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Gregory DeCastro Red Flags & Your Rights As An Investor Of course, Gregory DeCastro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory DeCastro at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Gregory DeCastro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Gregory DeCastro If you have questions about J.P. Morgan Securities and/or Gregory DeCastro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wenjinn Chang of Independent Financial Group

DID WENJINN JAMES CHANG CAUSE YOU INVESTMENT LOSSES? Wenjinn Chang Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wenjinn Chang of Independent Financial Group? Wenjinn Chang (CRD #4536266) who is currently registered with Independent Financial Group and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Wenjinn Chang Customer Complaints Wenjinn Chang has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wenjinn Chang’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by Wenjinn Chang’s alleged misconduct. Allegations Against Wenjinn Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Wenjinn Chang’s alleged over-concentration of non-traded REITs that were not suitable and that resulted in losses. Alleged Wenjinn Chang’s investments were not suitable and that there was an over concentration in risky products. Wenjinn Chang Red Flags & Your Rights As An Investor Of course, Wenjinn Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wenjinn Chang at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether Wenjinn Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Wenjinn Chang If you have questions about Independent Financial Group and/or Wenjinn Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nancy Cheney of J.P. Morgan Securities

DID NANCY HANCOCK CHENEY CAUSE YOU INVESTMENT LOSSES? Nancy Cheney Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nancy Cheney of J.P. Morgan Securities? Nancy Cheney (CRD #6696339) who is currently registered with J.P. Morgan Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Nancy Cheney Customer Complaint Nancy Cheney has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged unauthorized trading regarding mutual fund investment. Nancy Cheney’s customer complaint was settled in favor of the investors. Nancy Cheney Red Flags & Your Rights As An Investor Of course, Nancy Cheney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Cheney at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Nancy Cheney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Nancy Cheney If you have questions about J.P. Morgan Securities and/or Nancy Cheney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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