Mar 8, 2022

Martin Coward of Edward Jones

DID MARTIN DEREK COWARD CAUSE YOU INVESTMENT LOSSES? Martin Coward Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Coward of Edward Jones? Martin Coward (CRD #5863406) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Martin Coward Customer Complaint Martin Coward has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that transactions occurred without her authorization and, against her instructions, some of her stocks were not being reinvested. The client further alleged that Mr. Coward delayed in purchasing stock the client wanted to buy and purchased mutual fund shares without her authorization. The customer complaint filed against Martin Coward’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Coward Red Flags & Your Rights As An Investor Of course, Martin Coward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Coward at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Martin Coward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Martin Coward If you have questions about Edward Jones and/or Martin Coward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rusty Coyle of Waddell & Reed

DID RUSTY COYLE CAUSE YOU INVESTMENT LOSSES? Rusty Coyle Of Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rusty Coyle of Waddell & Reed? Rusty Coyle (CRD #4355534) who is currently registered with Waddell & Reed and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Rusty Coyle Customer Complaints Rusty Coyle has been the subject of 2 customer complaints that we know about. One of Rusty Coyle’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Rusty Coyle’s alleged misconduct. Allegations Against Rusty Coyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he incurred higher management fees that were not disclosed to him by Rusty Coyle when moving one wrap account to another while with W&R. Client also alleged that Mr. Coyle did not inform him of the contingent deferred sales charges associated with his account that he incurred when he moved his account to another broker/dealer. Client alleged Rusty Coyle did not process a rollover in a timely manner and, as a result, her account value diminished from the day she originally expected the rollover to occur. Rusty Coyle Red Flags & Your Rights As An Investor Of course, Rusty Coyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rusty Coyle at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Rusty Coyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Rusty Coyle If you have questions about Waddell & Reed and/or Rusty Coyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Crawford Formerly With David Lerner Associates

DID DAVID WILIAM CRAWFORD CAUSE YOU INVESTMENT LOSSES? David Crawford Formerly With David Lerner Associates Has A Customer Complaint For Alleged Broker Misconduct Who is David Crawford formerly with David Lerner Associates? David Crawford (CRD #6931588) who was formerly registered with David Lerner Associates and located in Lawrenceville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. David Crawford Customer Complaint David Crawford has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to timely execute a sell order. An arbitration award was entered against David Lerner Associates for David Lerner’s alleged misconduct causing investors losses. David Crawford Red Flags & Your Rights As An Investor Of course, David Crawford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Crawford at David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether David Crawford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To David Crawford If you have questions about David Lerner Associates and/or David Crawford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Crookston of NYLIFE Securities

DID PAUL JAMES CROOKSTON CAUSE YOU INVESTMENT LOSSES? Paul Crookston Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Crookston of NYLIFE Securities? Paul Crookston (CRD #4809475) who is currently registered with NYLIFE Securities and located in Layton, Utah is a subject of one of our many securities industry sales practice abuse investigations. Paul Crookston Customer Complaint Paul Crookston has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that two variable annuities issued were unsuitable and the customer requested a waiver of surrender fees. Paul Crookston’s customer complaint was denied and, to date, the customer has not taken any further action. Paul Crookston Red Flags & Your Rights As An Investor Of course, Paul Crookston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Crookston at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Crookston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Paul Crookston If you have questions about NYLIFE Securities and/or Paul Crookston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Crowel of Equitable Advisors

DID JOSEPH RAY CROWEL CAUSE YOU INVESTMENT LOSSES? Joseph Crowel Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Crowel of Equitable Advisors? Joseph Crowel (CRD #5319467) who is currently registered with Equitable Advisors and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Joseph CrowelCustomer Complaint Joseph Crowel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Crowel’s  recommendation to rollover her 401k into a variable annuity was unsuitable. Joseph Crowel’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Crowel Red Flags & Your Rights As An Investor Of course, Joseph Crowel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Crowel at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Crowel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Joseph Crowel If you have questions about Equitable Advisors and/or Joseph Crowel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chase Crump of Private Client Services

DID CHASE RANDOLPH CRUMP CAUSE YOU INVESTMENT LOSSES? Chase Crump Of Private Client Services, RFG Advisory And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Chase Crump of Private Client Services? Chase Crump (CRD #5022650) who is currently registered with Private Client Services, RFG Advisory and located in Shreveport, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, RFG Advisory, Chase Crump was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chase Crump Customer Complaint Chase Crump has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she was not adequately informed of the taxable gains which would result from the rebalancing of a non-qualified account. Chase Crump’s customer complaint was settled in favor of the investors. Chase Crump Red Flags & Your Rights As An Investor Of course, Chase Crump did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chase Crump at Private Client Services, RFG Advisory and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Chase Crump has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, RFG Advisory and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Private Client Services Due To Chase Crump If you have questions about Private Client Services, RFG Advisory, LPL Financial, and/or Chase Crump and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Aslie Cruz of GMS Group

DID ASLIE WILLIAMS CRUZ CAUSE YOU INVESTMENT LOSSES? Aslie Cruz Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Aslie Cruz of GMS Group? Aslie Cruz (CRD #4787743) who is currently registered with GMS Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Aslie Cruz Customer Complaints Aslie Cruz has been the subject of 2 customer complaints that we know about. One of Aslie Cruz’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against GMS Group for investment losses caused by Aslie Cruz’s alleged misconduct. Allegations Against Aslie Cruz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Aslie Cruz’s unsuitable recommendations of Beaver County PA Pollution Control bonds, and Ohio State Water Development Pollution Control Bonds. Clients alleged Aslie Cruz’s unsuitability, breach of contractual and fiduciary obligations, negligent misrepresentation and omission, negligence from inception of account to present. Aslie Cruz Red Flags & Your Rights As An Investor Of course, Aslie Cruz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aslie Cruz at GMS Group on alert to review carefully the activity and performance of their accounts and question whether Aslie Cruz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To Aslie Cruz If you have questions about GMS Group and/or Aslie Cruz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cullen of Spartan Capital Securities

DID JOHN M. CULLEN CAUSE YOU INVESTMENT LOSSES? John Cullen Of Spartan Capital Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Cullen of Spartan Capital Securities? John Cullen (CRD #5062835) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. John Cullen Customer Complaints John Cullen has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cullen’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by John Cullen’s alleged misconduct. Allegations Against John Cullen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged John Cullen’s over concentration of certain investments in his account was an appropriate. Misrepresentation and unsuitable recommendations by John Cullen. John Cullen’s unsuitable investment recommendations and excessive trading. John Cullen Red Flags & Your Rights As An Investor Of course, John Cullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cullen at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether John Cullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To John Cullen If you have questions about Spartan Capital Securities and/or John Cullen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Cunningham of Benjamin F. Edwards & Company

DID TIMOTHY JOSEPH CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Timothy Cunningham Of Benjamin F. Edwards & Company And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Cunningham of Benjamin F. Edwards & Company? Timothy Cunningham (CRD #4472387) who is currently registered with Benjamin F. Edwards & Company and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Timothy Cunningham was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Cunningham Customer Complaint Timothy Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading regarding mutual fund investment. Timothy Cunningham’s customer complaint was settled in favor of the investors. Timothy Cunningham Red Flags & Your Rights As An Investor Of course, Timothy Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cunningham at Benjamin F. Edwards & Company and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Timothy Cunningham If you have questions about Benjamin F. Edwards & Company, J.P. Morgan Securities, and/or Timothy Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Swank of Pruco Securities

DID ROBERT RANDALL SWANK CAUSE YOU INVESTMENT LOSSES? Robert Swank Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Swank of Pruco Securities? Robert Swank (CRD #2706148) who is currently registered with Pruco Securities and located in West Pittston, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Robert Swank Customer Complaints Robert Swank has been the subject of 2 customer complaints that we know about. Both of Robert Swank’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Swank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that money was sent in to her account to pay her taxes and $4,000.00 from an account went missing. Robert Swank’s misrepresentation concerning failure to disclose sale charges regarding the purchase of 5 mutual funds.  Robert Swank Red Flags & Your Rights As An Investor Of course, Robert Swank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Swank at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Swank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert Swank If you have questions about Pruco Securities and/or Robert Swank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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