Mar 8, 2022

Racquel Ramlal-Slawinski of Transamerica Financial Advisors

DID RACQUEL RAMLAL-SLAWINSKI CAUSE YOU INVESTMENT LOSSES? Racquel Ramlal-Slawinski Of Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Racquel Ramlal-Slawinski of Transamerica Financial Advisors, Inc.? Racquel Ramlal-Slawinski (CRD #3165650) who is currently registered with Transamerica Financial Advisors, Inc. and located in Greenbelt, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Racquel Ramlal-Slawinski Customer Complaints Racquel Ramlal-Slawinski has been the subject of 2 customer complaints that we know about. Both of Racquel Ramlal-Slawinski’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Racquel Ramlal-Slawinski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that a variable universal life insurance policy issued was sold as an investment by Racquel Ramlal-Slawinski. Client requested refund of premiums paid on this same variable universal life insurance policy as well as 4 mutual funds. Client alleged that Racquel Ramlal-Slawinski’s product was unsuitable and caused financial hardship. Racquel Ramlal-Slawinski Red Flags & Your Rights As An Investor Of course, Racquel Ramlal-Slawinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Racquel Ramlal-Slawinski at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Racquel Ramlal-Slawinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Racquel Ramlal-Slawinski If you have questions about Transamerica Financial Advisors, Inc. and/or Racquel Ramlal-Slawinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Phillip Rademacher of Raymond James Financial Services

DID PHILLIP RADEMACHER CAUSE YOU INVESTMENT LOSSES? Phillip Rademacher Of Raymond James Financial Services, Inc., Rademacher Financial And Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Phillip Rademacher of Raymond James Financial Services, Inc.? Phillip Rademacher (CRD #2233448) who is currently registered with Raymond James Financial Services, Inc., Rademacher Financial, Raymond James Financial Services Advisors and located in Lawrence, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Phillip Rademacher Customer Complaints Phillip Rademacher has been the subject of 2 customer complaints that we know about. One of Phillip Rademacher’s customer complaints was settled in favor of investors. One of Phillip Rademacher’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Phillip Rademacher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Phillip Rademacher’s excessive trading, suitability and misrepresentation. The client lost over 60% of their portfolio which they believed was due to poor advice allegedly by Phillip Rademacher. Phillip Rademacher Red Flags & Your Rights As An Investor Of course, Phillip Rademacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Rademacher at Raymond James Financial Services, Inc., Rademacher Financial, and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Phillip Rademacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Rademacher Financial, and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Phillip Rademacher If you have questions about Raymond James Financial Services, Inc., Rademacher Financial, Raymond James Financial Services Advisors, and/or Phillip Rademacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Erich Raasch of LPL Financial

DID ERICH RAASCH CAUSE YOU INVESTMENT LOSSES? Erich Raasch Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Erich Raasch of LPL Financial LLC? Erich Raasch (CRD #2001643) who is currently registered with LPL Financial LLC and located in Greencastle, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Erich Raasch Customer Complaint Erich Raasch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of unsuitable structured note. Erich Raasch’s customer complaint was denied and, to date, the customer has not taken any further action. Erich Raasch Red Flags & Your Rights As An Investor Of course, Erich Raasch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erich Raasch at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Erich Raasch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Erich Raasch If you have questions about LPL Financial LLC and/or Erich Raasch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew Quinn of LPL Financial

DID ANDREW QUINN CAUSE YOU INVESTMENT LOSSES? Andrew Quinn Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Quinn of LPL Financial LLC? Andrew Quinn (CRD #2031281) who is currently registered with LPL Financial LLC and located in Somerset, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Andrew Quinn Customer Complaints Andrew Quinn has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Andrew Quinn’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against LPL Financial LLC for investment losses caused by Andrew Quinn’s alleged misconduct. Allegations Against Andrew Quinn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that when the equity markets became volatile in March 2020, she contacted Andrew Quinn for advice on her mutual fund. Mr. Quinn provided her with options, and she instructed him to make her account “safe”. She complained that she missed out on market returns, which took place after the market began recovering.  LPL and Mr. Quinn denied any wrongdoing and alleged claimant was provided with reasonable options for her ultimate decision, and that she directed the activity in her account. Client alleged Andrew Quinn’s fees were not disclosed and transaction was unsuitable. Andrew Quinn Red Flags & Your Rights As An Investor Of course, Andrew Quinn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Quinn at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Quinn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Quinn If you have questions about LPL Financial LLC and/or Andrew Quinn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Quach of J.P. Morgan Securities

DID MICHAEL QUACH CAUSE YOU INVESTMENT LOSSES? Michael Quach Of J.P. Morgan Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Quach of J.P. Morgan Securities LLC? Michael Quach (CRD #2227871) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Quach Customer Complaints Michael Quach has been the subject of 4 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. All 4 of Michael Quach’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Quach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Quach’s failure to follow instructions regarding managed account investment. Client alleged Michael Quach’s poor recommendation/poor advice regarding mutual fund investment. Client alleged Michael Quach’s suitability violations regarding managed account investment. Client claimed he lost money in an unauthorized investment allegedly made by Michael Quach. Michael Quach Red Flags & Your Rights As An Investor Of course, Michael Quach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Quach at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Quach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Michael Quach If you have questions about J.P. Morgan Securities LLC and/or Michael Quach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Miles Pure of Raymond James & Associates

DID MILES PURE CAUSE YOU INVESTMENT LOSSES? Miles Pure Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Miles Pure of Raymond James & Associates, Inc.? Miles Pure (CRD #2475647) who is currently registered with Raymond James & Associates, Inc. and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Miles Pure Customer Complaints Miles Pure has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Merrill Lynch Pierce Fenner & Smith in the amount of $1,336,463 for Miles Pure’s alleged misconduct causing investors losses. One of Miles Pure’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Miles Pure A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Miles Pure’s alleged breach of fiduciary duty, negligence, fraud, breach of contract. Client alleged Miles Pure did not honor trade instructions. Miles Pure Red Flags & Your Rights As An Investor Of course, Miles Pure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Miles Pure at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Miles Pure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Miles Pure If you have questions about Raymond James & Associates, Inc. and/or Miles Pure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Pumphrey of R.M. Duncan Securities

DID JOHN PUMPHREY CAUSE YOU INVESTMENT LOSSES? John Pumphrey Formerly With R.M. Duncan Securities, Inc. And Crews & Associates Has One Customer Complaint For Alleged Broker Misconduct Who is John Pumphrey formerly with R.M. Duncan Securities, Inc.? John Pumphrey (CRD #2013833) who was formerly registered with R.M. Duncan Securities, Inc. and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to R.M. Duncan Securities, Inc., John Pumphrey was associated with Crews & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Pumphrey Customer Complaint John Pumphrey has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations in specified products and unauthorized trading. John Pumphrey’s customer complaint was settled in favor of the investors. John Pumphrey Red Flags & Your Rights As An Investor Of course, John Pumphrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pumphrey at R.M. Duncan Securities, Inc. and Crews & Associates on alert to review carefully the activity and performance of their accounts and question whether John Pumphrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at R.M. Duncan Securities, Inc. and Crews & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At R.M. Duncan Securities, Inc. Due To John Pumphrey If you have questions about R.M. Duncan Securities, Inc., Crews & Associates, and/or John Pumphrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Pugan of Wells Fargo Clearing Services

DID SCOTT PUGAN CAUSE YOU INVESTMENT LOSSES? Scott Pugan Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Scott Pugan of Wells Fargo Clearing Services, LLC? Scott Pugan (CRD #1739836) who is currently registered with Wells Fargo Clearing Services, LLC and located in Trinity, Florida is a subject of one of our many securities industry sales practice abuse investigations. Scott Pugan Customer Complaint Scott Pugan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged the financial advisor misled him with regard to a Puerto Rico bond purchase, which resulted in losses. Scott Pugan’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Pugan Red Flags & Your Rights As An Investor Of course, Scott Pugan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Pugan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Pugan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Scott Pugan If you have questions about Wells Fargo Clearing Services, LLC and/or Scott Pugan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jerri Pratt of Morgan Stanley

DID JERRI PRATT CAUSE YOU INVESTMENT LOSSES? Jerri Pratt Of Morgan Stanley Has One Customer Complaint For Alleged Broker Misconduct Who is Jerri Pratt of Morgan Stanley? Jerri Pratt (CRD #1507048) who is currently registered with Morgan Stanley and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Jerri Pratt Customer Complaint Jerri Pratt has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions with respect to the transactions related to the termination of managed account. An arbitration award was entered against Morgan Stanley for the alleged misconduct causing investors losses. Jerri Pratt Red Flags & Your Rights As An Investor Of course, Jerri Pratt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerri Pratt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jerri Pratt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jerri Pratt If you have questions about Morgan Stanley and/or Jerri Pratt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Porterfield of Merrill Lynch Pierce Fenner & Smith

DID DONALD PORTERFIELD CAUSE YOU INVESTMENT LOSSES? Donald Porterfield Of Merrill Lynch Pierce Fenner & Smith Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Who is Donald Porterfield of Merrill Lynch Pierce Fenner & Smith Inc.? Donald Porterfield (CRD #1700761) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Kansas City, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Donald Porterfield Customer Complaints Donald Porterfield has been the subject of 7 customer complaints that we know about. One arbitration award was entered against Morgan Stanley for Donald Porterfield’s alleged misconduct causing investors losses. Two of Donald Porterfield’s 7 customer complaints were settled in favor of investors. Four of Donald Porterfield’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Donald Porterfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, Donald Porterfield’s excessive trading and suitability with respect to investments in her accounts. Client’s attorney alleged, inter alia, that Donald Porterfield’s investments purchased in the client’s account were unsuitable. Customer alleged unauthorized trading by Donald Porterfield. The customer alleged Donald Porterfield’s misrepresentation. The customer alleged unauthorized trading by Donald Porterfield. The customer alleged Donald Porterfield’s unauthorized trading. Donald Porterfield Red Flags & Your Rights As An Investor Of course, Donald Porterfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Porterfield at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Porterfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Donald Porterfield If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Donald Porterfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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