Mar 8, 2022

Scott Swaylik of Morgan Stanley

DID SCOTT DANIAL SWAYLIK CAUSE YOU INVESTMENT LOSSES? Scott Swaylik Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Swaylik of Morgan Stanley? Scott Swaylik (CRD #2936324) who is currently registered with Morgan Stanley and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Scott Swaylik Customer Complaints Scott Swaylik has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Scott Swaylik’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Scott Swaylik’s alleged misconduct. Allegations Against Scott Swaylik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s attorney alleged, inter alia, Scott Swaylik’s unsuitability with respect to recommendation to invest in a securities-backed loan product. Customers alleged they suffered damages as a result of the unsuitable investment recommendations and unauthorized trades made by Scott Swaylik. Scott Swaylik Red Flags & Your Rights As An Investor Of course, Scott Swaylik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Swaylik at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Scott Swaylik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Scott Swaylik If you have questions about Morgan Stanley and/or Scott Swaylik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Sweistris of Berthel Fisher & Company Financial Services

DID CHRISTOPHER PAUL SWEISTRIS CAUSE YOU INVESTMENT LOSSES? Christopher Sweistris Of Berthel Fisher & Company Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Sweistris of Berthel Fisher & Company Financial Services? Christopher Sweistris (CRD #4202545) who is currently registered with Berthel Fisher & Company Financial Services and located in Redmond, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sweistris Customer Complaint Christopher Sweistris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his portfolio was mismanaged and overloaded in Business Development Companies (“BDCs”) purchased by Christopher Sweistris.  He stated that some of his investments were not liquid and had a higher risk than he was comfortable with. Christopher Sweistris’ customer complaint was denied and, to date, the customer has not taken any further action. Christopher Sweistris Red Flags & Your Rights As An Investor Of course, Christopher Sweistris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sweistris at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sweistris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services Due To Christopher Sweistris If you have questions about Berthel Fisher & Company Financial Services and/or Christopher Sweistris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Syslo of UBS Financial Services

DID STEVEN SYSLO CAUSE YOU INVESTMENT LOSSES? Steven Syslo Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Syslo of UBS Financial Services? Steven Syslo (CRD #4308992) who is currently registered with UBS Financial Services and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Steven Syslo was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Syslo Customer Complaints Steven Syslo has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Steven Syslo’s 2 customer complaints were settled in favor of investors. Allegations Against Steven Syslo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Syslo’s unsuitability, inter alia, with respect to investments. Client verbally alleged, inter alia, Steven Syslo’s misrepresentation with respect to energy related securities. Steven Syslo Red Flags & Your Rights As An Investor Of course, Steven Syslo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Syslo at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Syslo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Steven Syslo If you have questions about UBS Financial Services, Morgan Stanley, and/or Steven Syslo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Wall of J.P. Morgan Securities

DID RONALD LYNN WALL CAUSE YOU INVESTMENT LOSSES? Ronald Wall Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Wall of J.P. Morgan Securities? Ronald Wall (CRD #2245306) who is currently registered with J.P. Morgan Securities and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Ronald Wall Customer Complaint Ronald Wall has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding a variable pre-paid forward contract investment. Ronald Wall’s customer complaint was settled in favor of the investors. Ronald Wall Red Flags & Your Rights As An Investor Of course, Ronald Wall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Wall at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ronald Wall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Ronald Wall If you have questions about J.P. Morgan Securities and/or Ronald Wall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leif Waller of J.P. Morgan Securities

DID LEIF WALLER CAUSE YOU INVESTMENT LOSSES? Leif Waller Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Leif Waller of J.P. Morgan Securities? Leif Waller (CRD #3250221) who is currently registered with J.P. Morgan Securities and located in Bedford, New York is a subject of one of our many securities industry sales practice abuse investigations. Leif Waller Customer Complaint Leif Waller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Leif Waller’s customer complaint was denied and, to date, the customer has not taken any further action. Leif Waller Red Flags & Your Rights As An Investor Of course, Leif Waller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Waller at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Leif Waller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Leif Waller If you have questions about J.P. Morgan Securities and/or Leif Waller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Walsh of Securian Financial Services

DID BRIAN PATRICK WALSH CAUSE YOU INVESTMENT LOSSES? Brian Walsh Of Securian Financial Services And Formerly With MetLife Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Walsh of Securian Financial Services? Brian Walsh (CRD #2765722) who is currently registered with Securian Financial Services and located in Towson, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securian Financial Services, Brian Walsh was associated with MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Walsh Customer Complaint Brian Walsh has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were theft of commissions paid from his company’s retirement plan by paying the wrong registered representative. Brian Walsh’s customer complaint was denied and, to date, the customer has not taken any further action. Brian Walsh Red Flags & Your Rights As An Investor Of course, Brian Walsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Walsh at Securian Financial Services and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Walsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services and MetLife Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Brian Walsh If you have questions about Securian Financial Services, MetLife Securities, and/or Brian Walsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Walters Formerly With Edward Jones?

DID PETER DEAN WALTERS CAUSE YOU INVESTMENT LOSSES? Peter Walters Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Walters formerly with Edward Jones? Peter Walters (CRD #2309689) who was formerly registered with Edward Jones and located in Waynesboro, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Peter Walters Customer Complaint Peter Walters has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer was not fully informed of the details concerning his margin loan and that monthly withdrawals were being added to his margin loan without his knowledge and agreement. Peter Walters’ customer complaint was settled in favor of the investors. Peter Walters Red Flags & Your Rights As An Investor Of course, Peter Walters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Walters at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Peter Walters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Peter Walters If you have questions about Edward Jones and/or Peter Walters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Li Wang of MML Investors Services

DID LI PING WANG CAUSE YOU INVESTMENT LOSSES? Li Wang Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Li Wang of MML Investors Services? Li Wang (CRD #1952742) who is currently registered with MML Investors Services and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Li Wang was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Li Wang Customer Complaint Li Wang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged they bought insurance from their agent and the agent changed the death benefit from $1M to $500K without consulting them. The complainant further alleged, the agent did not inform them of their ability to cancel within seven days of signing. The complainant also alleged the agent forged their signature on the files, and was looking for a refund of premiums paid. Li Wang’s customer complaint was denied and, to date, the customer has not taken any further action. Li Wang Red Flags & Your Rights As An Investor Of course, Li Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Li Wang at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Li Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Li Wang If you have questions about MML Investors Services, MSI Financial Services, and/or Li Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Weathers of Edward Jones

DID CHARLES HAROLD WEATHERS CAUSE YOU INVESTMENT LOSSES? Charles Weathers Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Weathers of Edward Jones? Charles Weathers (CRD #4023185) who is currently registered with Edward Jones and located in St. Marys, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Charles Weathers Customer Complaint Charles Weathers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her annuity purchase was not suitable. Charles Weathers’ customer complaint was settled in favor of the investors. Charles Weathers Red Flags & Your Rights As An Investor Of course, Charles Weathers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Weathers at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Weathers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Weathers If you have questions about Edward Jones and/or Charles Weathers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Wangen of NYLIFE Securities

DID RYAN JAMES WANGEN CAUSE YOU INVESTMENT LOSSES? Ryan Wangen Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Wangen of NYLIFE Securities? Ryan Wangen (CRD #2918895) who is currently registered with NYLIFE Securities and located in Kennewick, Washington is a subject of one of our many securities industry sales practice abuse investigations. Ryan Wangen Customer Complaint Ryan Wangen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the individual Variable Annuity policies sold to them were not understood to be new policies but rather changes to existing policies. Customer further alleged that they did not understand that they were being locked into an 8 year annuity contract. Ryan Wangen’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Wangen Red Flags & Your Rights As An Investor Of course, Ryan Wangen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wangen at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Ryan Wangen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Ryan Wangen If you have questions about NYLIFE Securities and/or Ryan Wangen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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