Mar 8, 2022

Jay Weiser Formerly With DesPain Financial

DID JAY R. WEISER CAUSE YOU INVESTMENT LOSSES? Jay Weiser Formerly With DesPain Financial Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jay Weiser formerly with DesPain Financial? Jay Weiser (CRD #1511042) who was formerly registered with DesPain Financial and located in Collinsville, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jay Weiser was also the subject of a FINRA investigation into his conduct regarding the sale of promissory notes and interest, and to determine whether Jay Weiser engaged in unapproved private securities transactions.  Apparently, Jay Weiser refused to cooperate in the investigation and produce documents and refused to give on-the-record testimony related to the investigation.  Consequently, he was barred from any further association with any member firm in any capacity. Jay Weiser Customer Complaints Jay Weiser has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Jay Weiser’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against DesPain Financial for investment losses caused by Jay Weiser’s alleged misconduct. Allegations Against Jay Weiser A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim that Jay Weiser allegedly mismanaged retirement assets. Customer alleged that Jay Weiser allegedly mismanaged retirement assets. Jay Weiser Red Flags & Your Rights As An Investor Of course, Jay Weiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Weiser at DesPain Financial on alert to review carefully the activity and performance of their accounts and question whether Jay Weiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DesPain Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At DesPain Financial Due To Jay Weiser If you have questions about DesPain Financial and/or Jay Weiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Wasylyshyn of Royal Alliance Associates

DID MICHAEL MARTIN WASYLYSHYN CAUSE YOU INVESTMENT LOSSES? Michael Wasylyshyn Of Royal Alliance Associates And NCA Financial Planners Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Wasylyshyn of Royal Alliance Associates? Michael Wasylyshyn (CRD #1901073) who is currently registered with Royal Alliance Associates, NCA Financial Planners and located in Mayfield Hts, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Michael Wasylyshyn Customer Complaint Michael Wasylyshyn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, breach of contract regarding sale of REITs. Michael Wasylyshyn’s customer complaint was settled in favor of the investors. Michael Wasylyshyn Red Flags & Your Rights As An Investor Of course, Michael Wasylyshyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wasylyshyn at Royal Alliance Associates and NCA Financial Planners on alert to review carefully the activity and performance of their accounts and question whether Michael Wasylyshyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and NCA Financial Planners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Michael Wasylyshyn If you have questions about Royal Alliance Associates, NCA Financial Planners, and/or Michael Wasylyshyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lori Welborn of BBVA Securities

DID LORI ANN WELBORN CAUSE YOU INVESTMENT LOSSES? Lori Welborn Of BBVA Securities And BBVA Wealth Solutions Has 6 Customer Complaints For Alleged Broker Misconduct Who is Lori Welborn of BBVA Securities? Lori Welborn (CRD #2344775) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Richardson, Texas is a subject of one of our many securities industry sales practice abuse investigations. Lori Welborn Customer Complaints Lori Welborn has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Lori Welborn’s 6 customer complaints was settled in favor of investors. Five of Lori Welborn’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Lori Welborn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer purchased a variable annuity inside a family trust. Customer alleged that Lori Welborn’s annuity was unsuitable. Customer purchased fixed index annuity. Customer claimed that investment was unsuitable based upon terms and features customer alleged he was not aware of at the time of sale, though he acknowledged the disclosure of same in writing at the point of sale allegedly committed by Lori Welborn. Customer purchased variable annuity contract. Customer alleged that Lori Welborn’s contract was unsuitable. Customer purchased variable annuity contract. Customer alleged that this was an unsuitable investment by Lori Welborn. Customer purchased variable annuity and made an addition to the contract. Customer alleged that Lori Welborn misrepresented and/or failed to adequately disclose the terms and features of the contract. Lori Welborn’s alleged unsuitable investment recommendations made for the client’s brokerage account. Lori Welborn Red Flags & Your Rights As An Investor Of course, Lori Welborn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Welborn at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Lori Welborn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Lori Welborn If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Lori Welborn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Welp of LPL Financial

DID JOHN PATRICK WELP CAUSE YOU INVESTMENT LOSSES? John Welp Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is John Welp of LPL Financial? John Welp (CRD #2368419) who is currently registered with LPL Financial and located in Jasper, Indiana is a subject of one of our many securities industry sales practice abuse investigations. John Welp Customer Complaint John Welp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty and contract through unsuitable investment recommendations, misrepresentations, common law fraud, violations of the Securities Exchange Act of 1934, and negligent supervision. John Welp’s customer complaint was settled in favor of the investors. John Welp Red Flags & Your Rights As An Investor Of course, John Welp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Welp at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether John Welp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To John Welp If you have questions about LPL Financial and/or John Welp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michelle Werth of Cadaret Grant & Co.

DID MICHELLE DENISE WERTH CAUSE YOU INVESTMENT LOSSES? Michelle Werth Of Cadaret Grant & Co. And Formerly With Putnam Retail Management Limited Partnership Has A Customer Complaint For Alleged Broker Misconduct Who is Michelle Werth of Cadaret Grant & Co.? Michelle Werth (CRD #3054084) who is currently registered with Cadaret Grant & Co.and located in Baldwinsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret Grant & Co., Michelle Werth was associated with Putnam Retail Management Limited Partnership and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michelle Werth Customer Complaint Michelle Werth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was unhappy with tax consequence as a result of recommended sales. Michelle Werth’s customer complaint was denied and, to date, the customer has not taken any further action. Michelle Werth Red Flags & Your Rights As An Investor Of course, Michelle Werth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Werth at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership on alert to review carefully the activity and performance of their accounts and question whether Michelle Werth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To Michelle Werth If you have questions about Cadaret Grant & Co., Putnam Retail Management Limited Partnership, and/or Michelle Werth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Westbrook Formerly With Cape Securities

DID JOHN ALBERT WESTBROOK CAUSE YOU INVESTMENT LOSSES? John Westbrook Formerly With Cape Securities And Center Street Securities Has A Customer Complaint For Alleged Broker Misconduct Who is John Westbrook formerly with Cape Securities? John Westbrook (CRD #1846059) who was formerly registered with Cape Securities and located in McDonough, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cape Securities, John Westbrook was associated with Center Street Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Westbrook has had his own share of regulatory problems.  In November 2020, he consented to a sanction by FINRA of five-month suspension and $5, 000 fine for allegedly participating in private securities transactions without prior disclosure to or approval from his member firm. John Westbrook Customer Complaint John Westbrook has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, and negligence. The customer complaint filed against John Westbrook’s former employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. John Westbrook Red Flags & Your Rights As An Investor Of course, John Westbrook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Westbrook at Cape Securities and Center Street Securities on alert to review carefully the activity and performance of their accounts and question whether John Westbrook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cape Securities and Center Street Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cape Securities Due To John Westbrook If you have questions about Cape Securities, Center Street Securities, and/or John Westbrook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith

DID RYAN L. WETSEL CAUSE YOU INVESTMENT LOSSES? Ryan Wetsel Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith? Ryan Wetsel (CRD #4169441) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Ryan Wetsel Customer Complaint Ryan Wetsel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, failure to follow instructions and unsuitable investment recommendations. Ryan Wetsel’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Wetsel Red Flags & Your Rights As An Investor Of course, Ryan Wetsel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wetsel at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Wetsel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Wetsel If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Wetsel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Diane Weyrick of Cambridge Investment Research

DID DIANE MOEN WEYRICK CAUSE YOU INVESTMENT LOSSES? Diane Weyrick Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With SCF Securities, SCF Investment Advisors And Investment Centers Of America Has A Customer Complaint For Alleged Broker Misconduct Who is Diane Weyrick of Cambridge Investment Research? Diane Weyrick (CRD #2033499) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Northfield, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Diane Weyrick was associated with SCF Securities, SCF Investment Advisors, Investment Centers Of America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diane Weyrick Customer Complaint Diane Weyrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Diane Weyrick made unsuitable investment recommendations.  Diane Weyrick’s customer complaint was denied and, to date, the customer has not taken any further action. Diane Weyrick Red Flags & Your Rights As An Investor Of course, Diane Weyrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diane Weyrick at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America on alert to review carefully the activity and performance of their accounts and question whether Diane Weyrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Diane Weyrick If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, Investment Centers Of America, and/or Diane Weyrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kyle Whaley of GWN Securities

DID KYLE DAVID WHALEY CAUSE YOU INVESTMENT LOSSES? Kyle Whaley Of GWN Securities And Formerly With Ameritas Investment  And CCF Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Kyle Whaley of GWN Securities? Kyle Whaley (CRD #4076513) who is currently registered with GWN Securities and located in Centennial, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to GWN Securities, Kyle Whaley was associated with Ameritas Investment, CCF Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kyle Whaley Customer Complaint Kyle Whaley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged Kyle Whaley failed to send variable annuity contracts in a timely manner and requested funds be returned without penalty. Complainant alleged she didn’t want an annuity. Kyle Whaley’s customer complaint was denied and, to date, the customer has not taken any further action. Kyle Whaley Red Flags & Your Rights As An Investor Of course, Kyle Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Whaley at GWN Securities, Ameritas Investment, and CCF Investments on alert to review carefully the activity and performance of their accounts and question whether Kyle Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities, Ameritas Investment, and CCF Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Due To Kyle Whaley If you have questions about GWN Securities, Ameritas Investment, CCF Investments, and/or Kyle Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Whatley of Raymond James Financial Services

DID JAMES HUGH WHATLEY JR CAUSE YOU INVESTMENT LOSSES? James Whatley Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Whatley of Raymond James Financial Services? James Whatley (CRD #1807148) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Hermitage, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. James Whatley Customer Complaint James Whatley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a variable annuity were misrepresented. The customer complaint filed against James Whatley’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Whatley Red Flags & Your Rights As An Investor Of course, James Whatley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Whatley at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Whatley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Whatley If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Whatley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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