Mar 8, 2022

Ralph White of Kestra Investment Services

DID RALPH E. WHITE JR CAUSE YOU INVESTMENT LOSSES? Ralph White Of Kestra Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ralph White of Kestra Investment Services? Ralph White (CRD #2744869) who is currently registered with Kestra Investment Services and located in Fayetteville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Ralph White Customer Complaint Ralph White has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that fixed index annuity resulted in a partial loss of principal. Ralph White’s customer complaint was denied and, to date, the customer has not taken any further action. Ralph White Red Flags & Your Rights As An Investor Of course, Ralph White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph White at Kestra Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ralph White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Ralph White If you have questions about Kestra Investment Services and/or Ralph White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Wickham of Wells Fargo Clearing Services

DID WILLIAM RONALD WICKHAM CAUSE YOU INVESTMENT LOSSES? William Wickham Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is William Wickham of Wells Fargo Clearing Services? William Wickham (CRD #1691292) who is currently registered with Wells Fargo Clearing Services and located in Palm Desert, California is a subject of one of our many securities industry sales practice abuse investigations. William Wickham Customer Complaints William Wickham has been the subject of 3 customer complaints that we know about. Two of William Wickham’s 3 customer complaints were settled in favor of investors. One of William Wickham’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against William Wickham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged William Wickham’s misrepresentation concerning the liquidity of auction market securities. Damages unspecified. Client complained that William Wickham allegedly did not act to sell securities pursuant to his instructions. William Wickham Red Flags & Your Rights As An Investor Of course, William Wickham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wickham at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Wickham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To William Wickham If you have questions about Wells Fargo Clearing Services and/or William Wickham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Wieczerak of MML Investors Services

DID THOMAS JOHN WIECZERAK CAUSE YOU INVESTMENT LOSSES? Thomas Wieczerak Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Wieczerak of MML Investors Services? Thomas Wieczerak (CRD #2168759) who is currently registered with MML Investors Services and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Thomas Wieczerak was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Wieczerak Customer Complaints Thomas Wieczerak has been the subject of 2 customer complaints that we know about. One of Thomas Wieczerak’s 2 customer complaints was settled in favor of investors. One of Thomas Wieczerak’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Thomas Wieczerak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Thomas Wieczerak misrepresented the loan repayment feature of the variable life insurance policy issued. The complainant alleged that Thomas Wieczerak was involved with unauthorized trading, which was facilitated by a former rep, not affiliated with the firm. This resulted in unsuitable investments, and a breach of fiduciary duty. Thomas Wieczerak Red Flags & Your Rights As An Investor Of course, Thomas Wieczerak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Wieczerak at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Wieczerak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Thomas Wieczerak If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Thomas Wieczerak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vivian Wilcox of Edward Jones Reviews

DID VIVIAN ELISA WILCOX CAUSE YOU INVESTMENT LOSSES? Vivian Wilcox Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Vivian Wilcox of Edward Jones? Vivian Elisa Wilcox, with CRD# 3188196, has had a lengthy career in the brokerage and investment advisory sectors, spanning over 24 years, with a single firm, Edward Jones (CRD# 250). Despite the extensive experience, this broker’s career has not been without controversy. Wilcox has passed three exams, including the Series 63, Series 7, and SIE examinations, and is licensed in 12 states as both a Broker (B) and Investment Adviser (IA). The tenure at Edward Jones as a broker started on April 20, 1999, and as an investment adviser since October 3, 2014. The long-standing affiliation with just one firm, while indicative of stability, is overshadowed by the presence of a significant disclosure in their record.. Vivian Wilcox Customer Complaints and Reviews Customer Dispute (6/6/2019): This significant dispute involved allegations of elder abuse and coercion by a non-affiliated individual, leading to unauthorized changes in beneficiary designations. The claimant alleged that Wilcox, along with Edward Jones, failed to prevent these questionable transactions, acting on what were claimed to be direct instructions from the decedent. Despite denying the allegations, a settlement was reached for $290,000 against a damage request of $2,500,000. This disclosure raises serious concerns regarding the broker’s due diligence and ethical conduct, particularly in protecting vulnerable clients’ interests. Vivian Wilcox Red Flags & Your Rights As An Investor Of course, Vivian Wilcox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Wilcox at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Vivian Wilcox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Vivian Wilcox If you have questions about Edward Jones and/or Vivian Wilcox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Wilhelm of Wells Fargo Clearing Services

DID MICHAEL E. WILHELM CAUSE YOU INVESTMENT LOSSES? Michael Wilhelm Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Wilhelm of Wells Fargo Clearing Services? Michael Wilhelm (CRD #1505197) who is currently registered with Wells Fargo Clearing Services and located in Clayton, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Michael Wilhelm Customer Complaint Michael Wilhelm has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that Michael Wilhelm did not liquidate her assets as instructed. Michael Wilhelm’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Wilhelm Red Flags & Your Rights As An Investor Of course, Michael Wilhelm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wilhelm at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Wilhelm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Wilhelm If you have questions about Wells Fargo Clearing Services and/or Michael Wilhelm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Wilkinson of Advisory Group Equity Services

DID ROBERT ARMSTRONG WILKINSON CAUSE YOU INVESTMENT LOSSES? Robert Wilkinson Of Advisory Group Equity Services And Trust Advisory Group Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Wilkinson of Advisory Group Equity Services? Robert Wilkinson (CRD #2592796) who is currently registered with Advisory Group Equity Services, Trust Advisory Group and located in Wakefield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Robert Wilkinson Customer Complaint Robert Wilkinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were allegation of recommendation of investments in unsuitable private placements. The customer complaint filed against Robert Wilkinson’s customer complaint was settled in favor of the investors. Robert Wilkinson Red Flags & Your Rights As An Investor Of course, Robert Wilkinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wilkinson at Advisory Group Equity Services and Trust Advisory Group on alert to review carefully the activity and performance of their accounts and question whether Robert Wilkinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Advisory Group Equity Services and Trust Advisory Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Advisory Group Equity Services Due To Robert Wilkinson If you have questions about Advisory Group Equity Services, Trust Advisory Group, and/or Robert Wilkinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alexander Williams of UBS Financial Services

DID ALEXANDER DEAN WILLIAMS CAUSE YOU INVESTMENT LOSSES? Alexander Williams Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alexander Williams of UBS Financial Services? Alexander Williams (CRD #2646185) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Alexander Williams Customer Complaint Alexander Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Alexander Williams’ current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Alexander Williams Red Flags & Your Rights As An Investor Of course, Alexander Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Williams at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Alexander Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Alexander Williams If you have questions about UBS Financial Services and/or Alexander Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Williams Formerly With Edward Jones

DID DOUGLAS RANDAL WILLIAMS CAUSE YOU INVESTMENT LOSSES? Douglas Williams Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Williams formerly with Edward Jones? Douglas Williams (CRD #3156120) who was formerly registered with Edward Jones and located in Glastonbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Douglas Williams Customer Complaints Douglas Williams has been the subject of 2 customer complaints that we know about. One of Douglas Williams’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Douglas Williams’ alleged misconduct. Allegations Against Douglas Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Douglas Williams provided misinformation regarding the owner of a Lincoln Annuity which resulted in the client incurring legal fees when he was required to defend a litigation action from his ex-wife to return ownership to her. Client alleged Douglas Williams did not inform her of the potential tax consequences associated with a move to an Advisory Solutions account Douglas Williams Red Flags & Your Rights As An Investor Of course, Douglas Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Williams If you have questions about Edward Jones and/or Douglas Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Williams of RBC Capital Markets

DID JOHN KEVIN WILLIAMS CAUSE YOU INVESTMENT LOSSES? John Williams Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is John Williams of RBC Capital Markets? John Williams (CRD #2285960) who is currently registered with RBC Capital Markets and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. John Williams Customer Complaint John Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that John Williams should have sold a security before it went down in value. John Williams’ customer complaint was denied and, to date, the customer has not taken any further action. John Williams Red Flags & Your Rights As An Investor Of course, John Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Williams at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Williams If you have questions about RBC Capital Markets and/or John Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Williams Formerly With Vanguard Marketing

DID MATTHEW JOHN WILLIAMS CAUSE YOU INVESTMENT LOSSES? Matthew Williams Formerly With Vanguard Marketing, First Allied Securities And TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Williams formerly with Vanguard Marketing? Matthew Williams (CRD #2887300) who was formerly registered with Vanguard Marketing and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing, Matthew Williams was associated with First Allied Securities, TD Ameritrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Williams Customer Complaint Matthew Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investment ratio of two-thirds stocks and one-third bonds offered in the original plan was not lowered as requested causing him to lose close to $675,000 in less than 60 days. Matthew Williams’ customer complaint was denied and, to date, the customer has not taken any further action. Matthew Williams Red Flags & Your Rights As An Investor Of course, Matthew Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Williams at Vanguard Marketing, First Allied Securities, and TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Matthew Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing, First Allied Securities, and TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Matthew Williams If you have questions about Vanguard Marketing, First Allied Securities, and TD Ameritrade, and/or Matthew Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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