Mar 8, 2022

Mark Sitter of KCD Financial

DID MARK RAYMOND SITTER CAUSE YOU INVESTMENT LOSSES? Mark Sitter Of KCD Financial And Formerly With Capital Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Mark Sitter of KCD Financial? Mark Sitter (CRD #1810591) who is currently registered with KCD Financial and located in Shenandoah, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to KCD Financial, Mark Sitter was associated with Capital Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Sitter Customer Complaints Mark Sitter has been the subject of 6 customer complaints that we know about. Three of Mark Sitter’s 6 customer complaints were settled in favor of investors.  Three of Mark Sitter’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Sitter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investments by Mark Sitter. Client alleged Mark Sitter’s misrepresentation, breach of fiduciary duty, failure to supervise. Client alleged Mark Sitter misrepresented the nature of an investment suitable for a portfolio. Customer alleged Mark Sitter made unsuitable investment recommendations. Customer alleged Mark Sitter’s unsuitable investment recommendations The client alleged that her Merrill Lynch Focus Twenty Fund investment by Mark Sitter did not have very little risk. Mark Sitter Red Flags & Your Rights As An Investor Of course, Mark Sitter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Sitter at KCD Financial and Capital Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Sitter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at KCD Financial and Capital Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At KCD Financial Due To Mark Sitter If you have questions about KCD Financial, Capital Financial Services, and/or Mark Sitter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Simanski formerly with NEXT Financial Group

DID DOUGLAS P. SIMANSKI CAUSE YOU INVESTMENT LOSSES? Douglas Simanski Formerly With NEXT Financial Group Has 24 Customer Complaints For Alleged Broker Misconduct Who is Douglas Simanski formerly with NEXT Financial Group? Douglas Simanski (CRD #2606998) who was formerly registered with NEXT Financial Group and located in Altoona, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Douglas Simanski has also been the subject of multiple regulatory investigations, including, investigations by United States Securities and Exchange Commission, and FINRA.  He entered into a consent agreement to a permanent bar, without admitting or denying the allegations, that he engaged in a scheme to defraud his clients by making material misrepresentations to induce his clients to send money to him personally to invest in companies that he claimed to own and operate.  However, Douglas Simanski allegedly did not invest the money as promised and instead use the money to pay other investors and for his personal expenses. Douglas Simanski Customer Complaints Douglas Simanski has been the subject of 24 customer complaints that we know about. Twenty-one of Douglas Simanski’s 24 customer complaints were settled in favor of investors. Two of Douglas Simanski’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against NEXT Financial Group for investment losses caused by Douglas Simanski’s alleged misconduct. Allegations Against Douglas Simanski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Douglas Simanski importuned them to loan $175,000 to Payless Rent a Car, which reputedly paid 5% interest, payable at the end of the year. Claimants believed the representative took the funds for his own use. Claimants alleged that through Douglas Simanski they were sold a tax-free investment with a guaranteed 10% yield compounded annually, which they later deemed to be fraudulent. Client sent a letter after being contacted by the firm confirming that client invested $40,000 in a 5-year, 5% interest investment allegedly through Douglas Simanski. The investment was an unapproved activity conducted by registered representative away from the firm. Client sent a letter after being contacted by the firm, confirming that client invested $50,000 in an investment with a 10% tax free return. The investment was an unapproved activity allegedly conducted by Douglas Simanski away from the firm. Customer alleged Douglas Simanski convinced her to purchase a Pennsylvania Tax Free Investment Fund, which supposedly would generate tax-free income of between 3% and 5%. Customer invested $130,000 in the Pennsylvania Tax Free Investment Fund, which was non-existent and believed representative converted or otherwise used the proceeds from customer’s investment for representative’s personal benefit. Customer alleged Douglas Simanski invested her in a high risk variable annuity which was unsuitable and failed to disclose the extensive rider fees associated with the investment. Customer alleged $231,665 was provided to Douglas Simanski to be placed in appropriate investment vehicles. Customer believed registered representative unlawfully diverted the funds to an account in the name of registered representative and said funds were used for registered representative’s own personal gain and funds have been depleted. Customer alleged he invested $890,000 in a 10% “tax-free” fixed income security or bond which would pay interest annually and have a maturity date of two years. Customer believed this investment was non-existent and Douglas Simanski converted funds to his personal benefit. Customer alleged that Douglas Simanski recommended customer invest $120,000 was invested in a “CD” for 36 months at 1.7% interest. The funds were misappropriated. Customer alleged Douglas Simanski recommended a $100,000 new investment in a purported coal company. Representative promised they would earn $5,000 annual interest for five years, which could be taken as cash or reinvested and customers could get their money out after a five year period. Representative recommended customer invest another $175,000 into the purported coal company based on the same terms as before. Customer believed all investments in the purported coal company were lost. Customer alleged Douglas Simanski made fraudulent recommendations, false promises of guaranteed returns, affirmative misrepresentations, and omissions by convincing customer to “invest” 3.45 million in a Black Diamond Mine project. Customer alleged Douglas Simanski importuned customer to purchase a $200,000 note from Payless Rent a Car which reputedly paid 5% interest. Customer paid representative by personal check, the note was for 5 years, with interest to be paid annually. Customer expected to receive interest of $10,000 but no payment was ever received. Customer believed representative may have taken all funds to his own or his family’s use. Customer alleged a check for $100,000 was given to Douglas Simanski which was to be invested in the Black Diamond Mining Company. This investment offered a 5 year, 5% secured or guaranteed note to investors. Customer believed this note was non-existent and representative converted or otherwise used the proceeds from investment for his personal use. Customer alleged Douglas Simanski persuaded them to invest $80,000 into a special project and funds were misappropriated. Customer alleged Douglas Simanski recommended they take money out of their annuity and invest it in a safe, tax-free investment for a five year period that would earn $5,000 annual interest which could be taken as cash or reinvested. Money was withdrawn from an annuity, incurred $6,000 in taxes and customers wrote a check for $104,000 to “E*Trade.” Customers believed all investments in this account were lost. Customer alleged that she wrote a $100,000 check to E*Trade for an investment with Douglas Simanski and she was recently advised that the invested amount no longer exists. Customer’s attorney alleged devastating financial losses that came about as the result of the conduct of registered representative. Client invested in various tax free investments allegedly through Douglas Simanski. The investments were an unapproved activity conducted by registered representative away from the Firm. Customer’s attorney alleged devastating financial losses that came about as the result of the conduct of Douglas Simanski. Client wrote checks to registered representative for certain...

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Mar 8, 2022

Ruth Simons of MML Investors Services

DID RUTH SIMONS CAUSE YOU INVESTMENT LOSSES? Ruth Simons Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ruth Simons of MML Investors Services? Ruth Simons (CRD #1463385) who is currently registered with MML Investors Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Ruth Simons was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ruth Simons Customer Complaint Ruth Simons has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy issued was not accurately explained by their representative. The complainants stated that the cash value rapidly declined, even though premiums had been paid for over 20 years. Ruth Simons’ customer complaint was denied and, to date, the customers have not taken any further action. Ruth Simons Red Flags & Your Rights As An Investor Of course, Ruth Simons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruth Simons at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Ruth Simons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Ruth Simons If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Ruth Simons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yvonne Silguero of LPL Financial

DID YVONNE LARA SILGUERO CAUSE YOU INVESTMENT LOSSES? Yvonne Silguero Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Yvonne Silguero of LPL Financial? Yvonne Silguero (CRD #3211495) who is currently registered with LPL Financial and located in McAllen, Texas is a subject of one of our many securities industry sales practice abuse investigations. Yvonne Silguero Customer Complaints Yvonne Silguero has been the subject of 2 customer complaints that we know about. One arbitration award was entered against LPL Financial for Yvonne Silguero’s alleged misconduct causing investors losses. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Yvonne Silguero’s alleged misconduct. Allegations Against Yvonne Silguero A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Yvonne Silguero’s negligence, gross negligence, misrepresentation, omission of material facts, breach of fiduciary duty through failure to supervise, and breach of contract. Yvonne Silguero was a subject of the customer’s complaint against her member firm and a bank that asserted the following causes of action: breach of contract and warranties; violation of Texas State Securities Statutes; negligent supervision; violation of the Texas Business and Commerce Codes; violation of consumer protection statutes, negligent misrepresentations, unjust enrichment, and breach of duties; unsuitable investment recommendations and violations of FINRA Rules. Yvonne Silguero Red Flags & Your Rights As An Investor Of course, Yvonne Silguero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yvonne Silguero at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Yvonne Silguero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Yvonne Silguero If you have questions about LPL Financial and/or Yvonne Silguero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Smith of Morgan Stanley

DID HOWARD JAY SMITH CAUSE YOU INVESTMENT LOSSES? Howard Smith Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Howard Smith of Morgan Stanley? Howard Smith (CRD #2703964) who is currently registered with Morgan Stanley and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations. Howard Smith Customer Complaints Howard Smith has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Howard Smith’s 2 customer complaints was settled in favor of investors. One of Howard Smith’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Howard Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that his instructions to keep a cash balance in his account were not followed by Howard Smith and that it was invested in the market causing him to incur losses. 2020. It is claimed, inter alia, that the funds in customer’s accounts were mishandled, resulting in losses, allegedly by Howard Smith. Howard Smith Red Flags & Your Rights As An Investor Of course, Howard Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Smith at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Howard Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Howard Smith If you have questions about Morgan Stanley and/or Howard Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Elizabeth Sloan of MML Investors Services

DID ELIZABETH HARRIS SLOAN CAUSE YOU INVESTMENT LOSSES? Elizabeth Sloan Of MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Elizabeth Sloan of MML Investors Services? Elizabeth Sloan (CRD #2119880) who is currently registered with MML Investors Services and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Elizabeth Sloan Customer Complaints Elizabeth Sloan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Elizabeth Sloan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Elizabeth Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It is alleged that Elizabeth Sloan told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased through Elizabeth Sloan were unsuitable. The complainant alleged that variable life insurance policies that were purchased by Elizabeth Sloan were unsuitable and misrepresented. Elizabeth Sloan Red Flags & Your Rights As An Investor Of course, Elizabeth Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Sloan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elizabeth Sloan If you have questions about MML Investors Services and/or Elizabeth Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bruce Slater of SagePoint Financial

DID BRUCE ALBERT SLATER CAUSE YOU INVESTMENT LOSSES? Bruce Slater Of SagePoint Financial And Formerly With Transamerica Financial Advisors Has 7 Customer Complaints For Alleged Broker Misconduct Who is Bruce Slater of SagePoint Financial? Bruce Slater (CRD #1547792) who is currently registered with SagePoint Financial and located in Northville, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Bruce Slater was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Slater Customer Complaints Bruce Slater has been the subject of 7 customer complaints that we know about. Four of Bruce Slater’s 7 customer complaints were settled in favor of investors. Three of Bruce Slater’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Slater A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Bruce Slater recommended that she heavily concentrate her portfolio in speculative securities, which were unsuitable given her age, net worth and risk tolerance. Claimants alleged that Bruce Slater failed to properly advise them of the risks of the investments and recommended a speculative trading strategy that was unsuitable and that he failed to implement a protective strategy that would have protected them from losses. Client alleged that Bruce Slater intentionally invested customer’s funds in unsuitable high-risk products, generating large front loaded fees inappropriate for their conservative to moderate portfolio position. Client alleged that an investment made by Bruce Slater in a variable annuity was unsuitable for his IRA fund. Customer alleged that Bruce Slater did not provide her with copies of paperwork signed for a nonqualified investment. Customer also alleged that representative mistakenly deposited nonqualified monies into customer’s IRA causing her to incur tax liabilities and penalties. The clients invested in Ridgewood Energy Fund allegedly through Bruce Slater. The clients alleged that the product was not suitable and inconsistent with their objectives. Bruce Slater Red Flags & Your Rights As An Investor Of course, Bruce Slater did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Slater at SagePoint Financial and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Bruce Slater has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Bruce Slater If you have questions about SagePoint Financial, Transamerica Financial Advisors, and/or Bruce Slater and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Travis Riggs of Equitable Advisors

DID TRAVIS RIGGS CAUSE YOU INVESTMENT LOSSES? Travis Riggs Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Travis Riggs of Equitable Advisors, LLC? Travis Riggs (CRD #4334801) who is currently registered with Equitable Advisors, LLC and located in Bentonville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Travis Riggs Customer Complaints Travis Riggs has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Both customer complaints filed against Travis Riggs’ current and former employers Equitable Advisors, LLC and AXA Advisors for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Travis Riggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks by Travis Riggs. Claimant alleged Travis Riggs made unsuitable recommendations of investments within his IRA. Travis Riggs Red Flags & Your Rights As An Investor Of course, Travis Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Riggs at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Travis Riggs If you have questions about Equitable Advisors, LLC and/or Travis Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Rienas of Ameriprise Financial Services

DID RONALD RIENAS CAUSE YOU INVESTMENT LOSSES? Ronald Rienas Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ronald Rienas of Ameriprise Financial Services, LLC? Ronald Rienas (CRD #2367794) who is currently registered with Ameriprise Financial Services, LLC and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Ronald Rienas Customer Complaints Ronald Rienas has been the subject of 2 customer complaints that we know about. Both of Ronald Rienas’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ronald Rienas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complaint alleged that Ronald Rienas failed to follow the customers’ instructions concerning an unsolicited liquidation of closed-end mutual funds. The customer alleged Ronald Rienas’ misrepresentations. Ronald Rienas Red Flags & Your Rights As An Investor Of course, Ronald Rienas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Rienas at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Rienas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ronald Rienas If you have questions about Ameriprise Financial Services, LLC and/or Ronald Rienas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tim Ridley of Wells Fargo Clearing Services

DID TIM RIDLEY CAUSE YOU INVESTMENT LOSSES? Tim Ridley Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Tim Ridley of Wells Fargo Clearing Services, LLC? Tim Ridley (CRD #2609937) who is currently registered with Wells Fargo Clearing Services, LLC and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Tim Ridley Customer Complaint Tim Ridley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Tim Ridley did not do enough due diligence for now defaulted bonds to determine that the bonds he recommended were for issuers of which he specifically does not invest. Tim Ridley’s customer complaint was settled in favor of investors. Tim Ridley Red Flags & Your Rights As An Investor Of course, Tim Ridley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Ridley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tim Ridley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Tim Ridley If you have questions about Wells Fargo Clearing Services, LLC and/or Tim Ridley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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