Mar 8, 2022

Patrick Reilley of Capital Analysts

DID PATRICK REILLEY CAUSE YOU INVESTMENT LOSSES? Patrick Reilley Of Lincoln Investment And Capital Analysts Has One Customer Complaint For Alleged Broker Misconduct Who is Patrick Reilley of Capital Analysts? Patrick Reilley (CRD #2252392) who is currently registered with Lincoln Investment, Capital Analysts and located in Catawissa, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Patrick Reilley Customer Complaint Patrick Reilley has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that Mr. Reilley did not contact him with alternative recommendations at the time his annuity was losing value. Client opened the annuity and based on the recommendation of a financial advisor not affiliated with the firm, surrendered the annuity. The client incurred a contingent deferred sales charge of $18,716.09. Patrick Reilley’s customer complaint was denied and, to date, the customer has not taken any further action. Patrick Reilley Red Flags & Your Rights As An Investor Of course, Patrick Reilley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Reilley at Lincoln Investment and Capital Analysts on alert to review carefully the activity and performance of their accounts and question whether Patrick Reilley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment and Capital Analysts also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Patrick Reilley If you have questions about Lincoln Investment, Capital Analysts, and/or Patrick Reilley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lisa Reich-Scholtisek of Voya Financial Advisors

DID LISA REICH-SCHOLTISEK CAUSE YOU INVESTMENT LOSSES? Lisa Reich-Scholtisek Of Voya Financial Advisors, Inc. And Formerly With Royal Alliance Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Lisa Reich-Scholtisek of Voya Financial Advisors, Inc.? Lisa Reich-Scholtisek (CRD #2127529) who is currently registered with Voya Financial Advisors, Inc. and located in East Setauket, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Voya Financial Advisors, Inc., Lisa Reich-Scholtisek was associated with Royal Alliance Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lisa Reich-Scholtisek Customer Complaint Lisa Reich-Scholtisek has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that variable annuities purchased were unsuitable. Lisa Reich-Scholtisek’s customer complaint was denied and, to date, the customer has not taken any further action. Lisa Reich-Scholtisek Red Flags & Your Rights As An Investor Of course, Lisa Reich-Scholtisek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Reich-Scholtisek at Voya Financial Advisors, Inc. and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Lisa Reich-Scholtisek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. and Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Lisa Reich-Scholtisek If you have questions about Voya Financial Advisors, Inc., Royal Alliance Associates, and/or Lisa Reich-Scholtisek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Reda of Spartan Capital Securities

DID MARC REDA CAUSE YOU INVESTMENT LOSSES? Marc Reda Of Spartan Capital Securities, LLC And Formerly With First Standard Financial Company And PHX Financial Has 12 Customer Complaints For Alleged Broker Misconduct Who is Marc Reda of Spartan Capital Securities, LLC? Marc Reda (CRD #2757330) who is currently registered with Spartan Capital Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, LLC, Marc Reda was associated with First Standard Financial Company, PHX Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Reda Customer Complaints Marc Reda has been the subject of 12 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Spartan Capital Securities for Marc Reda’s alleged misconduct causing investors losses. Eight of Marc Reda’s 12 customer complaints were settled in favor of investors. Two of Marc Reda’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Spartan Capital Securities, LLC for investment losses caused by Marc Reda’s alleged misconduct. Marc Reda has had his own share of regulatory problems. He was sanctioned by FINRA and 2017 for allegedly exercising discretion, and customer’s accounts without written authorization from the customers and without having obtained his member firm’s approval to treat those accounts is discretionary. He also allegedly failed to disclose a federal tax lien filed against him in the amount of $575,101. Without admitting or denying the allegations Marc Reda consented to a suspension for 3 months and a $5000 fine. Allegations Against Marc Reda A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Reda’s alleged Breach of Fiduciary Duty, Unsuitable recommendations. Client alleged that Marc Reda did not place two stop loss orders as agreed resulting in losses. Client alleged Marc Reda’s unauthorized trading and breach of fiduciary duty. Client contacted the firm and stated to the firm that certain transactions executed shortly after opening her account were unauthorized allegedly by Marc Reda. Client stated in an email forwarded to compliance that there was failure by Marc Reda allegedly to follow instructions, unauthorized trades, poor communication and over concentration of investments in his accounts. Customer claimed Marc Reda’s alleged unauthorized sale of Penn Octane shares. Inappropriate management of customer account by Marc Reda allegedly at the time, while charging excessive commissions. An email from customer was sent to Phoenix Financials’ operations department. The email stated to give a third party decision making authorization over customer’s account. It additionally alleged Marc Reda was trading without authorization. Customer forwarded an email to his broker Marc Reda allegedly stating he did not authorize the purchase of ALRM which were purchased in two blocks of 5000 shares. Marc Reda allegedly was a subject of the customer’s complaint against his member firm that asserted the following causes of action: unauthorized trading and churning. The client alleged that Marc Reda sold a security in his account and purchased another security without authorization. The following day customer wrote a letter rescinding his complaint against Mr. Reda. No time frame mentioned/associated with individual claimant in statement of claim (SOC). Allegations: alleging misrepresentation and unsuitable recommendations by Marc Reda. Marc Reda Red Flags & Your Rights As An Investor Of course, Marc Reda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Reda at Spartan Capital Securities, LLC, First Standard Financial Company, and PHX Financial on alert to review carefully the activity and performance of their accounts and question whether Marc Reda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, First Standard Financial Company, and PHX Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Marc Reda If you have questions about Spartan Capital Securities, LLC, First Standard Financial Company, PHX Financial, and/or Marc Reda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Ray of Newbridge Securities

DID JAMES RAY CAUSE YOU INVESTMENT LOSSES? James Ray Of Newbridge Securities Corp., Newbridge Financial Services Group And Formerly With Raymond James & Associates Has 6 Customer Complaints For Alleged Broker Misconduct Who is James Ray of Newbridge Securities Corp.? James Ray (CRD #1854247) who is currently registered with Newbridge Securities Corp., Newbridge Financial Services Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corp. and Newbridge Financial Services Group, James Ray was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ray Customer Complaints James Ray has been the subject of 6 customer complaints that we know about. One arbitration award was entered against Citigroup Global Markets for James Ray’s alleged misconduct causing investors losses. One of James Ray’s 6 customer complaints was settled in favor of investors. Four of James Ray’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against James Ray A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unauthorized trading by James Ray. Alleged James Ray’s unsuitability, misrepresentation and negligence regarding purchases of speculative technology mutual funds and stocks. Claimants alleged, inter alia, that James Ray bought Fannie Mae preferred stock that carried a greater risk than was suitable for the clients. Client alleged that his instructions to invest his IRA account in a conservative manner were not followed by James Ray allegedly. Client’s attorney alleged James Ray’s “failure to exercise a reasonable standard of care in dealing with” the client because although she was assured that she would be informed of buy/sell recommendations, she failed to receive a call to sell when other clients were advised to sell. James Ray allegedly was named in a customer complaint that asserted the following causes of action: breach of contract, breach of fiduciary duty, and negligence. The causes of action related to claimant’s allegation that respondent breached an agreement to compensate claimant for respondent’s admitted mistake, regarding how an annuity would operate. Claimant further alleged that the annuity was solicited, but the annuity contract was not delivered to claimant, and the annuity features were misrepresented to claimant during the ten years of periodic reviews. Claimant also asserted that respondent agreed to pay claimant a sum in a pre-suit settlement, and that this action is to enforce that settlement. James Ray Red Flags & Your Rights As An Investor Of course, James Ray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ray at Newbridge Securities Corp., Newbridge Financial Services Group, and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether James Ray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corp., Newbridge Financial Services Group, and Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Corp. Due To James Ray If you have questions about Newbridge Securities Corp., Newbridge Financial Services Group, Raymond James & Associates, and/or James Ray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Reginald Randolph of Capital Investment Group

DID REGINALD RANDOLPH CAUSE YOU INVESTMENT LOSSES? Reginald Randolph Formerly With Capital Investment Group, Inc. And MML Investors Services Has One Customer Complaint For Alleged Broker Misconduct Who is Reginald Randolph formerly with Capital Investment Group, Inc.? Reginald Randolph (CRD #2007682) who was formerly registered with Capital Investment Group, Inc. and located in Greensoboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group, Inc., Reginald Randolph was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Reginald Randolph Customer Complaint Reginald Randolph has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative sold her several investments that were neither suitable nor explained to her. Reginald Randolph’s customer complaint was denied and, to date, the customer has not taken any further action. Reginald Randolph Red Flags & Your Rights As An Investor Of course, Reginald Randolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reginald Randolph at Capital Investment Group, Inc. and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Reginald Randolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Reginald Randolph If you have questions about Capital Investment Group, Inc., MML Investors Services, and/or Reginald Randolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Rapert of Edward Jones

DID MARY RAPERT CAUSE YOU INVESTMENT LOSSES? Mary Rapert Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mary Rapert of Edward Jones? Mary Rapert (CRD #2422927) who is currently registered with Edward Jones and located in Pocahontas, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Mary Rapert Customer Complaints Mary Rapert has been the subject of2 customer complaints that we know about. Both of Mary Rapert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mary Rapert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s son (who has POA) stated his mother met with Mary Rapert allegedly to discuss liquidating a Knights of Columbus annuity. The POA further stated, he, his sister and his mother made it very clear to the FA that they did not want to proceed with the transaction if there were any taxes and/or penalties associated with the surrender. POA indicated the transaction was processed and as a result his mother incurred a tax liability of $6,000.00 despite their instructions. Trustees alleged Mary Rapert failed to invest the cash balance in the account. Mary Rapert Red Flags & Your Rights As An Investor Of course, Mary Rapert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Rapert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mary Rapert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mary Rapert If you have questions about Edward Jones and/or Mary Rapert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Story of Cetera Advisor Networks

DID JAMES WHITNEY STORY CAUSE YOU INVESTMENT LOSSES? James Story Of Cetera Advisor Networks, Summit Financial Group And Formerly With Summit Brokerage Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Story of Cetera Advisor Networks? James Story (CRD #2656257) who is currently registered with Cetera Advisor Networks, Summit Financial Group and located in Fitzgerald, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and Summit Financial Group, James Story was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Story Customer Complaints James Story has been the subject of 4 customer complaints that we know about. One of James Story’s 4 customer complaints was settled in favor of investors. Two of James Story’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Mutual Service Corporation for investment losses caused by James Story’s alleged misconduct. Allegations Against James Story A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that James Story purposely engaged in inappropriate trading activity, which was intended to incur sales commissions. Customers alleged James Story recommended unsuitable fixed income investments. Unsuitable recommendations were followed by the client based upon misrepresentations/omissions of material information by James Story. James Story Red Flags & Your Rights As An Investor Of course, James Story did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Story at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether James Story has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To James Story If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or James Story and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Strangfeld of Janney Montgomery Scott

DID DONALD EDWARD STRANGFELD CAUSE YOU INVESTMENT LOSSES? Donald Strangfeld Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Strangfeld of Janney Montgomery Scott? Donald Strangfeld (CRD #1491228) who is currently registered with Janney Montgomery Scott and located in Upper Saddle River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Donald Strangfeld Customer Complaint Donald Strangfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a failure to supervise Donald Strangefeld who made unsuitable investments were made in their accounts. The customer complaint filed against Donald Strangfeld’s current employer Janney Montgomery Scott for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Strangfeld Red Flags & Your Rights As An Investor Of course, Donald Strangfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Strangfeld at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Donald Strangfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Donald Strangfeld If you have questions about Janney Montgomery Scott and/or Donald Strangfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Strnad of Edward Jones

DID DAVID M. STRNAD CAUSE YOU INVESTMENT LOSSES? David Strnad Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Strnad of Edward Jones? David Strnad (CRD #3004959) who is currently registered with Edward Jones and located in Parker, Colorado is a subject of one of our many securities industry sales practice abuse investigations. David Strnad Customer Complaint David Strnad has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged David Strnad failed to disclose a contingent deferred sales charge associated with the liquidation of mutual funds in his account on 3/9/2020. David Strnad’s customer complaint was settled in favor of the investors. David Strnad Red Flags & Your Rights As An Investor Of course, David Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Strnad at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Strnad If you have questions about Edward Jones and/or David Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kive Strickoff of Avantax Investment Services

DID KIVE ISRAEL STRICKOFF CAUSE YOU INVESTMENT LOSSES? Kive Strickoff Of Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services And Formerly With 1st Global Advisors And 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Kive Strickoff of Avantax Investment Services? Kive Strickoff (CRD #4094082) who is currently registered with Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services and Strickoff Financial Services, Kive Strickoff was associated with 1st Global Advisors, 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kive Strickoff Customer Complaint Kive Strickoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized reallocation of plan assets. Kive Strickoff’s customer complaint was settled in favor of the investors. Kive Strickoff Red Flags & Your Rights As An Investor Of course, Kive Strickoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kive Strickoff at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Kive Strickoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Kive Strickoff If you have questions about Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, 1st Global Capital, and/or Kive Strickoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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