Mar 8, 2022

George Strnad of Morgan Stanley

DID GEORGE JOSEPH STRNAD CAUSE YOU INVESTMENT LOSSES? George Strnad Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is George Strnad of Morgan Stanley? George Strnad (CRD #1635225) who is currently registered with Morgan Stanley and located in Monarch Beach, California is a subject of one of our many securities industry sales practice abuse investigations. George Strnad Customer Complaints George Strnad has been the subject of 2 customer complaints that we know about. One of George Strnad’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by George Strnad’s alleged misconduct. Allegations Against George Strnad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, George Strnad’s unsuitable recommendations of investments. Claimants alleged, George Strnad’s misrepresentation with respect to investments. George Strnad Red Flags & Your Rights As An Investor Of course, George Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Strnad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether George Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To George Strnad If you have questions about Morgan Stanley and/or George Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Randal Studer of Ameritas Investment

DID RANDAL WILLIAM STUDER CAUSE YOU INVESTMENT LOSSES? Randal Studer Of Ameritas Investment Has A Customer Complaint For Alleged Broker Misconduct Who is Randal Studer of Ameritas Investment? Randal Studer (CRD #1446083) who is currently registered with Ameritas Investment and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Randal Studer Customer Complaint Randal Studer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were distributions from investment had continually decreased and life cycle of the fund extended. Complainant asked for refund of initial investment. Randal Studer’s customer complaint was denied and, to date, the customer has not taken any further action. Randal Studer Red Flags & Your Rights As An Investor Of course, Randal Studer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randal Studer at Ameritas Investment on alert to review carefully the activity and performance of their accounts and question whether Randal Studer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameritas Investment also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameritas Investment Due To Randal Studer If you have questions about Ameritas Investment and/or Randal Studer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Suckey of Park Avenue Securities

DID JOHN K. SUCKEY CAUSE YOU INVESTMENT LOSSES? John Suckey Of Park Avenue Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Suckey of Park Avenue Securities? John Suckey (CRD #4249100) who is currently registered with Park Avenue Securities and located in Wall, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. John Suckey Customer Complaints John Suckey has been the subject of 2 customer complaints that we know about. One of John Suckey’s 2 customer complaints was settled in favor of investors. One of John Suckey’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against John Suckey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was not aware a fixed life insurance policy was issued in her name and that her signatures on the new account documents for this life insurance policy appear to be forged or copied by John Suckey. Customer alleged John Suckey recommended that she implement a reverse mortgage, purchase a life insurance policy, a variable annuity and a long term care policy which she believed would provide needed income. She alleged that she took money from her variable annuity to help pay premiums for the life insurance and long term care which affected the living benefit rider option of the variable annuity and was charged surrender fees for withdrawals. John Suckey Red Flags & Your Rights As An Investor Of course, John Suckey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Suckey at Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether John Suckey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To John Suckey If you have questions about Park Avenue Securities and/or John Suckey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew Sukhin of Morgan Stanley

DID ANDREW GEORGE SUKHIN CAUSE YOU INVESTMENT LOSSES? Andrew Sukhin Of Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Andrew Sukhin of Morgan Stanley? Andrew Sukhin (CRD #2102283) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Andrew Sukhin Customer Complaints Andrew Sukhin has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Andrew Sukhin’s 9 customer complaints resulted in an arbitration award in favor of the investor. Three of Andrew Sukhin’s 9 customer complaints were settled in favor of investors. Five of Andrew Sukhin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Sukhin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Andrew Sukhin inappropriately advised him to establish an off shore account which resulted in tax penalties; client also alleged Mr. Sukhin inappropriately recommended a variable annuity. Client alleged, inter alia, Andrew Sukhin’s misrepresentation with respect to managed account investments. Client alleged Andrew Sukhin’s failure to disclose prepayment penalty on express credit loan. Clients alleged that their accounts were engaged in unsuitable and unauthorized transactions by Andrew Sukhin. Additional allegations included, breach of contract, violations of the FINRA Suitability Rules, breach of fiduciary duty, failure to supervise and control person liability, negligence and unauthorized trading. Customer alleged that agreement existed with Andrew Sukhin whereby he promised an 8% return per year. Andrew Sukhin’s alleged failure to disclose risks associated with the purchase of auction rate securities. The client alleged Andrew Sukhin’s failure to follow instructions with respect to investment guidelines. Damages unspecified. Unauthorized, excessive trading allegedly by Andrew Sukhin. Andrew Sukhin Red Flags & Your Rights As An Investor Of course, Andrew Sukhin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Sukhin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Andrew Sukhin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Sukhin If you have questions about Morgan Stanley and/or Andrew Sukhin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Serge Suleimani of Wells Fargo Clearing Services

DID SERGE SULEIMANI CAUSE YOU INVESTMENT LOSSES? Serge Suleimani Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Serge Suleimani of Wells Fargo Clearing Services? Serge Suleimani (CRD #3272270) who is currently registered with Wells Fargo Clearing Services and located in Fairbanks, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Serge Suleimani Customer Complaints Serge Suleimani has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Serge Suleimani’s 2 customer complaints was settled in favor of investors. One of Serge Suleimani’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Serge Suleimani A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Serge Suleimani investments were made outside of agreed upon strategy and investment risk tolerance. Client complained that Serge Suleimani allegedly was not acting in the best interest of the joint account owners and was investing outside of the agreed upon strategy and risk tolerance. Serge Suleimani Red Flags & Your Rights As An Investor Of course, Serge Suleimani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Serge Suleimani at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Serge Suleimani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Serge Suleimani If you have questions about Wells Fargo Clearing Services and/or Serge Suleimani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Sullivan of UBS Financial Services

DID MARK LAWRENCE SULLIVAN CAUSE YOU INVESTMENT LOSSES? Mark Sullivan Of UBS Financial Services And Formerly With Credit Suisse Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Sullivan of UBS Financial Services? Mark Sullivan (CRD #2531982) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Mark Sullivan was associated with Credit Suisse Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Sullivan Customer Complaint Mark Sullivan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Mark Sullivan’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Mark Sullivan Red Flags & Your Rights As An Investor Of course, Mark Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Sullivan at UBS Financial Services and Credit Suisse Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Mark Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Credit Suisse Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Mark Sullivan If you have questions about UBS Financial Services, Credit Suisse Securities (USA), and/or Mark Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephen Sullivan of Spartan Capital Securities

DID STEPHEN JAMES SULLIVAN CAUSE YOU INVESTMENT LOSSES? Stephen Sullivan Of Spartan Capital Securities And Formerly With SW Financial, Worden Capital Management And Newbridge Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Stephen Sullivan of Spartan Capital Securities? Stephen Sullivan (CRD #3123249) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Stephen Sullivan was associated with SW Financial, Worden Capital Management, Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Stephen Sullivan set his own share regulatory problems.  In 2016, he consented to a 10 day suspension and $5,000 fine, without admitting or denying the allegations, by FINRA that he exercise discretion in clients accounts without obtaining prior written authorization from his customers to exercise discretion in their accounts or obtain approval from member firm to engage in discretionary trading. Stephen Sullivan Customer Complaints Stephen Sullivan has been the subject of 2 customer complaints that we know about. One of Stephen Sullivan’s 2 customer complaints was settled in favor of investors. One of Stephen Sullivan’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Stephen Sullivan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Stephen Sullivan’s excessive trading, unauthorized trading, and unsuitable transactions were executed in account. Also alleged were fraud, negligence, breach of contract, and breach of fiduciary duty. Client alleged Stephen Sullivan’s unauthorized trade for 2,000 shares GDP. Stephen Sullivan Red Flags & Your Rights As An Investor Of course, Stephen Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Sullivan at Spartan Capital Securities, SW Financial, Worden Capital Management, and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Stephen Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, SW Financial, Worden Capital Management, and Newbridge Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Stephen Sullivan If you have questions about Spartan Capital Securities, SW Financial, Worden Capital Management, Newbridge Securities, and/or Stephen Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Payam Taghibagi of Royal Alliance Associates

DID PAYAM TAGHIBAGI CAUSE YOU INVESTMENT LOSSES? Payam Taghibagi Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Payam Taghibagi of Royal Alliance Associates? Payam Taghibagi (CRD #2075689) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, SEIA, Payam Taghibagi was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Payam Taghibagi Customer Complaint Payam Taghibagi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Payam Taghibagi recommended unsuitable investments resulting in losses. Payam Taghibagi’s customer complaint was settled in favor of the investors. Payam Taghibagi Red Flags & Your Rights As An Investor Of course, Payam Taghibagi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Payam Taghibagi at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Payam Taghibagi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Payam Taghibagi If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Payam Taghibagi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Russel Surber of Edward Jones

DID RUSSEL HOLLEY SURBER III CAUSE YOU INVESTMENT LOSSES? Russel Surber Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Russel Surber of Edward Jones? Russel Surber (CRD #3096459) who is currently registered with Edward Jones and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Russel Surber Customer Complaints Russel Surber has been the subject of 2 customer complaints that we know about. One of Russel Surber’s 2 customer complaints was settled in favor of investors. One of Russel Surber’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Russel Surber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she received poor advice through Russel Surber to sell her Lincoln annuity. The client alleged that Russel Surber did not disclose the fees associated with her mutual funds and further alleged that the taxes associated on the distributions were not disclosed. Russel Surber Red Flags & Your Rights As An Investor Of course, Russel Surber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russel Surber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Russel Surber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Russel Surber If you have questions about Edward Jones and/or Russel Surber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Syvertson Formerly With Morgan Stanley

DID JAMES ARNOLD SYVERTSON CAUSE YOU INVESTMENT LOSSES? James Syvertson Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is James Syvertson formerly with Morgan Stanley? James Syvertson (CRD #2289132) who was formerly registered with Morgan Stanley and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. James Syvertson Customer Complaint James Syvertson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations by James Syvertson with respect to energy stock investments. The customer complaint filed against James Syvertson’s former employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. James Syvertson Red Flags & Your Rights As An Investor Of course, James Syvertson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Syvertson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Syvertson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Syvertson If you have questions about Morgan Stanley and/or James Syvertson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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