Mar 8, 2022

Brent Albrechtsen of Edward Jones

DID BRENT R ALBRECHTSEN CAUSE YOU INVESTMENT LOSSES? Brent Albrechtsen Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Albrechtsen of Edward Jones? Brent Albrechtsen (CRD #6713954) who is currently registered with Edward Jones and located in Clinton, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Brent Albrechtsen Customer Complaint Brent Albrechtsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Albrechtsen did not consider the tax implications of their selling positions to purchase a Prudential Life Protector Variable Universal Life Insurance Policy, and as a result they incurred a $19,000.00 tax liability. Brent Albrechtsen’s customer complaint was denied and, to date, the customers have not taken any further action. Brent Albrechtsen Red Flags & Your Rights As An Investor Of course, Brent Albrechtsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Albrechtsen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brent Albrechtsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brent Albrechtsen If you have questions about Edward Jones and/or Brent Albrechtsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christina Aldredge of M.S. Howells & Co.

DID CHRISTINA M. ALDREDGE CAUSE YOU INVESTMENT LOSSES? Christina Aldredge Of M.S. Howells & Co., The Advisory Resource Group And Formerly With SII Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Christina Aldredge of M.S. Howells & Co.? Christina Aldredge (CRD #5536286) who is currently registered with M.S. Howells & Co., The Advisory Resource Group and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to M.S. Howells & Co. and The Advisory Resource Group, Christina Aldredge was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christina Aldredge Customer Complaint Christina Aldredge has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the firm failed to act on an account transfer form and follow directives. Christina Aldredge’s customer complaint was settled in favor of the investors. Christina Aldredge Red Flags & Your Rights As An Investor Of course, Christina Aldredge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christina Aldredge at M.S. Howells & Co., The Advisory Resource Group, and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Christina Aldredge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M.S. Howells & Co., The Advisory Resource Group, and SII Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M.S. Howells & Co. Due To Christina Aldredge If you have questions about M.S. Howells & Co., The Advisory Resource Group, SII Investments, and/or Christina Aldredge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith

DID DAVE ALEXANDRE CAUSE YOU INVESTMENT LOSSES? Dave Alexandre Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith? Dave Alexandre (CRD #5770462) who was formerlyregistered with Merrill Lynch Pierce Fenner & Smithand located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Dave Alexandre was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dave Alexandre Customer Complaint Dave Alexandre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds. Dave Alexandre’s customer complaint was denied and, to date, the customer has not taken any further action. Dave Alexandre Red Flags & Your Rights As An Investor Of course, Dave Alexandre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Alexandre at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Dave Alexandre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Dave Alexandre If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Dave Alexandre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Billy Allen formerly with Legend Equities

DID BILLY WAYNE ALLEN CAUSE YOU INVESTMENT LOSSES? Billy Allen Formerly With Legend Equities And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Billy Allen formerly with Legend Equities? Billy Allen (CRD #5515997) who was formerly registered with Legend Equities and located in Bentonville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Legend Equities, Billy Allen was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Billy Allen has had his own regulatory problems.  In 2016, he consented to the sanction and to the entry of findings that he failed to appear for a FINRA on-the-record testimony in connection with an investigation into his solicitation and acceptance of loans from customers.  As a result, he was permanently barred from any further association with any member firm in the securities industry in any capacity. Billy Allen Customer Complaint Billy Allen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Billy Allen informed him there would be no costs (taxes, fees, etc.) to liquidate investments to purchase Lord Abbett Funds, but subsequently received a notice from the IRS that he owed a substantial tax liability. Billy Allen’s customer complaint was denied and, to date, the customer has not taken any further action. Billy Allen Red Flags & Your Rights As An Investor Of course, Billy Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Allen at Legend Equities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Billy Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Legend Equities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Legend Equities Due To Billy Allen If you have questions about Legend Equities, Merrill Lynch Pierce Fenner & Smith, and/or Billy Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Allen of Equitable Advisors

DID RICHARD LEON ALLEN CAUSE YOU INVESTMENT LOSSES? Richard Allen Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Allen of Equitable Advisors? Richard Allen (CRD #4593517) who is currently registered with Equitable Advisors and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Richard Allen Customer Complaint Richard Allen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she did not receive a proper explanation of the terms and benefits associated with her variable annuity purchased. Richard Allen’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Allen Red Flags & Your Rights As An Investor Of course, Richard Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Allen at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Allen If you have questions about Equitable Advisors and/or Richard Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Louis Ambrosio of Joseph Stone Capital

DID LOUIS AMBROSIO CAUSE YOU INVESTMENT LOSSES? Louis Ambrosio Of Joseph Stone Capital And Formerly With Worden Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Louis Ambrosio of Joseph Stone Capital? Louis Ambrosio (CRD #6063116) who is currently registered with Joseph Stone Capital and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Louis Ambrosio was associated with Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Louis Ambrosio Customer Complaint Louis Ambrosio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading, churning, unsuitable transactions, lack of reasonable supervision. Louis Ambrosio’s customer complaint was settled in favor of the investors. Louis Ambrosio Red Flags & Your Rights As An Investor Of course, Louis Ambrosio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Ambrosio at Joseph Stone Capital and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Louis Ambrosio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Worden Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Louis Ambrosio If you have questions about Joseph Stone Capital, Worden Capital Management, and/or Louis Ambrosio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ernest Anderson formerly with Waddell & Reed

DID ERNEST DALE ANDERSON CAUSE YOU INVESTMENT LOSSES? Ernest Anderson Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Anderson formerly with Waddell & Reed? Ernest Anderson (CRD #5622328) who was formerly registered with Waddell & Reed and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Ernest Anderson Customer Complaint Ernest Anderson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Ernest Anderson made misrepresentations regarding annuity products he owned, documents signed by the client related to the annuities, and loans against the annuities. Client also alleged that certain documents he appeared to have signed were notarized without him being present and that his wife’s signature on those documents appeared to be a forgery.  Ernest Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. Ernest Anderson Red Flags & Your Rights As An Investor Of course, Ernest Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Anderson at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Ernest Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Ernest Anderson If you have questions about Waddell & Reed and/or Ernest Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith

DID JASON J. ANDERSON CAUSE YOU INVESTMENT LOSSES? Jason Anderson Formerly With Merrill Lynch Pierce Fenner & Smith And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith? Jason Anderson (CRD #6034985) who was formerly registered with Merrill Lynch Pierce Fenner & Smithand located in Savannah, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Anderson was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Anderson has had his own regulatory problems.  In February 2021, Jason Anderson was permanently barred from any further association with any member firm in the securities industry in any capacity for failing to respond to a FINRA request for information in connection with 1 of its investigations. Jason Anderson Customer Complaint Jason Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a fraudulent check was written to repay a loan provided to the Financial Advisor. Jason Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Anderson Red Flags & Your Rights As An Investor Of course, Jason Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Anderson at Merrill Lynch Pierce Fenner & Smith and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jason Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Anderson If you have questions about Merrill Lynch Pierce Fenner & Smith, LPL Financial, and/or Jason Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kolbe Andrade of Northwestern Mutual Investment Services

DID KOLBE FRANCIS ANDRADE CAUSE YOU INVESTMENT LOSSES? Kolbe Andrade Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kolbe Andrade of Northwestern Mutual Investment Services? Kolbe Andrade (CRD #6360437) who is currently registered with Northwestern Mutual Investment Services and located in St Petersburg, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kolbe Andrade Customer Complaint Kolbe Andrade has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kolbe Andrade allocated the funds in her variable annuity into a higher risk allocation than she requested, and then failed to monitor the allocation during the pandemic causing her annuity to lose value. Kolbe Andrade’s customer complaint was denied and, to date, the customer has not taken any further action. Kolbe Andrade Red Flags & Your Rights As An Investor Of course, Kolbe Andrade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kolbe Andrade at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kolbe Andrade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Kolbe Andrade If you have questions about Northwestern Mutual Investment Services and/or Kolbe Andrade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Aaron Angstrom of Country Capital Management

DID AARON MICHAEL ANGSTROM CAUSE YOU INVESTMENT LOSSES? Aaron Angstrom Of Country Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Angstrom of Country Capital Management? Aaron Angstrom (CRD #4963395) who is currently registered with Country Capital Management and located in Fort Dodge, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Aaron Angstrom Customer Complaint Aaron Angstrom has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a complaint was sent to Guardian regarding a fixed annuity sold by an affiliated insurance agency, and Guardian forwarded the letter to CCMC. The complaint contained allegations against Aaron Angstrom, when acting as an agent for the affiliated insurance agency, and Guardian regarding the purchase of an annuity. The allegations pertained to delivery of the contract and misrepresentation/failure to inform of contract terms. Aaron Angstrom’s customer complaint was settled in favor of the investors. Aaron Angstrom Red Flags & Your Rights As An Investor Of course, Aaron Angstrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Angstrom at Country Capital Management on alert to review carefully the activity and performance of their accounts and question whether Aaron Angstrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Country Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Country Capital Management Due To Aaron Angstrom If you have questions about Country Capital Management and/or Aaron Angstrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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