Sep 30, 2024

Robyn Cavender of  Fifth Third Securities, Inc. FIRED

DID ROBYN CAVENDER CAUSE YOU INVESTMENT LOSSES? Robyn Cavender Formerly With Fifth Third Securities, Inc. was terminated on July 19, 2024, for violation of bank procedures, specifically related to cash drawer balancing. Robyn Cavender Employment History Robyn Cavender is a former registered broker who has worked with one firm during her career. She was registered with Fifth Third Securities, Inc. from February 2024 to July 2024. Throughout her career, Robyn passed two general industry/product exams, specifically the Series 6 Investment Company Products/Variable Contracts Representative Examination and the Securities Industry Essentials Examination, as well as one multi-state securities law exam (Series 63). She does not hold any professional designations and is not currently registered with any firm. Allegations Against Robyn Cavender Robyn Cavender has the following disclosures on her record: Employment Termination: On July 19, 2024, Robyn was discharged from her role at Fifth Third Securities. The termination was due to a violation of bank procedures related to cash drawer balancing. This issue did not involve any client accounts or securities. Robyn Cavender Red Flags & Your Rights As An Investor Of course, Robyn Cavender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Robyn Cavender at Fifth Third Securities, Inc.  on alert to review carefully the activity and performance of their accounts and question whether Robyn Cavender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc.  Due To Robyn Cavender If you have questions about Fifth Third Securities, Inc.  and/or Robyn Cavender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Candace Brewington of Thrivent Investment Management Inc. FIRED

DID CANDACE L BREWINGTON CAUSE YOU INVESTMENT LOSSES? Candace Brewington Formerly With Thrivent Investment Management Inc. was terminated on June 18, 2024, due to conduct inconsistent with the firm’s expectations, including violations of the firm’s outside business activities policy Candace Brewington Employment History Candace L. Brewington has a background in the securities industry that includes working with Thrivent Investment Management Inc. from December 2016 until her termination in July 2024. During her time in the industry, Ms. Brewington passed three key exams: the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66), indicating her qualifications to operate within the financial services sector. Ms. Brewington’s career faced a significant setback when her association with Thrivent Investment Management Inc. was terminated in June 2024 due to conduct inconsistent with the firm’s expectations, including violations of the firms outside business activities policy. This event marked the end of her registration, and she is currently not registered with any firm. Her career history reflects experience across various roles, with a notable tenure in financial services and securities trading. Candace Brewington Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Candace Brewington is a red flag which should put all current and former customers of Candace Brewington at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Candace Brewington engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Candace Brewington If you have questions about Thrivent Investment Management Inc. and/or Candace Brewington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Frank Coluccio, Jr of Edward Jones FIRED

DID FRANK JOSEPH COLUCCIO JR CAUSE YOU INVESTMENT LOSSES? Frank Coluccio, Jr Formerly With Edward Jones was terminated on June 27, 2024, due to concerns that he did not adhere to the firm’s policies relating to disclosure matters Frank Coluccio, Jr Employment History Frank Joseph Coluccio Jr has been active in the securities industry with a history of registrations at multiple firms. His most recent registration was with Edward Jones from October 2023 to July 2024. Previously, he was registered with Northwestern Mutual Investment Services, LLC during two separate periods from January 2012 to November 2014 and from September 1999 to October 2007. Frank has passed three General Industry/Product exams, including the Series 7, and two Multi-State Securities Law exams, including the Series 66 and Series 63. He is not currently registered with any firm. Allegations Against Frank Coluccio, Jr Frank Joseph Coluccio Jr. has several negative disclosures on his record that should be considered by potential investors: Frank Coluccio, Jr Red Flags & Your Rights As An Investor Of course, Frank Coluccio, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Frank Coluccio, Jr at Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Frank Coluccio, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Frank Coluccio, Jr If you have questions about Edward Jones and/or Frank Coluccio, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Martin Barwikowski of Stirlingshire Investments FIRED

DID MARTIN BARWIKOWSKI CAUSE YOU INVESTMENT LOSSES? Martin Barwikowski Formerly With Stirlingshire Investments was terminated on June 14, 2024, after the firm became aware of substance abuse issues affecting his work.   Martin Barwikowski Employment History Martin Barwikowski has a varied background in the securities industry, with over a decade of experience. He has worked with six different firms throughout his career, with the most recent registration being with Stirlingshire Investments from December 2022 to June 2024. His other notable registrations include Spartan Capital Securities, LLC from January 2017 to December 2022, and Newbridge Securities Corporation  from June 2016 to January 2017. Martin has passed two General Industry/Product exams, including the Series 7 and the Securities Industry Essentials (SIE) Examination, as well as the Uniform Securities Agent State Law Examination (Series 63). However, he has not passed any Principal/Supervisory exams. Allegations Against Martin Barwikowski Martin Barwikowski Red Flags & Your Rights As An Investor Of course, Martin Barwikowski did not admit to the allegation. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Martin Barwikowski at Stirlingshire Investments on alert to review carefully the activity and performance of their accounts and question whether Martin Barwikowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stirlingshire Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stirlingshire Investments Due To Martin Barwikowski If you have questions about Stirlingshire Investments and/or Martin Barwikowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Diego Parra Diaz of Finamex International, LLC FIRED

DID DIEGO LUNA Y PARRA DIAZ CAUSE YOU INVESTMENT LOSSES? Diego Parra Diaz Formerly With Finamex International, LLC was terminated on June 18, 2024, for failing to comply with the firm’s procedures regarding communications with the public Diego Parra Diaz Employment History Diego Luna Y Parra Diaz has been registered with two different securities firms during his career. Most recently, he was registered with Finamex International, LLC from November 2023 until June 2024, and earlier with Actinver Securities, Inc. in 2015. Over his career, Mr. Diaz has passed five industry exams, including three general industry/product exams like the General Securities Representative Examination (Series 7) and two multi-state securities law exams, such as the Uniform Combined State Law Examination (Series 66) and the Uniform Investment Adviser Law Examination (Series 65). Mr. Diaz’s employment with Finamex International, LLC ended in June 2024 when he was discharged for failing to comply with the firm’s written supervisory procedures regarding communications with the public. Despite this setback, Mr. Diaz has a solid background in investment advising, both in the U.S. and Mexico, with experience in managing investment portfolios and assisting clients in achieving their financial objectives. Currently, Mr. Diaz is not registered with any firm. Diego Parra Diaz Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Diego Parra Diaz is a red flag which should put all current and former customers of Diego Parra Diaz at Finamex International, LLC on alert to review carefully the activity and performance of their accounts and question whether Diego Parra Diaz engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Finamex International LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Finamex International, LLC Due To Diego Parra Diaz If you have questions about Finamex International, LLC and/or Diego Parra Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Carl Dedmon Jr of Wells Fargo Clearing Services, LLC FIRED

DID JIM CARL DEDMON JR CAUSE YOU INVESTMENT LOSSES? Carl Dedmon Jr Formerly With Wells Fargo Clearing Services, LLC was terminated on June 26, 2024, following a review concerning withdrawals from Uniform Transfers to Minors Act (UTMA) accounts Carl Dedmon Jr Employment History Jim Carl Dedmon Jr has extensive experience in the securities industry, having worked for five different firms over the course of his career. He was most recently registered with Wells Fargo Clearing Services, LLC from September 2012 until July 2024. Prior to that, he worked with Morgan Stanley in various capacities from April 2007 to October 2012, and with Citigroup Global Markets Inc. from March 2002 to February 2004. Throughout his career, Jim has passed two General Industry/Product exams, including the Series 7, and two Multi-State Securities Law exams, including the Series 63 and Series 65. He is not currently registered with any firm. Allegations Against Carl Dedmon Jr Employment Termination: Carl Dedmon Jr Red Flags & Your Rights As An Investor Of course, Carl Dedmon Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Carl Dedmon Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Carl Dedmon Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carl Dedmon Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Carl Dedmon Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Lisa Davila of MML Investors Services, LLC FIRED

DID LISA ANN DAVILA CAUSE YOU INVESTMENT LOSSES? Lisa Davila Formerly With MML Investors Services, LLC was terminated on June 4, 2024 for the cashing of several commission checks that were paid to her in error Lisa Davila Employment History Lisa Ann Davila has accumulated significant experience in the securities industry. Over her career, she has been associated with two firms: MML Investors Services, LLC, where she was registered from October 2004 to July 2024, and USAA Investment Management Company, where she was registered from October 1998 to April 2003. Throughout her career, she has successfully passed five industry exams, including two principal/supervisory exams, two general industry/product exams, and one multi-state securities law exam. These exams include the General Securities Principal Examination (Series 24), the Municipal Securities Principal Examination (Series 53), and the Uniform Securities Agent State Law Examination (Series 63), among others. Ms. Davila was previously registered in several states; however, she is not currently registered with any firm or state. Her last known registration was with MML Investors Services, LLC, based in San Antonio, Texas. Notably, her career includes a termination event in June 2024 due to the cashing of several commission checks that were paid to her in error. Despite this, her extensive experience and numerous qualifications highlight a long-standing presence in the financial industry. Lisa Davila Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Lisa Davila is a red flag which should put all current and former customers of Lisa Davila at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lisa Davila engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Lisa Davila If you have questions about MML Investors Services, LLC and/or Lisa Davila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Chrisopher Wright of Charles Schwab & Co., Inc. Reviews

DID CHRISTOPHER SCOTT WRIGHT CAUSE YOU INVESTMENT LOSSES? Chrisopher Wright Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Chrisopher Wright Customer Complaints and Reviews Christopher S. Wright has two customer disputes reported: Allegations Against Chrisopher Wright Chrisopher Wright Red Flags & Your Rights As An Investor Of course, Chrisopher Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chrisopher Wright at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Chrisopher Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc.  Due To Chrisopher Wright If you have questions about Charles Schwab & Co., Inc. and/or Chrisopher Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2024

Neetu Verma of J.P. Morgan Securities LLC FIRED

DID NEETU VERMA CAUSE YOU INVESTMENT LOSSES? Neetu Verma Formerly With J.P. Morgan Securities LLC was terminated on August 21, 2024, for allegations involving the inappropriate opening of bank Certificates of Deposit (CDs) for existing customers. Neetu Verma Employment History Neetu Verma worked for J.P. Morgan Securities LLC (CRD# 79) in Reston, Virginia, from June 2022 until September 2024. During her time in the securities industry, she has passed two general industry/product exams: the Securities Industry Essentials (SIE) and the Series 6 exam. In addition, she has passed two multi-state securities law exams, the Series 63 and Series 66. However, she has not completed any principal or supervisory exams and holds no professional designations. Verma was recently discharged from J.P. Morgan Chase Bank, N.A., in August 2024 due to allegations involving the inappropriate opening of bank Certificates of Deposit (CDs) for existing customers to gain incentive credit. This termination was not related to customer harm or the sale of securities. Neetu Verma Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Neetu Verma is a red flag which should put all current and former customers of Neetu Verma at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Neetu Verma engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Neetu Verma If you have questions about J.P. Morgan Securities LLC and/or Neetu Verma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2024

Logan Mann of J.P. Morgan Securities LLC FIRED

DID LOGAN MARK MANN CAUSE YOU INVESTMENT LOSSES? Logan Mann Formerly With J.P. Morgan Securities LLC was terminated on September 3, 2024, for deception in referring a customer to a co-worker in order to become eligible for a bank incentive. Logan Mann Employment History Logan Mark Mann has worked for several financial institutions over the course of his career. His most recent registration was with J.P. Morgan Securities LLC in St. Louis, Missouri, from May 2023 to September 2024. Prior to this, he was registered with Northwestern Mutual Investment Services, LLC (CRD# 2881) from April 2022 to April 2023 and with VALIC Financial Advisors, Inc. (CRD# 42803) from October 2021 to March 2022. Mann passed three general industry/product exams, including the General Securities Representative Examination (Series 7) in July 2022, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in January 2020, and the Securities Industry Essentials (SIE) Examination in January 2020. He also passed two multi-state securities law exams, the Uniform Investment Adviser Law Examination (Series 65) in October 2021 and the Uniform Securities Agent State Law Examination (Series 63) in February 2020. Mann is no longer registered with any firms, and his employment history includes roles as a registered representative and financial advisor in various capacities. Logan Mann Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Logan Mann is a red flag which should put all current and former customers of Logan Mann at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Logan Mann engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Logan Mann If you have questions about J.P. Morgan Securities LLC and/or Logan Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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