Mar 8, 2022

James Appel of Centaurus Financial

DID JAMES MARTIN APPEL CAUSE YOU INVESTMENT LOSSES? James Appel Of Centaurus Financial Has A Customer Complaint For Alleged Broker Misconduct Who is James Appel of Centaurus Financial? James Appel (CRD #6445389) who is currently registered with Centaurus Financial and located in Santa Barbara, California is a subject of one of our many securities industry sales practice abuse investigations. James Appel Customer Complaint James Appel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the performance of his investment and that James Appel misrepresented the risk associated therewith. The customer complaint filed against James Appel’s current employer Centaurus Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. James Appel Red Flags & Your Rights As An Investor Of course, James Appel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Appel at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether James Appel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial Due To James Appel If you have questions about Centaurus Financial and/or James Appel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jessica Arana of J.P. Morgan Securities

DID JESSICA ARANA CAUSE YOU INVESTMENT LOSSES? Jessica Arana Of J.P. Morgan Securities And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jessica Arana of J.P. Morgan Securities? Jessica Arana (CRD #5747060) who is currently registered with J.P. Morgan Securities and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Jessica Arana was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jessica Arana Customer Complaint Jessica Arana has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation by Jessica Arana regarding mutual fund investment. Jessica Arana’s customer complaint was denied and, to date, the customer has not taken any further action. Jessica Arana Red Flags & Your Rights As An Investor Of course, Jessica Arana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Arana at J.P. Morgan Securities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jessica Arana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jessica Arana If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and/or Jessica Arana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joel Arivett of Arvest Wealth Management

DID JOEL R. ARIVETT CAUSE YOU INVESTMENT LOSSES? Joel Arivett Of Arvest Wealth Management And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joel Arivett of Arvest Wealth Management? Joel Arivett (CRD #6746446) who is currently registered with Arvest Wealth Management and located in Russellville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arvest Wealth Management, Joel Arivett was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joel Arivett Customer Complaints Joel Arivett has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Joel Arivett’s 2 customer complaints was settled in favor of the investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Joel Arivett’s alleged misconduct. Allegations Against Joel Arivett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Joel Arivett promised that client’s account would have $115,000 once trades were processed, but the account only had $107,895.67 after the trades were completed. Client alleged that funds were not invested in 529 plans as instructed allegedly committed by Joel Arivett. Joel Arivett Red Flags & Your Rights As An Investor Of course, Joel Arivett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Arivett at Arvest Wealth Management and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Joel Arivett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arvest Wealth Management and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arvest Wealth Management Due To Joel Arivett If you have questions about Arvest Wealth Management, LPL Financial, and/or Joel Arivett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sebastian Wyczawski of Joseph Stone Capital

DID SEBASTIAN WYCZAWSKI CAUSE YOU INVESTMENT LOSSES? Sebastian Wyczawski Of Joseph Stone Capital And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Sebastian Wyczawski of Joseph Stone Capital? Sebastian Wyczawski (CRD #2835135) who is currently registered with Joseph Stone Capital and located in Manorville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Sebastian Wyczawski was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sebastian Wyczawski Customer Complaints Sebastian Wyczawski has been the subject of 3 customer complaints that we know about. Two of Sebastian Wyczawski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Joseph Stone Capital for investment losses caused by Sebastian Wyczawski’s alleged misconduct. Allegations Against Sebastian Wyczawski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sebastian Wyczawski’s alleged breach of fiduciary duty; negligence; failure to supervise; vicarious liability. Sebastian Wyczawski’s alleged common law fraud; breach of fiduciary duty; negligence; breach of contract; unsuitability; overconcentration. Unauthorized transactions allegedly made by Sebastian Wyczawski. Sebastian Wyczawski Red Flags & Your Rights As An Investor Of course, Sebastian Wyczawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sebastian Wyczawski at Joseph Stone Capital and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Sebastian Wyczawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Sebastian Wyczawski If you have questions about Joseph Stone Capital, Cape Securities, and/or Sebastian Wyczawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Johnny Yeung Formerly With Integral Financial

DID JOHNNY SAUMING YEUNG CAUSE YOU INVESTMENT LOSSES? Johnny Yeung Formerly With Integral Financial And Integrity Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Johnny Yeung formerly with Integral Financial? Johnny Yeung (CRD #2026161) who was formerly registered with Integral Financial and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integral Financial, Johnny Yeung was associated with Integrity Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Johnny Yeung Customer Complaint Johnny Yeung has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers claimed all the 3 accounts transactions were not suitable for them. They claimed they don’t know the transactions. In fact, firm provided the documents and had them sign the risk disclosure to prove they know the transactions and risk. Johnny Yeung’s customer complaint was settled in favor of the investors. Johnny Yeung Red Flags & Your Rights As An Investor Of course, Johnny Yeung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Yeung at Integral Financial and Integrity Securities on alert to review carefully the activity and performance of their accounts and question whether Johnny Yeung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Integral Financial and Integrity Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Integral Financial Due To Johnny Yeung If you have questions about Integral Financial, Integrity Securities, and/or Johnny Yeung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Yoo of Oppenheimer & Co.

DID JAMES YOO CAUSE YOU INVESTMENT LOSSES? James Yoo Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is James Yoo of Oppenheimer & Co.? James Yoo (CRD #2427808) who is currently registered with Oppenheimer & Co. and located in Saddle Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. James Yoo Customer Complaint James Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments were made, and that purchases were made on margin without his authorization. James Yoo’s customer complaint was denied and, to date, the customer has not taken any further action. James Yoo Red Flags & Your Rights As An Investor Of course, James Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Yoo at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether James Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To James Yoo If you have questions about Oppenheimer & Co. and/or James Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Arndt of Raymond James Financial Services

DID JOHN DANIEL ARNDT CAUSE YOU INVESTMENT LOSSES? John Arndt Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Arndt of Raymond James Financial Services? John Arndt (CRD #5390741) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations. John Arndt Customer Complaint John Arndt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, failure to execute, negligent hiring, and violations of the conduct rules of FINRA. John Arndt’s customer complaint was settled in favor of the investors. John Arndt Red Flags & Your Rights As An Investor Of course, John Arndt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Arndt at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Arndt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Arndt If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Arndt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Arnold of NYLIFE Securities

DID THOMAS GAGE ARNOLD CAUSE YOU INVESTMENT LOSSES? Thomas Arnold Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Arnold of NYLIFE Securities? Thomas Arnold (CRD #6247762) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Vienna, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Thomas Arnold Customer Complaint Thomas Arnold has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that funds were lost as a result of trade requests not being processed in a timely manner. Thomas Arnold’s customer complaint was settled in favor of the investors. Thomas Arnold Red Flags & Your Rights As An Investor Of course, Thomas Arnold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Arnold at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Thomas Arnold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Thomas Arnold If you have questions about NYLIFE Securities, Eagle Strategies, and/or Thomas Arnold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jose Ascencio of Raymond James Financial Services

DID JOSE MARQUEZ ASCENCIO CAUSE YOU INVESTMENT LOSSES? Jose Ascencio Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Ascencio of Raymond James Financial Services? Jose Ascencio (CRD #4490072) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Orland, California is a subject of one of our many securities industry sales practice abuse investigations. Jose Ascencio Customer Complaint Jose Ascencio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were José Ascencio recommended and unsuitable investment strategy. Jose Ascencio’s customer complaint was denied and, to date, the customer has not taken any further action. Jose Ascencio Red Flags & Your Rights As An Investor Of course, Jose Ascencio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Ascencio at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Jose Ascencio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jose Ascencio If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Jose Ascencio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Avery of LPL Financial

DID LAWRENCE HENRY AVERY CAUSE YOU INVESTMENT LOSSES? Lawrence Avery Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Avery of LPL Financial? Lawrence Avery (CRD #4388940) who is currently registered with LPL Financial and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Avery Customer Complaint Lawrence Avery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a business development company investment. Lawrence Avery’s customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Avery Red Flags & Your Rights As An Investor Of course, Lawrence Avery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Avery at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Lawrence Avery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Lawrence Avery If you have questions about LPL Financial and/or Lawrence Avery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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