Mar 8, 2022

John Sandler of Equitable Advisors

DID JOHN BRUCE SANDLER CAUSE YOU INVESTMENT LOSSES? John Sandler Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Sandler of Equitable Advisors? John Sandler (CRD #3100310) who is currently registered with Equitable Advisors and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. John Sandler Customer Complaint John Sandler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the variable life insurance policy sold to her was unsuitable for her financial situation. John Sandler’s customer complaint was denied and, to date, the customer has not taken any further action. John Sandler Red Flags & Your Rights As An Investor Of course, John Sandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Sandler at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether John Sandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To John Sandler If you have questions about Equitable Advisors and/or John Sandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rocco Santorsola of Ausdal Financial Partners

DID ROCCO SANTORSOLA CAUSE YOU INVESTMENT LOSSES? Rocco Santorsola Of Ausdal Financial Partners Has A Customer Complaint For Alleged Broker Misconduct Who is Rocco Santorsola of Ausdal Financial Partners? Rocco Santorsola (CRD #2580695) who is currently registered with Ausdal Financial Partners and located in Elk Grove Village, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Rocco Santorsola Customer Complaint Rocco Santorsola has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments and failure to disclose risks of investments. Client wished to have investments rescinded. Rocco Santorsola’s customer complaint was denied and, to date, the customer has not taken any further action. Rocco Santorsola Red Flags & Your Rights As An Investor Of course, Rocco Santorsola did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rocco Santorsola at Ausdal Financial Partners on alert to review carefully the activity and performance of their accounts and question whether Rocco Santorsola has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners Due To Rocco Santorsola If you have questions about Ausdal Financial Partners and/or Rocco Santorsola and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Saplicki of LPL Financial

DID WILLIAM DANIEL SAPLICKI CAUSE YOU INVESTMENT LOSSES? William Saplicki Of LPL Financial And Formerly With First Allied Securities And First Allied Advisory Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Saplicki of LPL Financial? William Saplicki (CRD #4034795) who is currently registered with LPL Financial and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, William Saplicki was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Saplicki Customer Complaints William Saplicki has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of William Saplicki’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against William Saplicki A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Saplicki made unsuitable recommendations and failed to disclose the risks of certain investments. The former client generally alleged breach of duties of care and fiduciary duty including the duties of care and loyalty; unsuitability; and misrepresentation. Client alleged that William Saplicki’s investment recommendation to invest into an alternative product was unsuitable. William Saplicki Red Flags & Your Rights As An Investor Of course, William Saplicki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Saplicki at LPL Financial, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether William Saplicki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Saplicki If you have questions about LPL Financial, First Allied Securities, First Allied Advisory Services, and/or William Saplicki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Saul of Purshe Kaplan Sterling Investments

DID MICHAEL SCOTT SAUL CAUSE YOU INVESTMENT LOSSES? Michael Saul Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Saul of Purshe Kaplan Sterling Investments? Michael Saul (CRD #2639925) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Michael Saul was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Saul Customer Complaints Michael Saul has been the subject of 2 customer complaints that we know about. Both of Michael Saul’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Saul A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Saul misrepresented the annuity’s earnings rate to be five percent. The customer alleged misrepresentation and unsuitable investment recommendations by Michael Saul. Michael Saul Red Flags & Your Rights As An Investor Of course, Michael Saul did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Saul at Purshe Kaplan Sterling Investments, Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Saul has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Michael Saul If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, Merrill Lynch Pierce Fenner & Smith, and/or Michael Saul and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Raymond Scannell of Woodbury Financial Services

DID RAYMOND PAUL SCANNELL CAUSE YOU INVESTMENT LOSSES? Raymond Scannell Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Raymond Scannell of Woodbury Financial Services? Raymond Scannell (CRD #1870166) who is currently registered with Woodbury Financial Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Raymond Scannell Customer Complaint Raymond Scannell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a recommended variable annuity liquidation was unsuitable. Raymond Scannell’s customer complaint was denied and, to date, the customer has not taken any further action. Raymond Scannell Red Flags & Your Rights As An Investor Of course, Raymond Scannell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Scannell at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Raymond Scannell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Raymond Scannell If you have questions about Woodbury Financial Services and/or Raymond Scannell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sandra Scanni of MML Investors Services

DID SANDRA SCANNI CAUSE YOU INVESTMENT LOSSES? Sandra Scanni Of MML Investors Services And Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra Scanni of MML Investors Services? Sandra Scanni (CRD #2179046) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Sandra Scanni was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra Scanni Customer Complaints Sandra Scanni has been the subject of 2 customer complaints that we know about. One of Sandra Scanni’s 2 customer complaints was settled in favor of the investors.  One of Sandra Scanni’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Sandra Scanni A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that the establishment of three variable annuities was unsuitable and unauthorized. The customer also alleged she did not authorize Sandra Scanni to electronically sign her initials. The policy owner alleged that he was never told of the illiquidity and fees associated with the variable annuity purchased by Sandra Scanni.  Sandra Scanni Red Flags & Your Rights As An Investor Of course, Sandra Scanni did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra Scanni at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra Scanni has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Sandra Scanni If you have questions about MML Investors Services, NYLIFE Securities, and/or Sandra Scanni and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Scarborough of Morgan Stanley

DID ROBERT C. SCARBOROUGH CAUSE YOU INVESTMENT LOSSES? Robert Scarborough Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Scarborough of Morgan Stanley? Robert Scarborough (CRD #4300571) who is currently registered with Morgan Stanley and located in West Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Scarborough was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Scarborough Customer Complaint Robert Scarborough has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of a structured product in her account was unsuitable. Robert Scarborough’s customer complaint was denied and, to date, the customer has not taken any further action. Robert Scarborough Red Flags & Your Rights As An Investor Of course, Robert Scarborough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Scarborough at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Scarborough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Scarborough If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Robert Scarborough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Schaefer of State Farm VP Management

DID MARK ANDREW SCHAEFER CAUSE YOU INVESTMENT LOSSES? Mark Schaefer Of State Farm VP Management Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Schaefer of State Farm VP Management? Mark Schaefer (CRD #2927119) who is currently registered with State Farm VP Management and located in Newark, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Mark Schaefer Customer Complaint Mark Schaefer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were delay in liquidation of client account, the client alleged negligence and breach of fiduciary duty. Mark Schaefer’s customer complaint resulted in an arbitration award in favor of the investor. Mark Schaefer Red Flags & Your Rights As An Investor Of course, Mark Schaefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Schaefer at State Farm VP Management on alert to review carefully the activity and performance of their accounts and question whether Mark Schaefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At State Farm VP Management Due To Mark Schaefer If you have questions about State Farm VP Management and/or Mark Schaefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Schaible of Securities America

DID THOMAS PETER SCHAIBLE CAUSE YOU INVESTMENT LOSSES? Thomas Schaible Of Securities America, Securities America Advisors And Formerly With SSN Advisory And Securities Service Network Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Schaible of Securities America? Thomas Schaible (CRD #2079444) who is currently registered with Securities America, Securities America Advisors and located in Whitehouse, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America and Securities America Advisors, Thomas Schaible was associated with SSN Advisory, Securities Service Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Schaible Customer Complaint Thomas Schaible has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claimant is the former sister-in-law of Mr. Schaible. She alleged that he improperly followed instructions from her husband (Mr. Schaible’s brother) to transfer funds from the joint brokerage account (joint with her husband) to a joint bank account. The claimant and her husband had previously executed a standing letter of instruction for EFT’s to this joint bank account. The claimant alleged that such transfer was done in an effort to assist the movement of assets in advance of a divorce proceeding. The customer complaint filed against Thomas Schaible’s current employer Securities Service Network for investment losses caused by the alleged misconduct is pending as of the date of this report. Thomas Schaible Red Flags & Your Rights As An Investor Of course, Thomas Schaible did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Schaible at Securities America, Securities America Advisors, SSN Advisory, and Securities Service Network on alert to review carefully the activity and performance of their accounts and question whether Thomas Schaible has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, SSN Advisory, and Securities Service Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Thomas Schaible If you have questions about Securities America, Securities America Advisors, SSN Advisory, Securities Service Network, and/or Thomas Schaible and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Schmidle of Key Investment Services

DID KENNETH FRANCIS SCHMIDLE CAUSE YOU INVESTMENT LOSSES? Kenneth Schmidle Of Key Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Schmidle of Key Investment Services? Kenneth Schmidle (CRD #2367487) who is currently registered with Key Investment Services and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Schmidle Customer Complaints Kenneth Schmidle has been the subject of 2 customer complaints that we know about. One of Kenneth Schmidle’s 2 customer complaints was settled in favor of investors. One of Kenneth Schmidle’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Kenneth Schmidle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the AIG Variable Annuity purchase of $100,012.42 was misrepresented by Kenneth Schmidle. Client alleged the recommendation to purchase $175,000 of Mutual Fund, FABLX was misrepresented by Kenneth Schmidle. Kenneth Schmidle Red Flags & Your Rights As An Investor Of course, Kenneth Schmidle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Schmidle at Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Schmidle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Key Investment Services Due To Kenneth Schmidle If you have questions about Key Investment Services and/or Kenneth Schmidle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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