Mar 8, 2022

Reginald Randolph of Capital Investment Group

DID REGINALD RANDOLPH CAUSE YOU INVESTMENT LOSSES? Reginald Randolph Formerly With Capital Investment Group, Inc. And MML Investors Services Has One Customer Complaint For Alleged Broker Misconduct Who is Reginald Randolph formerly with Capital Investment Group, Inc.? Reginald Randolph (CRD #2007682) who was formerly registered with Capital Investment Group, Inc. and located in Greensoboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group, Inc., Reginald Randolph was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Reginald Randolph Customer Complaint Reginald Randolph has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative sold her several investments that were neither suitable nor explained to her. Reginald Randolph’s customer complaint was denied and, to date, the customer has not taken any further action. Reginald Randolph Red Flags & Your Rights As An Investor Of course, Reginald Randolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reginald Randolph at Capital Investment Group, Inc. and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Reginald Randolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Reginald Randolph If you have questions about Capital Investment Group, Inc., MML Investors Services, and/or Reginald Randolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Rapert of Edward Jones

DID MARY RAPERT CAUSE YOU INVESTMENT LOSSES? Mary Rapert Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mary Rapert of Edward Jones? Mary Rapert (CRD #2422927) who is currently registered with Edward Jones and located in Pocahontas, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Mary Rapert Customer Complaints Mary Rapert has been the subject of2 customer complaints that we know about. Both of Mary Rapert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mary Rapert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s son (who has POA) stated his mother met with Mary Rapert allegedly to discuss liquidating a Knights of Columbus annuity. The POA further stated, he, his sister and his mother made it very clear to the FA that they did not want to proceed with the transaction if there were any taxes and/or penalties associated with the surrender. POA indicated the transaction was processed and as a result his mother incurred a tax liability of $6,000.00 despite their instructions. Trustees alleged Mary Rapert failed to invest the cash balance in the account. Mary Rapert Red Flags & Your Rights As An Investor Of course, Mary Rapert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Rapert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mary Rapert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mary Rapert If you have questions about Edward Jones and/or Mary Rapert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Story of Cetera Advisor Networks

DID JAMES WHITNEY STORY CAUSE YOU INVESTMENT LOSSES? James Story Of Cetera Advisor Networks, Summit Financial Group And Formerly With Summit Brokerage Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Story of Cetera Advisor Networks? James Story (CRD #2656257) who is currently registered with Cetera Advisor Networks, Summit Financial Group and located in Fitzgerald, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and Summit Financial Group, James Story was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Story Customer Complaints James Story has been the subject of 4 customer complaints that we know about. One of James Story’s 4 customer complaints was settled in favor of investors. Two of James Story’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Mutual Service Corporation for investment losses caused by James Story’s alleged misconduct. Allegations Against James Story A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that James Story purposely engaged in inappropriate trading activity, which was intended to incur sales commissions. Customers alleged James Story recommended unsuitable fixed income investments. Unsuitable recommendations were followed by the client based upon misrepresentations/omissions of material information by James Story. James Story Red Flags & Your Rights As An Investor Of course, James Story did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Story at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether James Story has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To James Story If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or James Story and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Strangfeld of Janney Montgomery Scott

DID DONALD EDWARD STRANGFELD CAUSE YOU INVESTMENT LOSSES? Donald Strangfeld Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Strangfeld of Janney Montgomery Scott? Donald Strangfeld (CRD #1491228) who is currently registered with Janney Montgomery Scott and located in Upper Saddle River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Donald Strangfeld Customer Complaint Donald Strangfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a failure to supervise Donald Strangefeld who made unsuitable investments were made in their accounts. The customer complaint filed against Donald Strangfeld’s current employer Janney Montgomery Scott for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Strangfeld Red Flags & Your Rights As An Investor Of course, Donald Strangfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Strangfeld at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Donald Strangfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Donald Strangfeld If you have questions about Janney Montgomery Scott and/or Donald Strangfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Strnad of Edward Jones

DID DAVID M. STRNAD CAUSE YOU INVESTMENT LOSSES? David Strnad Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Strnad of Edward Jones? David Strnad (CRD #3004959) who is currently registered with Edward Jones and located in Parker, Colorado is a subject of one of our many securities industry sales practice abuse investigations. David Strnad Customer Complaint David Strnad has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged David Strnad failed to disclose a contingent deferred sales charge associated with the liquidation of mutual funds in his account on 3/9/2020. David Strnad’s customer complaint was settled in favor of the investors. David Strnad Red Flags & Your Rights As An Investor Of course, David Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Strnad at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Strnad If you have questions about Edward Jones and/or David Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kive Strickoff of Avantax Investment Services

DID KIVE ISRAEL STRICKOFF CAUSE YOU INVESTMENT LOSSES? Kive Strickoff Of Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services And Formerly With 1st Global Advisors And 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Kive Strickoff of Avantax Investment Services? Kive Strickoff (CRD #4094082) who is currently registered with Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services and Strickoff Financial Services, Kive Strickoff was associated with 1st Global Advisors, 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kive Strickoff Customer Complaint Kive Strickoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized reallocation of plan assets. Kive Strickoff’s customer complaint was settled in favor of the investors. Kive Strickoff Red Flags & Your Rights As An Investor Of course, Kive Strickoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kive Strickoff at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Kive Strickoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Kive Strickoff If you have questions about Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, 1st Global Capital, and/or Kive Strickoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

George Strnad of Morgan Stanley

DID GEORGE JOSEPH STRNAD CAUSE YOU INVESTMENT LOSSES? George Strnad Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is George Strnad of Morgan Stanley? George Strnad (CRD #1635225) who is currently registered with Morgan Stanley and located in Monarch Beach, California is a subject of one of our many securities industry sales practice abuse investigations. George Strnad Customer Complaints George Strnad has been the subject of 2 customer complaints that we know about. One of George Strnad’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by George Strnad’s alleged misconduct. Allegations Against George Strnad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, George Strnad’s unsuitable recommendations of investments. Claimants alleged, George Strnad’s misrepresentation with respect to investments. George Strnad Red Flags & Your Rights As An Investor Of course, George Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Strnad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether George Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To George Strnad If you have questions about Morgan Stanley and/or George Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Randal Studer of Ameritas Investment

DID RANDAL WILLIAM STUDER CAUSE YOU INVESTMENT LOSSES? Randal Studer Of Ameritas Investment Has A Customer Complaint For Alleged Broker Misconduct Who is Randal Studer of Ameritas Investment? Randal Studer (CRD #1446083) who is currently registered with Ameritas Investment and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Randal Studer Customer Complaint Randal Studer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were distributions from investment had continually decreased and life cycle of the fund extended. Complainant asked for refund of initial investment. Randal Studer’s customer complaint was denied and, to date, the customer has not taken any further action. Randal Studer Red Flags & Your Rights As An Investor Of course, Randal Studer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randal Studer at Ameritas Investment on alert to review carefully the activity and performance of their accounts and question whether Randal Studer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameritas Investment also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameritas Investment Due To Randal Studer If you have questions about Ameritas Investment and/or Randal Studer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Suckey of Park Avenue Securities

DID JOHN K. SUCKEY CAUSE YOU INVESTMENT LOSSES? John Suckey Of Park Avenue Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Suckey of Park Avenue Securities? John Suckey (CRD #4249100) who is currently registered with Park Avenue Securities and located in Wall, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. John Suckey Customer Complaints John Suckey has been the subject of 2 customer complaints that we know about. One of John Suckey’s 2 customer complaints was settled in favor of investors. One of John Suckey’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against John Suckey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was not aware a fixed life insurance policy was issued in her name and that her signatures on the new account documents for this life insurance policy appear to be forged or copied by John Suckey. Customer alleged John Suckey recommended that she implement a reverse mortgage, purchase a life insurance policy, a variable annuity and a long term care policy which she believed would provide needed income. She alleged that she took money from her variable annuity to help pay premiums for the life insurance and long term care which affected the living benefit rider option of the variable annuity and was charged surrender fees for withdrawals. John Suckey Red Flags & Your Rights As An Investor Of course, John Suckey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Suckey at Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether John Suckey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To John Suckey If you have questions about Park Avenue Securities and/or John Suckey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew Sukhin of Morgan Stanley

DID ANDREW GEORGE SUKHIN CAUSE YOU INVESTMENT LOSSES? Andrew Sukhin Of Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Andrew Sukhin of Morgan Stanley? Andrew Sukhin (CRD #2102283) who is currently registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Andrew Sukhin Customer Complaints Andrew Sukhin has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Andrew Sukhin’s 9 customer complaints resulted in an arbitration award in favor of the investor. Three of Andrew Sukhin’s 9 customer complaints were settled in favor of investors. Five of Andrew Sukhin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Sukhin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Andrew Sukhin inappropriately advised him to establish an off shore account which resulted in tax penalties; client also alleged Mr. Sukhin inappropriately recommended a variable annuity. Client alleged, inter alia, Andrew Sukhin’s misrepresentation with respect to managed account investments. Client alleged Andrew Sukhin’s failure to disclose prepayment penalty on express credit loan. Clients alleged that their accounts were engaged in unsuitable and unauthorized transactions by Andrew Sukhin. Additional allegations included, breach of contract, violations of the FINRA Suitability Rules, breach of fiduciary duty, failure to supervise and control person liability, negligence and unauthorized trading. Customer alleged that agreement existed with Andrew Sukhin whereby he promised an 8% return per year. Andrew Sukhin’s alleged failure to disclose risks associated with the purchase of auction rate securities. The client alleged Andrew Sukhin’s failure to follow instructions with respect to investment guidelines. Damages unspecified. Unauthorized, excessive trading allegedly by Andrew Sukhin. Andrew Sukhin Red Flags & Your Rights As An Investor Of course, Andrew Sukhin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Sukhin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Andrew Sukhin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Sukhin If you have questions about Morgan Stanley and/or Andrew Sukhin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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