Mar 8, 2022

David Morgan of National Securities

DID DAVID GRANT CONRAD MORGAN CAUSE YOU INVESTMENT LOSSES? David Morgan Of National Securities And Formerly With National Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Morgan of National Securities? David Morgan (CRD #2035526) who is currently registered with National Securities and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities, David Morgan was associated with National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Morgan Customer Complaints David Morgan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of David Morgan’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by David Morgan’s alleged misconduct. Allegations Against David Morgan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Morgan’s alleged unsuitable investment recommendations. Unsuitable recommendations allegedly made by David Morgan. David Morgan Red Flags & Your Rights As An Investor Of course, David Morgan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Morgan at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether David Morgan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To David Morgan If you have questions about National Securities, National Asset Management, and/or David Morgan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Barney Moore of Equitable Advisors

DID BARNEY HOWARD MOORE CAUSE YOU INVESTMENT LOSSES? Barney Moore Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barney Moore of Equitable Advisors? Barney Moore (CRD #4322338) who is currently registered with Equitable Advisors and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Barney Moore Customer Complaints Barney Moore has been the subject of 2 customer complaints that we know about. One of Barney Moore’s 2 customer complaints was settled in favor of investors. One of Barney Moore’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barney Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged that when contracts were exchanged, Barney Moore transferred the client’s tax free insurance death benefit into an annuity where the value above tax basis and the insurance policy will be taxable as ordinary income to the beneficiaries upon his death.  Client requested the firm to restore his variable life insurance policy and reimburse any costs/expenses associated. Client alleged Barney Moore did not disclose necessary material information in the sale of a Jackson National variable annuity. Barney Moore Red Flags & Your Rights As An Investor Of course, Barney Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barney Moore at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Barney Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Barney Moore If you have questions about Equitable Advisors and/or Barney Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Anthony Morris of International Assets Advisory

DID ANTHONY RYAN MORRIS CAUSE YOU INVESTMENT LOSSES? Anthony Morris Of International Assets Advisory And Formerly With Lincoln Investment And Investors Capital Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Morris of International Assets Advisory? Anthony Morris (CRD #2849581) who is currently registered with International Assets Advisory and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, Anthony Morris was associated with Lincoln Investment, Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Morris Customer Complaints Anthony Morris has been the subject of 4 customer complaints that we know about. One of Anthony Morris’ 4 customer complaints was settled in favor of investors. Three of Anthony Morris’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Morris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that they received inadequate disclosures and that their investment had been misrepresented allegedly by Anthony Morris. In an attempt to obtain a surrender-free withdrawal outside of the free-look period, client claimed to have not received a prospectus or contract allegedly from Anthony Morris. Anthony Morris’ alleged Investment losses, failure to process transfer. The client purchased an annuity allegedly recommended by Anthony Morris. The client alleged he purchased the annuity to provide income for his spouse after his death. The client contacted the annuity carrier and was advised the income rider ends upon his death. Anthony Morris Red Flags & Your Rights As An Investor Of course, Anthony Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Morris at International Assets Advisory, Lincoln Investment, and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Anthony Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, Lincoln Investment, and Investors Capital and also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory Due To Anthony Morris If you have questions about International Assets Advisory, Lincoln Investment, Investors Capital, and/or Anthony Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Moore of Janney Montgomery Scott

DID WILLIAM MICHAEL MOORE CAUSE YOU INVESTMENT LOSSES? William Moore Of Janney Montgomery Scott And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Moore of Janney Montgomery Scott? William Moore (CRD #3206918) who is currently registered with Janney Montgomery Scott and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, William Moore was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Moore Customer Complaint William Moore has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were POA for client alleged hedge fund in spousal IRA was inappropriate for conservative profile. William Moore’s customer complaint was denied and, to date, the customer has not taken any further action. William Moore Red Flags & Your Rights As An Investor Of course, William Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moore at Janney Montgomery Scott and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To William Moore If you have questions about Janney Montgomery Scott, Wells Fargo Clearing Services, and/or William Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Moran of Merrill Lynch Pierce Fenner & Smith

DID DANIEL JOHN MORAN CAUSE YOU INVESTMENT LOSSES? Daniel Moran Of Merrill Lynch Pierce Fenner & Smith Has 5 Customer Complaints For Alleged Broker Misconduct Who is Daniel Moran of Merrill Lynch Pierce Fenner & Smith? Daniel Moran (CRD #1864762) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Daniel Moran Customer Complaints Daniel Moran has been the subject of 5 customer complaints that we know about. Two of Daniel Moran’s 5 customer complaints were settled in favor of investors. Three of Daniel Moran’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Daniel Moran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Daniel Moran’s unauthorized and unsuitable trading. It is alleged that an inappropriate investment was recommended by Daniel Moran. The clients alleged that the degree of separation between their concerns and the actual investments is much too great, allegedly committed by Daniel Moran. The customer alleged Daniel Moran’s failure to follow instructions. The customer alleged unsuitable investment recommendations by Daniel Moran. Daniel Moran Red Flags & Your Rights As An Investor Of course, Daniel Moran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Moran at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Daniel Moran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Daniel Moran If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Daniel Moran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Mounkes of Wells Fargo Clearing Services

DID KEVIN JOSEPH MOUNKES CAUSE YOU INVESTMENT LOSSES? Kevin Mounkes Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Mounkes of Wells Fargo Clearing Services? Kevin Mounkes (CRD #2915756) who is currently registered with Wells Fargo Clearing Services and located in Sacramento, California is a subject of one of our many securities industry sales practice abuse investigations. Kevin Mounkes Customer Complaint Kevin Mounkes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she would not have liquidated her annuity had she been informed of the resulting surrender charges. Kevin Mounkes’ customer complaint was settled in favor of the investors. Kevin Mounkes Red Flags & Your Rights As An Investor Of course, Kevin Mounkes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Mounkes at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Mounkes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Kevin Mounkes If you have questions about Wells Fargo Clearing Services and/or Kevin Mounkes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Murray formerly with Corinthian Partners

DID RICHARD NORMAN MURRAY CAUSE YOU INVESTMENT LOSSES? Richard Murray Formerly With Corinthian Partners, J.P. Turner & Company And National Securities Has A Customer Complaint For Alleged Broker Misconduct Who Richard Murray formerly with Corinthian Partners? Richard Murray (CRD #2398820) who was formerly registered with Corinthian Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Corinthian Partners, Richard Murray was associated with J.P. Turner & Company, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Murray Customer Complaint Richard Murray has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were suitability, breach of fiduciary duty, negligence, breach of contract. The customer complaint filed against Richard Murray’s former employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Richard Murray Red Flags & Your Rights As An Investor Of course, Richard Murray did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Murray at Corinthian Partners, J.P. Turner & Company, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Murray has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corinthian Partners, J.P. Turner & Company, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Corinthian Partners Due To Richard Murray If you have questions about Corinthian Partners, J.P. Turner & Company, National Securities, and/or Richard Murray and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mirsad Muharemovic of Arive Capital Markets

DID MIRSAD A. MUHAREMOVIC CAUSE YOU INVESTMENT LOSSES? Mirsad Muharemovic Of Arive Capital Markets And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Mirsad Muharemovic of Arive Capital Markets? Mirsad Muharemovic (CRD #3122589) who is currently registered with Arive Capital Markets and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arive Capital Markets, Mirsad Muharemovic was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mirsad Muharemovic Customer Complaints Mirsad Muharemovic has been the subject of 3 customer complaints that we know about. One of Mirsad Muharemovic’s 3 customer complaints resulted in an arbitration award in favor of the investors. One of Mirsad Muharemovic’s  customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Arive Capital Markets for investment losses caused by Mirsad Muharemovic’s alleged misconduct. Allegations Against Mirsad Muharemovic A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mirsad Muharemovic’s alleged Churning, Excessive Trading, Unsuitability. High pressure sales tactics, misrepresentation, excessive margin, etc. allegedly by Mirsad Muharemovic. Unsuitability allegedly by Mirsad Muharemovic. Mirsad Muharemovic Red Flags & Your Rights As An Investor Of course, Mirsad Muharemovic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Muharemovic at Arive Capital Markets and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Mirsad Muharemovic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Mirsad Muharemovic If you have questions about Arive Capital Markets, Cape Securities, and/or Mirsad Muharemovic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Munker of Client One Securities

DID THOMAS ERWIN MUNKER CAUSE YOU INVESTMENT LOSSES? Thomas Munker Of Client One Securities And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Munker of Client One Securities? Thomas Munker (CRD #2861111) who is currently registered with Client One Securities and located in Topeka, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Client One Securities, Thomas Munker was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Munker Customer Complaints Thomas Munker has been the subject of 2 customer complaints that we know about. Both of Thomas Munker’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Munker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he lost money committed by Thomas Munker. The advisory service was not satisfactory to client generating a complaint. His alleged losses were much smaller due to client’s inclusion of fees and costs as a loss of investment performance. Customer alleged losses due to frequent trading and “whipsaw effect” by Thomas Munker. Thomas Munker Red Flags & Your Rights As An Investor Of course, Thomas Munker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Munker at Client One Securities and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Thomas Munker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Client One Securities and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Client One Securities Due To Thomas Munker If you have questions about Client One Securities, LPL Financial, and/or Thomas Munker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Myers of MML Investors Services

DID LAWRENCE OTIS MYERS CAUSE YOU INVESTMENT LOSSES? Lawrence Myers Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Myers of MML Investors Services? Lawrence Myers (CRD #2605164) who is currently registered with MML Investors Services and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Myers Customer Complaint Lawrence Myers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the annuity he purchased was misrepresented. The complainant stated he was never informed that his money would be restricted, or that there would be penalties when withdrawing his money. The complainant wanted to be let out of the annuity contract, and have the full value of his annuity returned, as well as being reimbursed for the penalties he has paid. Lawrence Myers’ customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Myers Red Flags & Your Rights As An Investor Of course, Lawrence Myers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Myers at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Lawrence Myers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Lawrence Myers If you have questions about MML Investors Services and/or Lawrence Myers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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