Cynthia Nagel of Waddell & Reed and formerly with Foothill Securities

DID CYNTHIA RENE NAGEL CAUSE YOU INVESTMENT LOSSES? Cynthia Nagel Of Waddell & Reed And Formerly With CUE Financial Group, Foothill Securities And Securities America Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Nagel of Waddell & Reed? Cynthia Nagel (CRD #2188850) who is currently registered with Waddell & Reed and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Cynthia Nagel was associated with CUE Financial Group, Foothill Securities, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cynthia Nagel Customer Complaint Cynthia Nagel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that there were delays in processing his 1035 variable annuity exchange which caused him to incur market losses. Cynthia Nagel’s customer complaint was settled in favor of the investors. Cynthia Nagel Red Flags & Your Rights As An Investor Of course, Cynthia Nagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Nagel at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Cynthia Nagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed, CUE Financial Group, Foothill Securities, and Securities America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Cynthia Nagel If you have questions about Waddell & Reed, CUE Financial Group, Foothill Securities, Securities America, and/or Cynthia Nagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Emily Nikoloudis of Purshe Kaplan Sterling Investments

DID EMILY NIKOLOUDIS CAUSE YOU INVESTMENT LOSSES? Emily Nikoloudis Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Emily Nikoloudis of Purshe Kaplan Sterling Investments? Emily Nikoloudis (CRD #3223547) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Short Hills, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Emily Nikoloudis was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emily Nikoloudis Customer Complaint Emily Nikoloudis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the trustee alleged their financial advisors never notified and or made them aware of the requirement to take minimum required distributions from the inherited IRA. The trustee further alleged they were told that no distributions were needed. Emily Nikoloudis’ customer complaint was denied and, to date, the customer has not taken any further action. Emily Nikoloudis Red Flags & Your Rights As An Investor Of course, Emily Nikoloudis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emily Nikoloudis at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Emily Nikoloudis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Transcend Wealth Collective and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Emily Nikoloudis If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, UBS Financial Services, and/or Emily Nikoloudis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Lester Noisom of Raymond James Financial Services

DID LESTER ANTONIO NOISOM CAUSE YOU INVESTMENT LOSSES? Lester Noisom Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Lester Noisom of Raymond James Financial Services? Lester Noisom (CRD #2718648) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Lester Noisom was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lester Noisom Customer Complaints Lester Noisom has been the subject of 3 customer complaints that we know about. One of Lester Noisom’s 3 customer complaints was settled in favor of investors. Two of Lester Noisom’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Lester Noisom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Lester Noisom did not inform him of possible tax consequences regarding the sale of the mutual funds. Client complained that Lester Noisom allegedly guaranteed growth in the annuity investment. Customer alleged that Lester Noisom’s corporate bond was misrepresented and unsuitable. Lester Noisom Red Flags & Your Rights As An Investor Of course, Lester Noisom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Noisom at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lester Noisom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Lester Noisom If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Lester Noisom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jeff Ninness of State Farm VP Management

DID JEFF M. NINNESS CAUSE YOU INVESTMENT LOSSES? Jeff Ninness Of State Farm VP Management Has A Customer Complaint For Alleged Broker Misconduct Who is Jeff Ninness of State Farm VP Management? Jeff Ninness (CRD #3197346) who is currently registered with State Farm VP Management and located in Prospect Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeff Ninness Customer Complaint Jeff Ninness has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were it is alleged that a mutual fund account was set up as a non-tax qualified account and should have been set up as a ROTH IRA. Jeff Ninness’ customer complaint was denied and, to date, the customer has not taken any further action. Jeff Ninness Red Flags & Your Rights As An Investor Of course, Jeff Ninness did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeff Ninness at State Farm VP Management on alert to review carefully the activity and performance of their accounts and question whether Jeff Ninness has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At State Farm VP Management Due To Jeff Ninness If you have questions about State Farm VP Management and/or Jeff Ninness and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Steven Noce of Merrill Lynch Pierce Fenner & Smith

DID STEVEN NOCE CAUSE YOU INVESTMENT LOSSES? Steven Noce Of Merrill Lynch Pierce Fenner & Smith And Formerly With VALIC Financial Advisors And T. Rowe Price Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Noce of Merrill Lynch Pierce Fenner & Smith? Steven Noce (CRD #4288062) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Steven Noce was associated with VALIC Financial Advisors, T. Rowe Price Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Noce Customer Complaint Steven Noce has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that terms and features of investment were not fully disclosed. Steven Noce’s customer complaint was settled in favor of the investors. Steven Noce Red Flags & Your Rights As An Investor Of course, Steven Noce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Noce at Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, and T. Rowe Price Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Steven Noce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, and T. Rowe Price Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Steven Noce If you have questions about Merrill Lynch Pierce Fenner & Smith, VALIC Financial Advisors, T. Rowe Price Advisory Services, and/or Steven Noce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Brady Nance of TIAA-CREF Individual & Institutional Services

DID BRADY EDWARD NANCE CAUSE YOU INVESTMENT LOSSES? Brady Nance Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Brady Nance of TIAA-CREF Individual & Institutional Services? Brady Nance (CRD #4326691) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Brady Nance Customer Complaint Brady Nance has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that the TIAA representative, Brady Nance, did not inform her of the tax implications of taking a loan from her variable life insurance policy, or advise that she was creating a modified endowment contract by adding funds to that policy when issued. Brady Nance’s customer complaint was settled in favor of the investors. Brady Nance Red Flags & Your Rights As An Investor Of course, Brady Nance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brady Nance at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Brady Nance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Brady Nance If you have questions about TIAA-CREF Individual & Institutional Services and/or Brady Nance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Eric Nordberg of J.W. Cole Financial

DID ERIC GARRARD NORDBERG CAUSE YOU INVESTMENT LOSSES? Eric Nordberg Of J.W. Cole Financial And Nordberg & Vandenberg Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Nordberg of J.W. Cole Financial? Eric Nordberg (CRD #2056510) who is currently registered with J.W. Cole Financial, Nordberg & Vandenberg and located in East Lansing, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Eric Nordberg Customer Complaint Eric Nordberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Eric Nordberg did not disclose fees, riders, and commissions and that the product was not suitable. Eric Nordberg’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Nordberg Red Flags & Your Rights As An Investor Of course, Eric Nordberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Nordberg at J.W. Cole Financial and Nordberg & Vandenberg on alert to review carefully the activity and performance of their accounts and question whether Eric Nordberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial and Nordberg & Vandenberg also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Eric Nordberg If you have questions about J.W. Cole Financial, Nordberg & Vandenberg, and/or Eric Nordberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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John Nysather formerly with Stifel, Nicolaus & Company

DID JOHN OLAF NYSATHER CAUSE YOU INVESTMENT LOSSES? John Nysather Formerly With Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct Who is John Nysather formerly with Stifel, Nicolaus & Company? John Nysather (CRD #2036389) who was formerly registered with Stifel, Nicolaus & Company and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. John Nysather Customer Complaint John Nysather has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that registered representative John Nysather made unsuitable recommendations for the client to withdraw funds from annuities, which resulted in tax consequences and early withdrawal penalties. John Nysather’s customer complaint was denied and, to date, the customer has not taken any further action. John Nysather Red Flags & Your Rights As An Investor Of course, John Nysather did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nysather at Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether John Nysather has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Due To John Nysather If you have questions about Stifel, Nicolaus & Company and/or John Nysather and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Candra Oakes-Niswanger of Waddell & Reed

DID CANDRA LYNN OAKES-NISWANGER CAUSE YOU INVESTMENT LOSSES? Candra Oakes-Niswanger Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Candra Oakes-Niswanger of Waddell & Reed? Candra Oakes-Niswanger (CRD #4235023) who is currently registered with Waddell & Reed and located in Great Falls, Montana is a subject of one of our many securities industry sales practice abuse investigations. Candra Oakes-Niswanger Customer Complaint Candra Oakes-Niswanger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, due to a breach of fiduciary duty and negligence by Candra Oakes-Niswanger during the time period of February 21, 2020 through April 14, 2020, his account value incurred significant losses. Candra Oakes-Niswanger’s customer complaint was denied and, to date, the customer has not taken any further action. Candra Oakes-Niswanger Red Flags & Your Rights As An Investor Of course, Candra Oakes-Niswanger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candra Oakes-Niswanger at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Candra Oakes-Niswanger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Candra Oakes-Niswanger If you have questions about Waddell & Reed and/or Candra Oakes-Niswanger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Brenda O’Brien of Oppenheimer & Co.

DID BRENDA JOETTE O’BRIEN CAUSE YOU INVESTMENT LOSSES? Brenda O’Brien Of Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda O’Brien of Oppenheimer & Co.? Brenda O’Brien (CRD #1587005) who is currently registered with Oppenheimer & Co.and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Brenda O’Brien Customer Complaint Brenda O’Brien has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged that no one discussed annuity redemption options with the client, nor did anyone discuss the risks associated with the annuity options or review the suitability standards. Brenda O’Brien’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda O’Brien Red Flags & Your Rights As An Investor Of course, Brenda O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda O’Brien at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Brenda O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Brenda O’Brien If you have questions about Oppenheimer & Co. and/or Brenda O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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