Mar 8, 2022

Brent Miller of NYLIFE Securities

DID BRENT AARON MILLER CAUSE YOU INVESTMENT LOSSES? Brent Miller Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Miller of NYLIFE Securities? Brent Miller (CRD #3235039) who is currently registered with NYLIFE Securities and located in Sioux Falls, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Brent Miller Customer Complaint Brent Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that two withdrawals from her variable annuity were used to establish an unauthorized MainStay account in the amount of $40,000 and the purchase a new variable annuity in which she incurred an upfront surcharge of over $4,000. The customer requested a reimbursement of all fees involved in the transaction.  Brent Miller’s customer complaint was settled in favor of the investors. Brent Miller Red Flags & Your Rights As An Investor Of course, Brent Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Miller at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brent Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Brent Miller If you have questions about NYLIFE Securities and/or Brent Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Miller of Ameriprise Financial Services

DID JEFFREY SCOTT MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Miller Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Miller of Ameriprise Financial Services? Jeffrey Miller (CRD #2112508) who is currently registered with Ameriprise Financial Services and located in Danvers, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Miller Customer Complaints Jeffrey Miller has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jeffrey Miller’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jeffrey Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Jeffrey Miller misinformed him about when and at what price his Active Portfolio and Select Separate accounts would be liquidated. The clients have alleged that Jeffrey Miller did not follow their risk tolerance and recommended they invest in unsuitable investments. The clients also alleged that the advisor recommended they invest in multiple fund families to generate additional commission income. Finally, the clients claimed the advisor’s actions caused them to lose a significant amount of money. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jeffrey Miller If you have questions about Ameriprise Financial Services and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nadine Miller of Morgan Stanley

DID NADINE GROSSBERG MILLER CAUSE YOU INVESTMENT LOSSES? Nadine Miller Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Nadine Miller of Morgan Stanley? Nadine Miller (CRD #2000909) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Nadine Miller Customer Complaints Nadine Miller has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Nadine Miller’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Nadine Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that there were securities purchased in his accounts by Nadine Miller without consultation with him. Client alleged Nadine Miller’s unsuitability with respect to closed-end fund investment. The client alleged unsuitable investments by Nadine Miller. Nadine Miller Red Flags & Your Rights As An Investor Of course, Nadine Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nadine Miller at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nadine Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nadine Miller If you have questions about Morgan Stanley and/or Nadine Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Miller of Edward Jones

DID STEVEN KIRT MILLER CAUSE YOU INVESTMENT LOSSES? Steven Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Miller of Edward Jones? Steven Miller (CRD #3026802) who is currently registered with Edward Jones and located in Big Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Steven Miller Customer Complaints Steven Miller has been the subject of 2 customer complaints that we know about. One of Steven Miller’s 2 customer complaints was settled in favor of investors.  The other one of Steven Miller’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steven Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Miller’s purchase(s) of various investments were not suitable. Client transferred her 401k to Edward Jones and she stated she shared her views on how she wanted her funds protected and assumed Edward Jones was putting together a balanced and diversified portfolio. Client indicated her fund lost over 90% of its value in a quick time period and the funds that were chosen did not meet the goals the client had laid out allegedly to Steven Miller. Steven Miller Red Flags & Your Rights As An Investor Of course, Steven Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Steven Miller If you have questions about Edward Jones and/or Steven Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kerrie Milligan of Raymond James & Associates

DID KERRIE LEIGH MILLIGAN CAUSE YOU INVESTMENT LOSSES? Kerrie Milligan Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Kerrie Milligan of Raymond James & Associates? Kerrie Milligan (CRD #4276095) who is currently registered with Raymond James & Associates and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Kerrie Milligan was also the subject of a FINRA investigation which was settled without admitting or denying the findings that she effected trades in the customer’s account on instructions of the customer’s husband without the customer’s prior written authorization and without receiving prior approval to exercise discretion in the account from her member firm.  FINRA issued a censure and fined her $5, 000 for the alleged rule violation. Kerrie Milligan Customer Complaint Kerrie Milligan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that he did not authorize the trade of Apple (AAPL). Client wanted the sale rescinded and be made whole. Client also wanted to be credited the fees charged on cash and money market funds within his accounts. Kerrie Milligan’s customer complaint was denied and, to date, the customer has not taken any further action. Kerrie Milligan Red Flags & Your Rights As An Investor Of course, Kerrie Milligan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerrie Milligan at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Kerrie Milligan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Kerrie Milligan If you have questions about Raymond James & Associates and/or Kerrie Milligan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nestor Miranda of J.P. Morgan Securities

DID NESTOR MAURICIO MIRANDA CAUSE YOU INVESTMENT LOSSES? Nestor Miranda Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nestor Miranda of J.P. Morgan Securities? Nestor Miranda (CRD #4182122) who is currently registered with J.P. Morgan Securities and located in Coral Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations. Nestor Miranda Customer Complaint Nestor Miranda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund and managed account investments. Nestor Miranda’s customer complaint was denied and, to date, the customer has not taken any further action. Nestor Miranda Red Flags & Your Rights As An Investor Of course, Nestor Miranda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nestor Miranda at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Nestor Miranda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Nestor Miranda If you have questions about J.P. Morgan Securities and/or Nestor Miranda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jean Paryl of Charles Schwab & Co.

DID JEAN ELIZABETH PARYL CAUSE YOU INVESTMENT LOSSES? Jean Paryl Of Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Jean Paryl of Charles Schwab & Co.? Jean Paryl (CRD #3019499) who is currently registered with Charles Schwab & Co.and located in Southlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jean Paryl Customer Complaint Jean Paryl has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged representative did not follow instructions to sell holdings in his portfolio on February 28, 2020, creating a loss. Jean Paryl’s customer complaint was denied and, to date, the customer has not taken any further action. Jean Paryl Red Flags & Your Rights As An Investor Of course, Jean Paryl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jean Paryl at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Jean Paryl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Jean Paryl If you have questions about Charles Schwab & Co. and/or Jean Paryl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Paton of The Oak Ridge Financial Services Group

DID DAVID KALLMAN PATON CAUSE YOU INVESTMENT LOSSES? David Paton Of The Oak Ridge Financial Services Group And Formerly With RBC Capital Markets Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Paton of The Oak Ridge Financial Services Group? David Paton (CRD #1746167) who is currently registered with The Oak Ridge Financial Services Group and located in Woodbury, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Oak Ridge Financial Services Group, David Paton was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Paton Customer Complaints David Paton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of David Paton’s 3 customer complaints were settled in favor of investors. One of David Paton’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against David Paton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed that an equity she purchased from David Paton was high risk and too large in size for her account. Clients alleged that David Paton’s investment holdings of CGIX and SSYS, initially purchased, were not suitable based on their risk tolerance. David Paton Red Flags & Your Rights As An Investor Of course, David Paton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Paton at The Oak Ridge Financial Services Group and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether David Paton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Oak Ridge Financial Services Group and RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Oak Ridge Financial Services Group Due To David Paton If you have questions about The Oak Ridge Financial Services Group, RBC Capital Markets, and/or David Paton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Patterson of Raymond James & Associates

DID SCOTT KRISTOFER PATTERSON CAUSE YOU INVESTMENT LOSSES? Scott Patterson Of Raymond James & Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Patterson of Raymond James & Associates? Scott Patterson (CRD #4289857) who is currently registered with Raymond James & Associates and located in Timonium, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Scott Patterson Customer Complaint Scott Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged forgery. Scott Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Patterson Red Flags & Your Rights As An Investor Of course, Scott Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Patterson at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Scott Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Scott Patterson If you have questions about Raymond James & Associates and/or Scott Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Pawloski of Cantella & Co.

DID DAVID THOMAS PAWLOSKI CAUSE YOU INVESTMENT LOSSES? David Pawloski Of Cantella & Co. And Formerly With Oppenheimer & Co. Has 6 Customer Complaints For Alleged Broker Misconduct Who is David Pawloski of Cantella & Co.? David Pawloski (CRD #1438717) who is currently registered with Cantella & Co.and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., David Pawloski was associated with Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Pawloski Customer Complaints David Pawloski has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Pawloski’s 6 customer complaints resulted in an arbitration award in favor of the investors. Three of David Pawloski’s customer complaints were settled in favor of investors. Two of David Pawloski’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Pawloski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that David Pawloski did not follow his instructions to sell a security. Client alleged that unauthorized and unsuitable investments were made in the account by David Pawloski. Client complained about the performance of securities in the account allegedly made by David Pawloski. Customer alleged that David Pawloski recommended unsuitable securities and charged excessive fees and commissions. David Pawloski Red Flags & Your Rights As An Investor Of course, David Pawloski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Pawloski at Cantella & Co. and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether David Pawloski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co. and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co. Due To David Pawloski If you have questions about Cantella & Co., Oppenheimer & Co., and/or David Pawloski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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