Mar 8, 2022

Manuel Ojeda of Morgan Stanley

DID MANUEL L. OJEDA CAUSE YOU INVESTMENT LOSSES? Manuel Ojeda Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Manuel Ojeda of Morgan Stanley? Manuel Ojeda (CRD #2136032) who is currently registered with Morgan Stanley and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Manuel Ojeda Customer Complaint Manuel Ojeda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to hedge fund investment. Manuel Ojeda’s customer complaint was denied and, to date, the customer has not taken any further action. Manuel Ojeda Red Flags & Your Rights As An Investor Of course, Manuel Ojeda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ojeda at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Manuel Ojeda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Manuel Ojeda If you have questions about Morgan Stanley and/or Manuel Ojeda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John O’Keefe Formerly With Infinex Investments

DID JOHN ANTHONY O’KEEFE III CAUSE YOU INVESTMENT LOSSES? John O’Keefe Formerly With Infinex Investments, MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is John O’Keefe formerly with Infinex Investments? John O’Keefe (CRD #2220988) who was formerly registered with Infinex Investments and located in Meriden, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, John O’Keefe was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John O’Keefe has had his own regulatory problems.  In 2014, he was investigated by FINRA and consented, without admitting or denying the allegations and findings, to a 15 day suspension and $5, 000 fine for allegedly recommending non-traditional exchange traded funds (ETF’s) purchase transactions to customers without performing reasonable diligence, understanding the risks and features of the ETF’s, including, the risks associated with the daily, reset and leverage components associated with the securities.  FINRA further found that the recommendations made were unsuitable on a customer specific basis because customers that John O’Keefe recommended the ETF’s had conservative to moderate risk tolerances investment objectives of income and long-term growth.  Where is the ETF’s recommended were only suitable if they were traded within a day.  The ETF investments were not long-term investments and the investors suffered losses as a result of his recommendations. John O’Keefe Customer Complaints John O’Keefe has been the subject of 2 customer complaints that we know about. One of John O’Keefe’s 2 customer complaints was settled in favor of investors. One of John O’Keefe’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against John O’Keefe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The complainant alleged John O’Keefe misrepresented a variable annuity that was sold to the complainant. The customer alleged that John O’Keefe misrepresented and omitted features of his whole life insurance policy in order to solicit a sale of a policy that was unsuitable. John O’Keefe Red Flags & Your Rights As An Investor Of course, John O’Keefe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John O’Keefe at Infinex Investments, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether John O’Keefe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments Due To John O’Keefe If you have questions about Infinex Investments, MML Investors Services, MSI Financial Services, and/or John O’Keefe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Melinda Olbert of Cetera Advisors

DID MELINDA LEE OLBERT CAUSE YOU INVESTMENT LOSSES? Melinda Olbert Of Cetera Advisors And Formerly With Investors Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Melinda Olbert of Cetera Advisors? Melinda Olbert (CRD #2893793) who is currently registered with Cetera Advisors and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Melinda Olbert was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Melinda Olbert Customer Complaint Melinda Olbert has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, misrepresentation, omission of a material fact, breach of fiduciary duty, and breach of contract. Melinda Olbert’s customer complaint was settled in favor of the investors. Melinda Olbert Red Flags & Your Rights As An Investor Of course, Melinda Olbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melinda Olbert at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Melinda Olbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Cetera Advisors Due To Melinda Olbert If you have questions about Cetera Advisors, Investors Capital, and/or Melinda Olbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Oley of Wells Fargo Clearing Services

DID THOMAS JOHN OLEY JR CAUSE YOU INVESTMENT LOSSES? Thomas Oley Of Wells Fargo Clearing Services And Formerly With Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Oley of Wells Fargo Clearing Services? Thomas Oley (CRD #2870927) who is currently registered with Wells Fargo Clearing Services and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Thomas Oley was associated with Comerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Oley Customer Complaint Thomas Oley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Thomas Oley failed to place a re-allocation transaction, as instructed, in client’s 401(k) account; client further alleged that the failure to execute the re-allocation resulted in a loss to the client. Thomas Oley’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Oley Red Flags & Your Rights As An Investor Of course, Thomas Oley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Oley at Wells Fargo Clearing Services and Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Oley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Thomas Oley If you have questions about Wells Fargo Clearing Services, Comerica Securities, and/or Thomas Oley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lonnie Olson of Edward Jones

DID LONNIE D. OLSON CAUSE YOU INVESTMENT LOSSES? Lonnie Olson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Lonnie Olson of Edward Jones? Lonnie Olson (CRD #2530308) who is currently registered with Edward Jones and located in Hobart, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Lonnie Olson Customer Complaint Lonnie Olson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Lonnie Olson assisted his ex-wife in fraudulently hiding money from their joint account during divorce proceedings resulting in an $11,000.00 tax bill. Lonnie Olson’s customer complaint was denied and, to date, the customer has not taken any further action. Lonnie Olson Red Flags & Your Rights As An Investor Of course, Lonnie Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lonnie Olson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lonnie Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lonnie Olson If you have questions about Edward Jones and/or Lonnie Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Frank Ortiz of Wells Fargo Clearing Services

DID FRANK JOSE ORTIZ CAUSE YOU INVESTMENT LOSSES? Frank Ortiz Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Ortiz of Wells Fargo Clearing Services? Frank Ortiz (CRD #2466113) who is currently registered with Wells Fargo Clearing Services and located in Montebello, California is a subject of one of our many securities industry sales practice abuse investigations. Frank Ortiz Customer Complaints Frank Ortiz has been the subject of 2 customer complaints that we know about. One of Frank Ortiz’s 2 customer complaints was settled in favor of investors. One of Frank Ortiz’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Frank Ortiz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Frank Ortiz did not invest his money safely. Plaintiff alleged that Frank Ortiz did not disclose the risks associated with the prior FA’s involvement with the investment account. Frank Ortiz Red Flags & Your Rights As An Investor Of course, Frank Ortiz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Ortiz at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Frank Ortiz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Frank Ortiz If you have questions about Wells Fargo Clearing Services and/or Frank Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brandie Osburn of Pruco Securities

DID BRANDIE JUNE BECKER OSBURN CAUSE YOU INVESTMENT LOSSES? Brandie Osburn Of Pruco Securities And Formerly With Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandie Osburn of Pruco Securities? Brandie Osburn (CRD #3107786) who is currently registered with Pruco Securities and located in Glen Allen, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Brandie Osburn was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandie Osburn Customer Complaints Brandie Osburn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Brandie Osburn’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brandie Osburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brandie Osburn made a misrepresentation, and did not disclose a surrender charge. Customer alleged unauthorized transaction by Brandie Osburn. Brandie Osburn Red Flags & Your Rights As An Investor Of course, Brandie Osburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandie Osburn at Pruco Securities and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brandie Osburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities and Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Brandie Osburn If you have questions about Pruco Securities, Allstate Financial Services, and/or Brandie Osburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Ostrander of NYLIFE Securities

DID JAMES LOGAN OSTRANDER CAUSE YOU INVESTMENT LOSSES? James Ostrander Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is James Ostrander of NYLIFE Securities? James Ostrander (CRD #2442492) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. James Ostrander Customer Complaint James Ostrander has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he was misled regarding the purchase, fees and surrender charges associated with a VA purchased in April 2020. James Ostrander’s customer complaint was settled in favor of the investors. James Ostrander Red Flags & Your Rights As An Investor Of course, James Ostrander did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ostrander at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether James Ostrander has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To James Ostrander If you have questions about NYLIFE Securities, Eagle Strategies, and/or James Ostrander and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Overvig of Feltl & Company

DID ERIC JEAN OVERVIG CAUSE YOU INVESTMENT LOSSES? Eric Overvig Of Feltl & Company, Feltl Advisors And Formerly With The Oak Ridge Financial Services Group And U.S. Bancorp Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Overvig of Feltl & Company? Eric Overvig (CRD #1435223) who is currently registered with Feltl & Company, Feltl Advisors and located in Inver Grove Heights, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Feltl & Company, Feltl Advisors, Eric Overvig was associated with The Oak Ridge Financial Services Group, U.S. Bancorp Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Overvig Customer Complaint Eric Overvig has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, unsuitability and over-concentration. Eric Overvig’s customer complaint was settled in favor of the investors. Eric Overvig Red Flags & Your Rights As An Investor Of course, Eric Overvig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Overvig at Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, and U.S. Bancorp Investments on alert to review carefully the activity and performance of their accounts and question whether Eric Overvig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, and U.S. Bancorp Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Eric Overvig If you have questions about Feltl & Company, Feltl Advisors, The Oak Ridge Financial Services Group, U.S. Bancorp Investments, and/or Eric Overvig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Martinson of Raymond James Financial Services

DID RICHARD ALLEN MARTINSON CAUSE YOU INVESTMENT LOSSES? Richard Martinson Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Martinson of Raymond James Financial Services? Richard Martinson (CRD #2679630) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Richard Martinson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Martinson Customer Complaint Richard Martinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Martinson’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Martinson Red Flags & Your Rights As An Investor Of course, Richard Martinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Martinson at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Richard Martinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Martinson If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Richard Martinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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