Mar 8, 2022

Ahmet Kildis of Fifth Third Securities

DID AHMET KILDIS CAUSE YOU INVESTMENT LOSSES? Ahmet Kildis Of Fifth Third Securities And Formerly With SunTrust Investment Services And SunTrust Advisory Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ahmet Kildis of Fifth Third Securities? Ahmet Kildis (CRD #2058173) who is currently registered with Fifth Third Securities and located in Bayonet Point, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fifth Third Securities, Ahmet Kildis was associated with SunTrust Investment Services, SunTrust Advisory Services, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ahmet Kildis Customer Complaints Ahmet Kildis has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Ahmet Kildis’ customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Ahmet Kildis’ alleged misconduct. Allegations Against Ahmet Kildis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants, as attorneys-in-fact, alleged that Ahmet Kildis failed to properly process beneficiary documentation. Customer alleged Ahmet Kildis misrepresented structured product, which led to a purchase. Customer alleged that Ahmet Kildis made a poor recommendation which led to a distribution from a qualified account. Ahmet Kildis Red Flags & Your Rights As An Investor Of course, Ahmet Kildis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ahmet Kildis at Fifth Third Securities, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Ahmet Kildis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fifth Third Securities Due To Ahmet Kildis If you have questions about Fifth Third Securities, SunTrust Investment Services, SunTrust Advisory Services, and/or Ahmet Kildis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steve Kim formerly with TD Ameritrade

DID STEVE DOUGYUN KIM CAUSE YOU INVESTMENT LOSSES? Steve Kim Formerly With TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct Who is Steve Kim formerly with TD Ameritrade? Steve Kim (CRD #2487413) who was formerly registered with TD Ameritrade and located in E. Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Steve Kim Customer Complaint Steve Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation involving Aequitas. Steve Kim’s customer complaint was settled in favor of the investors. Steve Kim Red Flags & Your Rights As An Investor Of course, Steve Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Kim at TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Steve Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Steve Kim If you have questions about TD Ameritrade and/or Steve Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sally Kirkpatrick of RBC Capital Markets

DID SALLY ANN KIRKPATRICK CAUSE YOU INVESTMENT LOSSES? Sally Kirkpatrick Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Sally Kirkpatrick of RBC Capital Markets? Sally Kirkpatrick (CRD #2373579) who is currently registered with RBC Capital Markets and located in Chevy Chase, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Sally Kirkpatrick Customer Complaint Sally Kirkpatrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that his financial advisor provided inaccurate information in connection with a 1035 exchange which he believes adversely impacted his retirement strategy.  Sally Kirkpatrick’s customer complaint was settled in favor of the investors. Sally Kirkpatrick Red Flags & Your Rights As An Investor Of course, Sally Kirkpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Kirkpatrick at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Sally Kirkpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Sally Kirkpatrick If you have questions about RBC Capital Markets and/or Sally Kirkpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Kissinger of Supreme Alliance

DID SCOTT BRIAN KISSINGER CAUSE YOU INVESTMENT LOSSES? Scott Kissinger Of Supreme Alliance And Formerly With Mutual Of Omaha Investor Services And Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Kissinger of Supreme Alliance? Scott Kissinger (CRD #1708936) who is currently registered with Supreme Alliance and located in Haschbach Am Remigiusberg, Germany is a subject of one of our many securities industry sales practice abuse investigations. Prior to Supreme Alliance, Scott Kissinger was associated with Allstate Financial Services, Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Kissinger Customer Complaints Scott Kissinger has been the subject of 2 customer complaints that we know about. One of Scott Kissinger’s 2 customer complaints was settled in favor of investors. Allegations Against Scott Kissinger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Insurance customer alleged neither the insured nor the owner signed the application. Regarding the 1/22/04 strategic partners annuity account, the client, via attorney, alleges misrepresentation at point of sale. Scott Kissinger Red Flags & Your Rights As An Investor Of course, Scott Kissinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kissinger at Supreme Alliance, Allstate Financial Services, and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Scott Kissinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Supreme Alliance, Allstate Financial Services, and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Supreme Alliance Due To Scott Kissinger If you have questions about Supreme Alliance, Allstate Financial Services, Mutual Of Omaha Investor Services, and/or Scott Kissinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kissling formerly with Madison Avenue Securities

DID TIMOTHY JON KISSLING CAUSE YOU INVESTMENT LOSSES? DID TIMOTHY JON KISSLING CAUSE YOU INVESTMENT LOSSES? Who is Timothy Kissling formerly with Madison Avenue Securities? Timothy Kissling (CRD #2515918) who was formerly registered with Madison Avenue Securities and located in New Castle, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Timothy Kissling Customer Complaints Timothy Kissling has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Kissling’s customer complaints was settled in favor of investors. One of Timothy Kissling’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Timothy Kissling A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged Timothy Kissling’s failure to conduct due diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments. Client purchased Aviva Indexed Universal Life insurance policy with a face amount of $1 million. Client paid two years’ worth of premium and then cancelled the policy. Client also alleged that Timothy Kissling sold her REITs to generate income to cover the premium, but they didn’t pay as expected. Client alleged that he had her convert her IRA to a Roth IRA, which caused a payment due to the IRS of $27,000. Client said Timothy Kissling took advantage of her situation Timothy Kissling Red Flags & Your Rights As An Investor Of course, Timothy Kissling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kissling at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kissling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Timothy Kissling If you have questions about Madison Avenue Securities and/or Timothy Kissling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rafael Klein of David Lerner Associates

DID RAFAEL SCOTT KLEIN CAUSE YOU INVESTMENT LOSSES? Rafael Klein Of David Lerner Associates And Spirit Of America Management Has 4 Customer Complaints For Alleged Broker Misconduct Who is Rafael Klein of David Lerner Associates? Rafael Klein (CRD #2865823) who is currently registered with David Lerner Associates, Spirit Of America Management and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Rafael Klein Customer Complaints Rafael Klein has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Rafael Klein’s customer complaints was settled in favor of investors. One of Rafael Klein’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against David Lerner Associates for investment losses caused by Rafael Klein’s alleged misconduct. Allegations Against Rafael Klein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability by Rafael Klein. Misrepresentations allegedly by Rafael Klein. Rafael Klein’s alleged misrepresentation and omission, breach of fiduciary duty, failure to supervise, fraud, unauthorized trading. Rafael Klein Red Flags & Your Rights As An Investor Of course, Rafael Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Klein at David Lerner Associates and Spirit Of America Management on alert to review carefully the activity and performance of their accounts and question whether Rafael Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates and Spirit Of America Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To Rafael Klein If you have questions about David Lerner Associates, Spirit Of America Management, and/or Rafael Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Klevens of Securities America

DID JOHN THOMSON KLEVENS CAUSE YOU INVESTMENT LOSSES? John Klevens Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Klevens of Securities America? John Klevens (CRD #2125586) who is currently registered with Securities America and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, John Klevens was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Klevens Customer Complaint John Klevens has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were KMS Advisor filed a civil action against his former client alleging violations of an existing protection order that was granted by King County District Court. The former client filed a counter-claim against KMS Advisor which alleged breach of fiduciary duty and mismanagement of funds and demanded disgorgement of all fees and costs. John Klevens’ customer complaint was settled in favor of the investors. John Klevens Red Flags & Your Rights As An Investor Of course, John Klevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Klevens at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Klevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To John Klevens If you have questions about Securities America, KMS Financial Services, and/or John Klevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Klor formerly with LPL Financial

DID SCOTT PATRICK KLOR CAUSE YOU INVESTMENT LOSSES? Scott Klor Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Klor formerly with LPL Financial? Scott Klor (CRD #2493369) who was formerly registered with LPL Financial and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Scott Klor Customer Complaint Scott Klor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Plaintiff alleged misrepresentation in connection with a Viatical Settlement purchased. The customer complaint filed against Scott Klor’s former employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Scott Klor Red Flags & Your Rights As An Investor Of course, Scott Klor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Klor at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Scott Klor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Scott Klor If you have questions about LPL Financial and/or Scott Klor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Knittle of American Portfolios Financial Services

DID PETER MARTIN KNITTLE CAUSE YOU INVESTMENT LOSSES? Peter Knittle Of American Portfolios Financial Services, American Portfolios Advisors And Formerly With LPL Financial And ESL Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Knittle of American Portfolios Financial Services? Peter Knittle (CRD #4090117) who is currently registered with American Portfolios Advisors, American Portfolios Financial Services and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, American Portfolios Advisors, Peter Knittle was associated with LPL Financial, ESL Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Knittle Customer Complaint Peter Knittle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with a withdrawal from their variable annuity. Peter Knittle’s customer complaint was denied and, to date, the customer has not taken any further action. Peter Knittle Red Flags & Your Rights As An Investor Of course, Peter Knittle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Knittle at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services on alert to review carefully the activity and performance of their accounts and question whether Peter Knittle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Peter Knittle If you have questions about American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, ESL Investment Services, and/or Peter Knittle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kirk Knollman formerly with Cetera Advisor Networks

DID KIRK WILLIAM KNOLLMAN CAUSE YOU INVESTMENT LOSSES? Kirk Knollman Formerly With Cetera Advisor Networks  And Summit Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kirk Knollman formerly with Cetera Advisor Networks? Kirk Knollman (CRD #2089445) who was formerly registered with Cetera Advisor Networks and located in Loveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Kirk Knollman was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kirk Knollman Customer Complaints Kirk Knollman has been the subject of 2 customer complaints that we know about. Both of Kirk Knollman’s customer complaints were settled in favor of investors. Allegations Against Kirk Knollman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers alleged that Kirk Knollman made unauthorized and unsuitable trades in their accounts. Former client alleged unsuitable recommendations and unauthorized trading by Kirk Knollman. Kirk Knollman Red Flags & Your Rights As An Investor Of course, Kirk Knollman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Knollman at Cetera Advisor Networks and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kirk Knollman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Kirk Knollman If you have questions about Cetera Advisor Networks, Summit Brokerage Services, and/or Kirk Knollman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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