Mar 8, 2022

Robert Kribbs of Allstate Financial Services

DID ROBERT DEAN KRIBBS CAUSE YOU INVESTMENT LOSSES? Robert Kribbs Of Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Kribbs of Allstate Financial Services? Robert Kribbs (CRD #2139808) who is currently registered with Allstate Financial Services and located in Winfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Robert Kribbs Customer Complaint Robert Kribbs has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer was told he would have a 5% minimum guaranteed return regardless of market performance and that the death benefit on the annuity contract would be paid tax free to his beneficiary. Customer requested the waiver of surrender charges and 5% growth from inception of contract. Robert Kribbs’ customer complaint was denied and, to date, the customer has not taken any further action. Robert Kribbs Red Flags & Your Rights As An Investor Of course, Robert Kribbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kribbs at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Kribbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Robert Kribbs If you have questions about Allstate Financial Services and/or Robert Kribbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Solomon Krispeal Formerly With PHX Financial

DID SOLOMON DAVID KRISPEAL CAUSE YOU INVESTMENT LOSSES? Solomon Krispeal Formerly With PHX Financial And Legend Securities Has 8 Customer Complaints For Alleged Broker Misconduct Who is Solomon Krispeal formerly with PHX Financial? Solomon Krispeal (CRD #2735776) who was formerly registered with PHX Financial and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Solomon Krispeal was associated with Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Solomon Krispeal has also been the subject of a FINRA investigation for failure to disclose an arbitration filed against him for sales practice violations .  As a result, he was suspended for 30 days and fined $2,500. Solomon Krispeal Customer Complaints Solomon Krispeal has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Solomon Krispeal’s 8 customer complaints were settled in favor of investors. Five of Solomon Krispeal’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against PHX Financial for investment losses caused by Solomon Krispeal’s alleged misconduct. Allegations Against Solomon Krispeal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged an unauthorized trade by Solomon Krispeal. Client alleged Solomon Krispeal’s unapproved transactions, excessive trading, and unsuitability. Client alleged Solomon Krispeal’s unsuitability, improper use of margin and unauthorized trades. In an email alleging unauthorized trading, the customer also alleged Solomon Krispeal forged documents for his clients. Solomon Krispeal alleged unsuitability, breach of fiduciary duty, common law fraud, breach of contract, churning and violation of the Arkansas Securities Act. Unsuitable investments allegedly by Solomon Krispeal. Customer alleged that Solomon Krispeal recommended unsuitable investments, churned his account and misrepresented the facts in a Regulation D offering. Solomon Krispeal Red Flags & Your Rights As An Investor Of course, Solomon Krispeal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Solomon Krispeal at PHX Financial and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Solomon Krispeal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial and Legend Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Due To Solomon Krispeal If you have questions about PHX Financial, Legend Securities, and/or Solomon Krispeal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Krym of Raymond James Financial Services

DID KEVIN MATTHEW KRYM CAUSE YOU INVESTMENT LOSSES? Kevin Krym Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Krym of Raymond James Financial Services? Kevin Krym (CRD #2305990) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Livonia, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Kevin Krym Customer Complaint Kevin Krym has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged unsuitable investment strategies. The customer complaint filed against Kevin Krym’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Krym Red Flags & Your Rights As An Investor Of course, Kevin Krym did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Krym at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kevin Krym has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Kevin Krym If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Kevin Krym and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Kucharczuk of Vanguard Marketing

DID JOSEPH JOHN KUCHARCZUK CAUSE YOU INVESTMENT LOSSES? Joseph Kucharczuk Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Kucharczuk of Vanguard Marketing? Joseph Kucharczuk (CRD #1740355) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Joseph Kucharczuk Customer Complaint Joseph Kucharczuk has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged in an email that an account rebalance performed by the representative was not authorized. The customer complaint filed against Joseph Kucharczuk’s current employer Vanguard Marketing for investment losses caused by the alleged misconduct is pending as of the date of this report. Joseph Kucharczuk Red Flags & Your Rights As An Investor Of course, Joseph Kucharczuk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Kucharczuk at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Joseph Kucharczuk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Joseph Kucharczuk If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Joseph Kucharczuk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Kuehl Formerly With RBC Capital Markets

DID JOHN STEEN KUEHL CAUSE YOU INVESTMENT LOSSES? John Kuehl Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Kuehl formerly with RBC Capital Markets? John Kuehl (CRD #1998178) who was formerly registered with RBC Capital Markets and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. John Kuehl Customer Complaints John Kuehl has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of John Kuehl’s 4 customer complaints resulted in an arbitration award in favor of the investors. Two of John Kuehl’s customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against RBC Capital Markets for investment losses caused by John Kuehl’s alleged misconduct. Allegations Against Solomon Krispeal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that John Kuehl switched his accounts from fee-based to commission without his approval. Clients alleged misrepresented insurance products were sold to an older individual for a variety of family trusts allegedly by John Kuehl. Customers believed commissions charged on John Kuehl’s alleged municipal bond purchases were excessive, and not what was promised, after change of brokers. John Kuehl Red Flags & Your Rights As An Investor Of course, John Kuehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kuehl at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether John Kuehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To John Kuehl If you have questions about RBC Capital Markets and/or John Kuehl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mitchell Kurtz Formerly With Henley & Company

DID MITCHELL ALLEN KURTZ CAUSE YOU INVESTMENT LOSSES? Mitchell Kurtz Formerly With Henley & Company Has 4 Customer Complaints For Alleged Broker Misconduct Who is Mitchell Kurtz formerly with Henley & Company? Mitchell Kurtz (CRD #2437746) who was formerly registered with Henley & Company and located in Roslyn Heights, New York is a subject of one of our many securities industry sales practice abuse investigations. Mitchell Kurtz has also been the subject of a FINRA investigation into whether he engage in outside business activities, selling away, violated professional standards in the firm’s code of ethics.  He refused to provide FINRA with the requested documents and information in connection with its investigation and consequently he was permanently barred from any further association with any member firm in any capacity. Mitchell Kurtz Customer Complaints Mitchell Kurtz has been the subject of 4 customer complaints that we know about. Three of Mitchell Kurtz’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Henley & Company for investment losses caused by Mitchell Kurtz’s alleged misconduct. Allegations Against Mitchell Kurtz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged churning, unsuitability by Mitchell Kurtz. Mitchell Kurtz alleged breach of fiduciary duty, breach of the covenant of good faith and fair dealing, breach of contract, breach of broker’s duty of reasonable care, churning, unsuitable transactions, unauthorized transactions, breach of a brokerage’s duty to supervise and ensure compliance, negligent and intentional misrepresentation; fraud & deceit, negligence, tortious malpractice as a licensed securities professionals, violations of various state securities laws, violations of state consumer protection laws prohibiting deceptive and unfair trade practices, violations of NASD, NYSE, FINRA and American Stock Exchange rules. Claim made against the firm that we had failed to monitor and adequately supervise Mitchell Kurtz while employed by the firm. Mitchell Kurtz’s alleged suitability, breach of contractual duty, misrepresentation, breach of fiduciary duty. Mitchell Kurtz Red Flags & Your Rights As An Investor Of course, Mitchell Kurtz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Kurtz at Henley & Company on alert to review carefully the activity and performance of their accounts and question whether Mitchell Kurtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Henley & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Henley & Company Due To Mitchell Kurtz If you have questions about Henley & Company and/or Mitchell Kurtz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephen Kwan of Madison Avenue Securities

DID STEPHEN YAUMAN KWAN CAUSE YOU INVESTMENT LOSSES? Stephen Kwan Of Madison Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Kwan of Madison Avenue Securities? Stephen Kwan (CRD #3183681) who is currently registered with Madison Avenue Securities and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Stephen Kwan Customer Complaint Stephen Kwan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged failure to conduct Due Diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of Texas and FINRA regulations in the sale of GPB. Stephen Kwan’s customer complaint was settled in favor of the investors. Stephen Kwan Red Flags & Your Rights As An Investor Of course, Stephen Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kwan at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Stephen Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Stephen Kwan If you have questions about Madison Avenue Securities and/or Stephen Kwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Labarca Formerly With National Securities

DID JOHN JOSEPH LABARCA CAUSE YOU INVESTMENT LOSSES? John Labarca Formerly With National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Labarca formerly with National Securities? John Labarca (CRD #2030473) who was formerly registered with National Securities and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. John Labarca Customer Complaints John Labarca has been the subject of 4 customer complaints that we know about. One arbitration award was entered against National Securities for John Labarca’s alleged misconduct causing investors losses. Three of John Labarca’s 4 customer complaints were settled in favor of investors. Allegations Against John Labarca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer verbally alleged that unauthorized purchases of Werner Holding Co. Bonds were made allegedly by John Labarca. John Labarca ‘s alleged suitability, negligence, misrepresentation. Suitability allegedly by John Labarca. John Labarca’s alleged unauthorized trading, negligence, breach of fiduciary duty. John Labarca Red Flags & Your Rights As An Investor Of course, John Labarca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Labarca at National Securities on alert to review carefully the activity and performance of their accounts and question whether John Labarca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To John Labarca If you have questions about National Securities and/or John Labarca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Lacis of Charles Schwab & Co.

DID RONALD ANDREJS LACIS CAUSE YOU INVESTMENT LOSSES? Ronald Lacis Of Charles Schwab & Co. And Formerly With OptionsXpress Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Lacis of Charles Schwab & Co.? Ronald Lacis (CRD #2630156) who is currently registered with Charles Schwab & Co. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Ronald Lacis was associated with OptionsXpress and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ronald Lacis Customer Complaint Ronald Lacis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Schwab and its representative , Ronald Lacis recommended an unsuitable option trading strategy to them, resulting in investment losses in their account(s). The customer complaint filed against Ronald Lacis’ current employer Charles Schwab & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report. Ronald Lacis Red Flags & Your Rights As An Investor Of course, Ronald Lacis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Lacis at Charles Schwab & Co. and OptionsXpress on alert to review carefully the activity and performance of their accounts and question whether Ronald Lacis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. and OptionsXpress also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Ronald Lacis If you have questions about Charles Schwab & Co., OptionsXpress, and/or Ronald Lacis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Lacy Formerly With NYLIFE Securities

DID JOHN EDWARD LACY CAUSE YOU INVESTMENT LOSSES? John Lacy Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Lacy formerly with NYLIFE Securities? John Lacy (CRD #2467197) who was formerly registered with NYLIFE Securities and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. John Lacy Customer Complaints John Lacy has been the subject of 2 customer complaints that we know about. Both of John Lacy’s customer complaints were settled in favor of investors. Allegations Against John Lacy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer questioned the recommendation allegedly by John Lacy to replace an existing variable annuity with another variable annuity with a new surrender period. Customer requested the reinstatement of the original variable annuity. With regard to the purchases of variable annuity policies, the customer alleged that she did not understand the policies that she purchased, the John Lacy should have been overseeing her policies better and making investments that would get a better rate of return. Customer also alleged that John Lacy misled her about the policies. John Lacy Red Flags & Your Rights As An Investor Of course, John Lacy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Lacy at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Lacy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To John Lacy If you have questions about NYLIFE Securities and/or John Lacy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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