Mar 8, 2022

Larry Laio Formerly With Voya Financial Advisors

DID LARRY MARTIN LAIO CAUSE YOU INVESTMENT LOSSES? Larry Laio Formerly With Voya Financial Advisors Has 4 Customer Complaints For Alleged Broker Misconduct Who is Larry Laio formerly with Voya Financial Advisors? Larry Laio (CRD #1742714) who was formerly registered with Voya Financial Advisors and located in Lasalle, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Larry Laio Customer Complaints Larry Laio has been the subject of 4 customer complaints that we know about. Three of Larry Laio’s 4 customer complaints were settled in favor of investors. One of Larry Laio’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Larry Laio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: After requesting a withdrawal from his account the customer alleged funds were not transferred from his retirement account to the product allegedly discussed with Larry Laio. Regarding the purchase of a variable appreciable life insurance policy, the client alleged Larry Laio’s misrepresentation concerning the abbreviated payment plan. The client alleged that Larry Laio misrepresented the variable annuity contracts as having a guaranteed monthly income payment for the lifetime of the contract owner and beneficiary without depletion of principle and a 7% guaranteed rate of return on the investment. The client alleged Larry Laio’s unsuitability in the sale of a variable universal life insurance policy. Larry Laio Red Flags & Your Rights As An Investor Of course, Larry Laio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Laio at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Larry Laio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Larry Laio If you have questions about Voya Financial Advisors and/or Larry Laio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patricia Lamparella of Pruco Securities

DID PATRICIA M LAMPARELLA CAUSE YOU INVESTMENT LOSSES? Patricia Lamparella Of Pruco Securities And Formerly With NYLIFE Securities And Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Patricia Lamparella of Pruco Securities? Patricia Lamparella (CRD #1855251) who is currently registered with Pruco Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, Patricia Lamparella was associated with NYLIFE Securities, Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patricia Lamparella Customer Complaint Patricia Lamparella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Patricia Lamparella did not fully disclose all the facts regarding suitability of a variable annuity, investment she recommended. Patricia Lamparella Red Flags & Your Rights As An Investor Of course, Patricia Lamparella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Lamparella at Pruco Securities, NYLIFE Securities, and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Patricia Lamparella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, NYLIFE Securities, and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Patricia Lamparella If you have questions about Pruco Securities, NYLIFE Securities, Park Avenue Securities, and/or Patricia Lamparella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Lane of RBC Capital Markets

DID MATTHEW FARLEY LANE CAUSE YOU INVESTMENT LOSSES? Matthew Lane Of RBC Capital Markets And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Lane of RBC Capital Markets? Matthew Lane (CRD #2217533) who is currently registered with RBC Capital Markets and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Matthew Lane was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Lane Customer Complaints Matthew Lane has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Matthew Lane’s 2 customer complaints was settled in favor of investors. One of Matthew Lane’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Matthew Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, that Matthew Lane’s recommendation to sell his bond funds and purchase municipal bonds was misrepresented. Clients claim that an investment grade municipal bond they purchased at a previous firm was an unsuitable investment and complained that they weren’t informed of subsequent rating and price changes allegedly by Matthew Lane. Matthew Lane Red Flags & Your Rights As An Investor Of course, Matthew Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Lane at RBC Capital Markets and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Matthew Lane If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ashley Lang of Ameriprise Financial Services

DID ASHLEY LYNN LANG CAUSE YOU INVESTMENT LOSSES? Ashley Lang Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ashley Lang of Ameriprise Financial Services? Ashley Lang (CRD #4215199) who is currently registered with Ameriprise Financial Services and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Ashley Lang Customer Complaint Ashley Lang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to liquidate her brokerage accounts. Ashley Lang’s customer complaint was denied and, to date, the customer has not taken any further action. Ashley Lang Red Flags & Your Rights As An Investor Of course, Ashley Lang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Lang at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ashley Lang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Ashley Lang If you have questions about Ameriprise Financial Services and/or Ashley Lang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Lang of Eagle Strategies

DID PATRICK THOMAS LANG CAUSE YOU INVESTMENT LOSSES? Patrick Lang Of NYLIFE Securities And Eagle Strategies, Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Lang of Eagle Strategies? Patrick Lang (CRD #3003566) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Patrick Lang Customer Complaint Patrick Lang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that changes were made to his account contrary to his wishes. Patrick Lang’s customer complaint was denied and, to date, the customer has not taken any further action. Patrick Lang Red Flags & Your Rights As An Investor Of course, Patrick Lang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Lang at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Patrick Lang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Patrick Lang If you have questions about NYLIFE Securities, Eagle Strategies, and/or Patrick Lang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Knudsen of LPL Financial

DID WILLIAM EDWARD KNUDSEN CAUSE YOU INVESTMENT LOSSES? William Knudsen Of LPL Financial And Formerly With The Huntington Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Knudsen of LPL Financial?  William Knudsen (CRD #3029924) who is currently registered with LPL Financial and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, William Knudsen was associated with The Huntington Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Knudsen Customer Complaints  William Knudsen has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Knudsen’s 2 customer complaints was settled in favor of investors. One of William Knudsen’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against William Knudsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client maintained William Knudsen’s alleged misrepresentation on sale of variable annuity per report from fifth third securities. No other details provided.  Customer alleged William Knudsen’s unsuitable recommendation of municipal bond.   William Knudsen Red Flags & Your Rights As An Investor  Of course, William Knudsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Knudsen at LPL Financial and The Huntington Investment on alert to review carefully the activity and performance of their accounts and question whether William Knudsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and The Huntington Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Knudsen If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Borislav Kolev of Morgan Stanley

DID BORISLAV VALENTINOV KOLEV CAUSE YOU INVESTMENT LOSSES? Borislav Kolev Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Borislav Kolev of Morgan Stanley? Borislav Kolev (CRD #3024003) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Borislav Kolev Customer Complaints Borislav Kolev has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Borislav Kolev’s 2 customer complaints was settled in favor of investors. One of Borislav Kolev’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s agent claims he did not authorize Borislav Kolev’s alleged purchase of 10,000 shares of a stock in his wife’s account. Customer alleged that certain auction rate securities were purchased for their account in contravention of its investment policy guidelines by Borislav Kolev. Borislav Kolev Red Flags & Your Rights As An Investor Of course, Borislav Kolev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borislav Kolev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borislav Kolev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borislav Kolev If you have questions about Morgan Stanley and/or Borislav Kolev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Kohn of Equitable Advisors

DID KENNETH DAVID KOHN CAUSE YOU INVESTMENT LOSSES? Kenneth Kohn Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Kohn of Equitable Advisors? Kenneth Kohn (CRD #1575332) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Kohn Customer Complaints Kenneth Kohn has been the subject of 2 customer complaints that we know about. One of Kenneth Kohn’s 2 customer complaints was settled in favor of investors. One of Kenneth Kohn’s customers’ complaints was denied and, to date, the customers has not taken any further action. Allegations Against Kenneth Kohn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the sale of high-risk investments was unsuitable contrary to her investment objective of safety of principal. Claimant alleged that Kenneth Kohn purchased higher commission Class B mutual fund shares rather than Class A shares without the claimant’s knowledge or consent. Client alleged the variable life insurance policy sold to her by Kenneth Kohn was unsuitable for her financial situation. Kenneth Kohn Red Flags & Your Rights As An Investor Of course, Kenneth Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Kohn at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kenneth Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kenneth Kohn If you have questions about Equitable Advisors and/or Kenneth Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Koch of RBC Capital Markets

DID PAUL RONALD KOCH CAUSE YOU INVESTMENT LOSSES? Paul Koch Of RBC Capital Markets And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Koch of RBC Capital Markets? Paul Koch (CRD #1777599) who is currently registered with RBC Capital Markets and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Paul Koch was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Koch Customer Complaints Paul Koch has been the subject of 2 customer complaints that we know about. One of Paul Koch’s 2 customer complaints was settled in favor of investors. One of Paul Koch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase of ETW was misrepresented by Paul Koch. Claimants, a former professional athlete and his LLC, alleged that Paul Koch recommended risky and unsuitable investments in various outside business ventures where his wife was a partial owner in janitorial businesses, second hand clothing stores, hair cut establishments, housing developments and venture capital enterprises. He also alleged that the Paul Koch and his wife diverted funds from these outside investments and accounts for their personal gain. Paul Koch Red Flags & Your Rights As An Investor Of course, Paul Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Koch at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Paul Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Koch If you have questions about RBC Capital Markets, UBS Financial Services, and/or Paul Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Neil Konigsberg of UBS Financial Services

DID NEIL BRUCE KONIGSBERG CAUSE YOU INVESTMENT LOSSES? Neil Konigsberg Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Neil Konigsberg of UBS Financial Services? Neil Konigsberg (CRD #1784265) who is currently registered with UBS Financial Services and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Neil Konigsberg Customer Complaints Neil Konigsberg has been the subject of 2 customer complaints that we know about. One of Neil Konigsberg’s 2 customer complaints was settled in favor of investors. One of Neil Konigsberg’s customers; complaints was denied and, to date, the customer has not taken any further action. Allegations Against Neil Konigsberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Following the bankruptcy filings of Lehman Brothers Holdings, Inc. (LBHI) and the liquidation of Lehman Brothers Inc., former Lehman clients alleged that Neil Konigsberg misrepresented the nature and investment risk associated with a LBHI bond they had purchased approximately one year ago. Clients further alleged that their purchase was an unsuitable investment. The client alleged his risk profile was changed on his account allegedly by Neil Konigsberg and therefore his account was not managed to the guidelines agreed upon.   Neil Konigsberg Red Flags & Your Rights As An Investor Of course, Neil Konigsberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Konigsberg at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Neil Konigsberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Neil Konigsberg If you have questions about UBS Financial Services and/or Neil Konigsberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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