Mar 8, 2022

Gary Liska of Royal Alliance Associates

DID GARY KENDALL LISKA CAUSE YOU INVESTMENT LOSSES? Gary Liska Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Liska of Royal Alliance Associates? Gary Liska (CRD #2512188) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates and SEIA, Gary Liska was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Liska Customer Complaint Gary Liska has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation of an inherited annuity and unsuitable sub account recommendations. Gary Liska’s customer complaint was denied and, to date, the customer has not taken any further action Gary Liska Red Flags & Your Rights As An Investor Of course, Gary Liska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Liska at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Gary Liska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Gary Liska If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Gary Liska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrei Livadariu of Oppenheimer & Co.

DID ANDREI LIVADARIU CAUSE YOU INVESTMENT LOSSES? Andrei Livadariu Of Oppenheimer & Co. And Formerly With Piper Jaffray & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Andrei Livadariu of Oppenheimer & Co.? Andrei Livadariu (CRD #3170143) who is currently registered with Oppenheimer & Co. and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Andrei Livadariu was associated with Piper Jaffray & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrei Livadariu Customer Complaint Andrei Livadariu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint against Piper Jaffray and Andrei Livadariu were for allegedly fraudulently inducing a company to enter into an investment banking agreement and breaching that agreement.  The complaint was subsequently settled. Andrei Livadariu Red Flags & Your Rights As An Investor Of course, Andrei Livadariu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrei Livadariu at Oppenheimer & Co. and Piper Jaffray & Co. on alert to review carefully the activity and performance of their accounts and question whether Andrei Livadariu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Piper Jaffray & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Andrei Livadariu If you have questions about Oppenheimer & Co., Piper Jaffray & Co., and/or Andrei Livadariu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Lisle of Brokers International Financial Services

DID MICHAEL DEAN LISLE CAUSE YOU INVESTMENT LOSSES? Michael Lisle Of Brokers International Financial Services And Formerly With Mutual Of Omaha Investor Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Lisle of Brokers International Financial Services? Michael Lisle (CRD #3014232) who is currently registered with Brokers International Financial Services and located in Platteville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Brokers International Financial Services, Michael Lisle was associated with Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Lisle Customer Complaints Michael Lisle has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Lisle’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Lisle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Lisle failed to reallocate her variable annuity from 100% stock to 25% stock as instructed. Customer alleged he was unaware of the sales charge to purchase by Michael Lisle. Michael Lisle Red Flags & Your Rights As An Investor Of course, Michael Lisle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lisle at Brokers International Financial Services and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Michael Lisle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To Michael Lisle If you have questions about Brokers International Financial Services, Mutual Of Omaha Investor Services, and/or Michael Lisle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Loessberg of Raymond James Financial Services

DID JAMES MICHAEL LOESSBERG CAUSE YOU INVESTMENT LOSSES? James Loessberg Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Loessberg of Raymond James Financial Services? James Loessberg (CRD #2140266) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Bozeman, Montana is a subject of one of our many securities industry sales practice abuse investigations. James Loessberg Customer Complaint James Loessberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to move investments to a fixed interest account. James Loessberg’s customer complaint was settled in favor of the investors. James Loessberg Red Flags & Your Rights As An Investor Of course, James Loessberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Loessberg at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Loessberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Loessberg If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Loessberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Logsdon of Wells Fargo Clearing Services

DID DAVID MICHAEL LOGSDON CAUSE YOU INVESTMENT LOSSES? David Logsdon Of Wells Fargo Clearing Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is David Logsdon of Wells Fargo Clearing Services? David Logsdon (CRD #4178266) who is currently registered with Wells Fargo Clearing Services and located in Hailey, Idaho is a subject of one of our many securities industry sales practice abuse investigations.  David Logsdon was also the subject of a FINRA investigation for allegedly exercising discretion in account without written authorization from his customers or approval by his firm.  By consent, he was suspended for 5 days and fined $5,000. David Logsdon Customer Complaints David Logsdon has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of David Logsdon’s 5 customer complaints were settled in favor of investors. Two of David Logsdon’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Logsdon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged all stocks in his portfolio should have been sold by David Logsdon, but were not. Client claimed the terms of his investment in mutual funds were misrepresented by David Logsdon. Customer alleged that David Logsdon purchased unsuitable securities for their accounts. David Logsdon’s alleged failure to place stop losses on the portfolio resulting in significant monetary losses to the customer. Power of attorney for client complained that the securities in the client’s account allegedly made by David Logsdon were not suitable. David Logsdon Red Flags & Your Rights As An Investor Of course, David Logsdon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Logsdon at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Logsdon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To David Logsdon If you have questions about Wells Fargo Clearing Services and/or David Logsdon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Margaret Logue of LPL Financial

DID MARGARET LOUISE LOGUE CAUSE YOU INVESTMENT LOSSES? Margaret Logue Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Margaret Logue of LPL Financial? Margaret Logue (CRD #2939540) who is currently registered with LPL Financial and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Margaret Logue Customer Complaints Margaret Logue has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Margaret Logue’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Margaret Logue’s alleged misconduct. Allegations Against Margaret Logue A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Margaret Logue’s misrepresentation with respect to variable annuity. Customer alleged that certain alternative investments purchased by Margaret Logue were unsuitable. Margaret Logue Red Flags & Your Rights As An Investor Of course, Margaret Logue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Logue at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Margaret Logue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Margaret Logue If you have questions about LPL Financial and/or Margaret Logue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Lombard of Raymond James Financial Services

DID EDWARD WILLIAM LOMBARD CAUSE YOU INVESTMENT LOSSES? Edward Lombard Of Raymond James Financial Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Lombard of Raymond James Financial Services? Edward Lombard (CRD #3013720) who is currently registered with Raymond James Financial Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Edward Lombard was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Lombard Customer Complaint Edward Lombard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor liquidated positions without her authorization. Edward Lombard’s customer complaint was settled in favor of the investors. Edward Lombard Red Flags & Your Rights As An Investor Of course, Edward Lombard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Lombard at Raymond James Financial Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Edward Lombard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Edward Lombard If you have questions about Raymond James Financial Services, Ameriprise Financial Services, and/or Edward Lombard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Long of Cutter & Company

It’s critical for everyone to understand all they can about the individuals with whom they entrust their money. There are a variety of resources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and consumer complaints. If you have incurred investment losses or want to know anything more about Brian Long, we will do everything possible to answer your concerns. DID BRIAN CURTIS LONG CAUSE YOU INVESTMENT LOSSES? Brian Long Of Cutter & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Long of Cutter & Company? Brian Long (CRD #2143884) who is currently registered with Cutter & Company and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Brian Long Customer Complaints Brian Long has been the subject of 2 customer complaints that we know about. One of Brian Long’s customers’ complaints was denied and, to date, the customer has not taken any further action.  The other one of Brian Long’s customer complaints was settled in favor of investors and it appears he was terminated by FFP Securities, Inc for failure to follow FFP Securities, Inc. policies related to those transactions. Allegations Against Brian Long A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brian Long did not invest her assets as aggressively as she desired. Two clients verbally complained regarding the face amount of policies purchased allegedly through Brian Long. Brian Long Red Flags & Your Rights As An Investor Of course, Brian Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Long at Cutter & Company on alert to review carefully the activity and performance of their accounts and question whether Brian Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company Due To Brian Long If you have questions about Cutter & Company and/or Brian Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith

DID JESSICA DAWN LONG CAUSE YOU INVESTMENT LOSSES? Jessica Long Formerly With Merrill Lynch Pierce Fenner & Smith And Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith? Jessica Long (CRD #3225401) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Brea, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jessica Long was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jessica Long had her share of problems with her employer for engaging in conduct inconsistent with firm standards regarding 1), selling away, 2) communications with the public, and 3) failure to adhere management’s directive regarding outside business activities.  She was terminated by Merrill Lynch in July 2019 for the alleged misconduct. Jessica Long Customer Complaint Jessica Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were through their attorney, the customers alleged misrepresentation related to a non-broker-dealer, affiliate product. Jessica Long’s customer complaint was settled in favor of the investors. Jessica Long Red Flags & Your Rights As An Investor Of course, Jessica Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Long at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jessica Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jessica Long If you have questions about Merrill Lynch Pierce Fenner & Smith, Thrivent Investment Management, and/or Jessica Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kristina Long of Touchstone Securities

DID KRISTINA JEANNINE LONG CAUSE YOU INVESTMENT LOSSES? Kristina Long Of Touchstone Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kristina Long of Touchstone Securities? Kristina Long (CRD #3217013) who is currently registered with Touchstone Securities and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Kristina Long Customer Complaint Kristina Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative guaranteed them that their annuities would double after ten years, as long as they would not withdraw any monies out of the account. Kristina Long’s customer complaint was denied and, to date, the customer has not taken any further action. Kristina Long Red Flags & Your Rights As An Investor Of course, Kristina Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristina Long at Touchstone Securities on alert to review carefully the activity and performance of their accounts and question whether Kristina Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Touchstone Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Touchstone Securities Due To Kristina Long If you have questions about Touchstone Securities and/or Kristina Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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