Mar 8, 2022

Paul Granito of RBC Capital Markets

DID PAUL CHARLES GRANITO CAUSE YOU INVESTMENT LOSSES? Paul Granito Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Granito of RBC Capital Markets? Paul Granito (CRD #3170823) who is currently registered with RBC Capital Markets and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Paul Granito Customer Complaints Paul Granito has been the subject of 2 customer complaints that we know about.  Both of Paul Granito’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Granito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability with respect to investments made by Paul Granito. Former client alleged Paul Granito inappropriately recommended she invest in an entity controlled by her husband. Paul Granito Red Flags & Your Rights As An Investor Of course, Paul Granito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Granito at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Paul Granito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Granito If you have questions about RBC Capital Markets and/or Paul Granito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jon Hamasaki of TD Ameritrade

DID JON CURTIS HAMASAKI CAUSE YOU INVESTMENT LOSSES? Jon Hamasaki Of TD Ameritrade And TD Ameritrade Investment Management Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jon Hamasaki of TD Ameritrade? Jon Hamasaki (CRD #2366916) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Jon Hamasaki Customer Complaints Jon Hamasaki has been the subject of 2 customer complaints that we know about. Both of Jon Hamasaki’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jon Hamasaki A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he was referred to a third party investment advisor that carried out unsuitable investment strategy allegedly by Jon Hamasaki. Jon Hamasaki’s alleged inappropriate recommendation regarding an Australian bond. Client alleged possible risk of currency changes between the Australian dollar and U.S. Dollar was not disclosed. Jon Hamasaki Red Flags & Your Rights As An Investor Of course, Jon Hamasaki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Hamasaki at TD Ameritrade and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jon Hamasaki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and TD Ameritrade Investment Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Jon Hamasaki If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Jon Hamasaki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jay Gravley Formerly With Wells Fargo Advisors

DID JAY LIONEL GRAVLEY CAUSE YOU INVESTMENT LOSSES? Jay Gravley Formerly With Wells Fargo Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Gravley formerly with Wells Fargo Advisors? Jay Gravley (CRD #1576302) who was formerly registered with Wells Fargo Advisors and located in Willmar, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Jay Gravley Customer Complaint Jay Gravley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that, based on the financial advisor’s recommendation, he invested in leveraged exchange traded funds of which, were not consistent with the client’s risk tolerance. Jay Gravley’s customer complaint was denied and, to date, the customer has not taken any further action. Jay Gravley Red Flags & Your Rights As An Investor Of course, Jay Gravley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Gravley at Wells Fargo Advisors on alert to review carefully the activity and performance of their accounts and question whether Jay Gravley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Due To Jay Gravley If you have questions about Wells Fargo Advisors and/or Jay Gravley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Hannes formerly with Woodbury Financial Services

DID RONALD WALTER HANNES CAUSE YOU INVESTMENT LOSSES? Ronald Hannes Formerly With Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Hannes formerly with Woodbury Financial Services? Ronald Hannes (CRD #1462241) who was formerly registered with Woodbury Financial Services and located in Spokane, Washington is a subject of one of our many securities industry sales practice abuse investigations. Ronald Hannes has also been the subject of a FINRA investigation that he converted customer funds.  He failed to produce documents and information requested by FINRA during that investigation and as a result consented to the sanction and entry of findings against him.  He was permanently barred from any further association with any member firm in any capacity in the future. Ronald Hannes Customer Complaint Ronald Hannes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged that they paid off representative’s credit card. Ronald Hannes’ customer complaint was settled in favor of the investors. Ronald Hannes Red Flags & Your Rights As An Investor Of course, Ronald Hannes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Hannes at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Hannes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Ronald Hannes If you have questions about Woodbury Financial Services and/or Ronald Hannes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Hanrahan of MML Investors Services

DID MICHAEL PATRICK HANRAHAN CAUSE YOU INVESTMENT LOSSES? Michael Hanrahan Formerly With MML Investors Services And MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Hanrahan of MML Investors Services? Michael Hanrahan (CRD #1951824) who was formerly registered with MML Investors Services and located in Sumter, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Hanrahan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Hanrahan Customer Complaints Michael Hanrahan has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Hanrahan’s 3 customer complaints was settled in favor of investors. Three of Michael Hanrahan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Hanrahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Hanrahan mismanaged a fund transfer into his variable annuity. Plaintiff alleged that upon Michael Hanrahan’s advice, he pledged the cash value of his insurance policy and an additional sum of money as security for loans made to the defendant Amsub Network, Inc. by Sumter National Bank and the Branch Banking & Trust Company of South Carolina. Amsub Network defaulted on the loan. Plaintiff claimed Michael Hanrahan misrepresented the financial condition of Amsub Network and provided him with incorrect financial advice. The complainant alleged that this annuity was misrepresented by Michael Hanrahan. The complainant stated she did not understand that there were other options available that would have been more in line with her current and upcoming liquidity needs. Michael Hanrahan Red Flags & Your Rights As An Investor Of course, Michael Hanrahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hanrahan at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Hanrahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Hanrahan If you have questions about MML Investors Services, MSI Financial Services, and/or Michael Hanrahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Hardee of Center Street Securities

DID LAWRENCE ALAN HARDEE CAUSE YOU INVESTMENT LOSSES? Lawrence Hardee Of Center Street Securities, Center Street Advisors And Formerly With Brookstone Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Hardee of Center Street Securities ? Lawrence Hardee (CRD #1701419) who is currently registered with Center Street Securities, Center Street Advisors and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Center Street Securities and Center Street Advisors, Lawrence Hardee was associated with Brookstone Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lawrence Hardee Customer Complaint Lawrence Hardee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable, over concentrated. The customer complaint filed against Lawrence Hardee’s current employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Lawrence Hardee Red Flags & Your Rights As An Investor Of course, Lawrence Hardee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Hardee at Center Street Securities, Center Street Advisors, and Brookstone Capital Management on alert to review carefully the activity and performance of their accounts and question whether Lawrence Hardee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Center Street Advisors, and Brookstone Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Lawrence Hardee If you have questions about Center Street Securities, Center Street Advisors, Brookstone Capital Management, and/or Lawrence Hardee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Griffiths of LPL Financial

DID THOMAS MARK GRIFFITHS CAUSE YOU INVESTMENT LOSSES? Thomas Griffiths Of LPL Financial And Great Valley Advisor Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Griffiths of LPL Financial? Thomas Griffiths (CRD #2106304) who is currently registered with LPL Financial, Great Valley Advisor Group and located in Newtown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Thomas Griffiths Customer Complaints Thomas Griffiths has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Griffiths’ customers’ complaints was denied and, to date, the customers have not taken any further action.  There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Thomas Griffiths’ alleged misconduct. Allegations Against Thomas Griffiths A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that they purchased non-conventional products that were risky at the recommendation of Thomas Griffiths. Pennsylvania client stated that he felt his ING Golden Select Variable annuity allegedly made by Thomas Griffiths was not a good investment choice for him. Thomas Griffiths Red Flags & Your Rights As An Investor Of course, Thomas Griffiths did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Griffiths at LPL Financial and Great Valley Advisor Group on alert to review carefully the activity and performance of their accounts and question whether Thomas Griffiths has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Great Valley Advisor Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Thomas Griffiths If you have questions about LPL Financial and Great Valley Advisor Group, and/or Thomas Griffiths and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cynthia Harless of Raymond James & Associates

DID CYNTHIA ELAINE HARLESS CAUSE YOU INVESTMENT LOSSES? Cynthia Harless Of Raymond James & Associates Has 3 Customer Complaints For Alleged Broker Misconduct Who is Cynthia Harless of Raymond James & Associates? Cynthia Harless (CRD #1882246) who is currently registered with Raymond James & Associates and located in Knoxville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Cynthia Harless Customer Complaints Cynthia Harless has been the subject of 3 customer complaints that we know about. All of Cynthia Harless’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Cynthia Harless A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Cynthia Harless’ investments were unsuitable and misrepresented at the point of sale. Client alleged misrepresentation by Cynthia Harless. Client alleged that broker “guaranteed” principal on mutual fund investment. Customer alleged Cynthia Harless’ misrepresentation. Client stated he did not understand the nature or mechanics of a margin account. Cynthia Harless Red Flags & Your Rights As An Investor Of course, Cynthia Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Harless at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Cynthia Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Cynthia Harless If you have questions about Raymond James & Associates and/or Cynthia Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Grillo of Cambridge Investment Research

DID JOHN LINO GRILLO CAUSE YOU INVESTMENT LOSSES? John Grillo Of Cambridge Investment Research And Cambridge Investment Research Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Grillo of Cambridge Investment Research? John Grillo (CRD #2643787) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Carrollton, Georgia is a subject of one of our many securities industry sales practice abuse investigations. John Grillo Customer Complaints John Grillo has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Grillo’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Cambridge Investment Research for investment losses caused by John Grillo’s alleged misconduct. Allegations Against John Grillo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged fund was misrepresented by John Grillo and unsuitable. The claimants alleged their investments were placed in a risky mutual fund that was unsuitable for them. John Grillo Red Flags & Your Rights As An Investor Of course, John Grillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Grillo at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether John Grillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To John Grillo If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or John Grillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Martha Grimshaw-Killian of J.W. Cole Financial

DID MARTHA LYNN GRIMSHAW-KILLIAN CAUSE YOU INVESTMENT LOSSES? Martha Grimshaw-Killian Of J.W. Cole Financial And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Martha Grimshaw-Killian of J.W. Cole Financial? Martha Grimshaw-Killian (CRD #2683822) who is currently registered with J.W. Cole Financial and located in Bradenton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Martha Grimshaw-Killian was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Martha Grimshaw-Killian Customer Complaint Martha Grimshaw-Killian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the representative did not fully disclose all the facts concerning charges, expenses and fees guarantee and risk. Martha Grimshaw-Killian’s customer complaint was settled in favor of the investors. Martha Grimshaw-Killian Red Flags & Your Rights As An Investor Of course, Martha Grimshaw-Killian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martha Grimshaw-Killian at J.W. Cole Financial and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Martha Grimshaw-Killian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Martha Grimshaw-Killian If you have questions about J.W. Cole Financial, PNC Investments, and/or Martha Grimshaw-Killian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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