Mar 8, 2022

Javier Jaramillo of Morgan Stanley

DID JAVIER JARAMILLO CAUSE YOU INVESTMENT LOSSES? Javier Jaramillo Of Morgan Stanley And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Javier Jaramillo of Morgan Stanley? Javier Jaramillo (CRD #4280044) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Javier Jaramillo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Jaramillo Customer Complaint Javier Jaramillo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he did not authorize the purchase of a short term bond fund and thought his account was invested in the money market. Javier Jaramillo’s customer complaint was denied and, to date, the customer has not taken any further action. Javier Jaramillo Red Flags & Your Rights As An Investor Of course, Javier Jaramillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Jaramillo at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Javier Jaramillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Javier Jaramillo If you have questions about Morgan Stanley, UBS Financial Services, and/or Javier Jaramillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Khezri of Network 1 Financial Securities

DID DAVID KHEZRI CAUSE YOU INVESTMENT LOSSES? David Khezri Of Network 1 Financial Securities And Formerly With Worden Capital Management, Joseph Stone Capital And Cape Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is David Khezri of Network 1 Financial Securities? David Khezri (CRD #2736831) who is currently registered with Network 1 Financial Securities and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Network 1 Financial Securities, David Khezri was associated with Worden Capital Management, Joseph Stone Capital, Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Khezri has also had his share of regulatory problems.  In 2015, he consented to the entry of findings by FINRA that he improperly exercise discretion by affecting approximately 100 trades for 6 customers without obtaining prior written authorization from the customer’s and without having the accounts excepted as discretionary by his member firm.  As a result of his alleged misconduct, he was suspended for 30 days and fined $5,000. David Khezri Customer Complaints David Khezri has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Khezri’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Joseph Stone Capital for investment losses caused by David Khezri’s alleged misconduct. Allegations Against David Khezri A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of Fiduciary Duty, Negligence allegedly by David Khezri. David Khezri’s alleged excessive trading. David Khezri Red Flags & Your Rights As An Investor Of course, David Khezri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Khezri at Network 1 Financial Securities, Worden Capital Management, Joseph Stone Capital, and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether David Khezri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Network 1 Financial Securities, Worden Capital Management, Joseph Stone Capital, and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Network 1 Financial Securities Due To David Khezri If you have questions about Network 1 Financial Securities, Worden Capital Management, Joseph Stone Capital, Cape Securities, and/or David Khezri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nancy Jensen of RBC Capital Markets

DID NANCY A. JENSEN CAUSE YOU INVESTMENT LOSSES? Nancy Jensen Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Nancy Jensen of RBC Capital Markets? Nancy Jensen (CRD #1820616) who is currently registered with RBC Capital Markets and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Nancy Jensen Customer Complaint Nancy Jensen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the clients’ portfolio should have been invested more conservatively prior to the market decline, and allocated back to its prior investment allocation. Nancy Jensen’s customer complaint was denied and, to date, the customer has not taken any further action. Nancy Jensen Red Flags & Your Rights As An Investor Of course, Nancy Jensen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Jensen at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Nancy Jensen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Nancy Jensen If you have questions about RBC Capital Markets and/or Nancy Jensen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Clifford Virgin of UBS Financial Services

DID CLIFFORD VIRGIN III CAUSE YOU INVESTMENT LOSSES? Clifford Virgin Of UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Clifford Virgin of UBS Financial Services? Clifford Virgin (CRD #1878876) who is currently registered with UBS Financial Services and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Clifford Virgin Customer Complaints Clifford Virgin has been the subject of 3 customer complaints that we know about. One of Clifford Virgin’s customer complaints was settled in favor of investors. Two of Clifford Virgin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Clifford Virgin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the price structure to purchase U.S. Treasury securities was misrepresented by Clifford Virgin and that the purchase of a mutual fund was unsuitable. Claimant’s counsel alleged Clifford Virgin’s unsuitable trading which resulted in substantial losses and tax liabilities for the heirs of the trust. Clifford Virgin Red Flags & Your Rights As An Investor Of course, Clifford Virgin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifford Virgin at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Clifford Virgin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Clifford Virgin If you have questions about UBS Financial Services and/or Clifford Virgin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Kiefer of Royal Alliance Associates

DID MICHAEL EDWARD KIEFER CAUSE YOU INVESTMENT LOSSES? Michael Kiefer Of Royal Alliance Associates And Formerly With Signator Investors And Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Kiefer of Royal Alliance Associates? Michael Kiefer (CRD #4124115) who is currently registered with Royal Alliance Associates and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Michael Kiefer was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Kiefer Customer Complaint Michael Kiefer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were there was a delay in connection with the sale of a thinly-traded stock. The customer complaint filed against Michael Kiefer’s current employer Royal Alliance Associates for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Kiefer Red Flags & Your Rights As An Investor Of course, Michael Kiefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kiefer at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Kiefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Michael Kiefer If you have questions about Royal Alliance Associates, Signator Investors, Transamerica Financial Advisors, and/or Michael Kiefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ahmet Kildis of Fifth Third Securities

DID AHMET KILDIS CAUSE YOU INVESTMENT LOSSES? Ahmet Kildis Of Fifth Third Securities And Formerly With SunTrust Investment Services And SunTrust Advisory Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ahmet Kildis of Fifth Third Securities? Ahmet Kildis (CRD #2058173) who is currently registered with Fifth Third Securities and located in Bayonet Point, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fifth Third Securities, Ahmet Kildis was associated with SunTrust Investment Services, SunTrust Advisory Services, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ahmet Kildis Customer Complaints Ahmet Kildis has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Ahmet Kildis’ customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Ahmet Kildis’ alleged misconduct. Allegations Against Ahmet Kildis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants, as attorneys-in-fact, alleged that Ahmet Kildis failed to properly process beneficiary documentation. Customer alleged Ahmet Kildis misrepresented structured product, which led to a purchase. Customer alleged that Ahmet Kildis made a poor recommendation which led to a distribution from a qualified account. Ahmet Kildis Red Flags & Your Rights As An Investor Of course, Ahmet Kildis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ahmet Kildis at Fifth Third Securities, SunTrust Investment Services, and SunTrust Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Ahmet Kildis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fifth Third Securities Due To Ahmet Kildis If you have questions about Fifth Third Securities, SunTrust Investment Services, SunTrust Advisory Services, and/or Ahmet Kildis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steve Kim formerly with TD Ameritrade

DID STEVE DOUGYUN KIM CAUSE YOU INVESTMENT LOSSES? Steve Kim Formerly With TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct Who is Steve Kim formerly with TD Ameritrade? Steve Kim (CRD #2487413) who was formerly registered with TD Ameritrade and located in E. Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Steve Kim Customer Complaint Steve Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation involving Aequitas. Steve Kim’s customer complaint was settled in favor of the investors. Steve Kim Red Flags & Your Rights As An Investor Of course, Steve Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Kim at TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Steve Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Steve Kim If you have questions about TD Ameritrade and/or Steve Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sally Kirkpatrick of RBC Capital Markets

DID SALLY ANN KIRKPATRICK CAUSE YOU INVESTMENT LOSSES? Sally Kirkpatrick Of RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Sally Kirkpatrick of RBC Capital Markets? Sally Kirkpatrick (CRD #2373579) who is currently registered with RBC Capital Markets and located in Chevy Chase, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Sally Kirkpatrick Customer Complaint Sally Kirkpatrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that his financial advisor provided inaccurate information in connection with a 1035 exchange which he believes adversely impacted his retirement strategy.  Sally Kirkpatrick’s customer complaint was settled in favor of the investors. Sally Kirkpatrick Red Flags & Your Rights As An Investor Of course, Sally Kirkpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Kirkpatrick at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Sally Kirkpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Sally Kirkpatrick If you have questions about RBC Capital Markets and/or Sally Kirkpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Kissinger of Supreme Alliance

DID SCOTT BRIAN KISSINGER CAUSE YOU INVESTMENT LOSSES? Scott Kissinger Of Supreme Alliance And Formerly With Mutual Of Omaha Investor Services And Allstate Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Kissinger of Supreme Alliance? Scott Kissinger (CRD #1708936) who is currently registered with Supreme Alliance and located in Haschbach Am Remigiusberg, Germany is a subject of one of our many securities industry sales practice abuse investigations. Prior to Supreme Alliance, Scott Kissinger was associated with Allstate Financial Services, Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Kissinger Customer Complaints Scott Kissinger has been the subject of 2 customer complaints that we know about. One of Scott Kissinger’s 2 customer complaints was settled in favor of investors. Allegations Against Scott Kissinger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Insurance customer alleged neither the insured nor the owner signed the application. Regarding the 1/22/04 strategic partners annuity account, the client, via attorney, alleges misrepresentation at point of sale. Scott Kissinger Red Flags & Your Rights As An Investor Of course, Scott Kissinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kissinger at Supreme Alliance, Allstate Financial Services, and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Scott Kissinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Supreme Alliance, Allstate Financial Services, and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Supreme Alliance Due To Scott Kissinger If you have questions about Supreme Alliance, Allstate Financial Services, Mutual Of Omaha Investor Services, and/or Scott Kissinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kissling formerly with Madison Avenue Securities

DID TIMOTHY JON KISSLING CAUSE YOU INVESTMENT LOSSES? DID TIMOTHY JON KISSLING CAUSE YOU INVESTMENT LOSSES? Who is Timothy Kissling formerly with Madison Avenue Securities? Timothy Kissling (CRD #2515918) who was formerly registered with Madison Avenue Securities and located in New Castle, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Timothy Kissling Customer Complaints Timothy Kissling has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Kissling’s customer complaints was settled in favor of investors. One of Timothy Kissling’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Timothy Kissling A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged Timothy Kissling’s failure to conduct due diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments. Client purchased Aviva Indexed Universal Life insurance policy with a face amount of $1 million. Client paid two years’ worth of premium and then cancelled the policy. Client also alleged that Timothy Kissling sold her REITs to generate income to cover the premium, but they didn’t pay as expected. Client alleged that he had her convert her IRA to a Roth IRA, which caused a payment due to the IRS of $27,000. Client said Timothy Kissling took advantage of her situation Timothy Kissling Red Flags & Your Rights As An Investor Of course, Timothy Kissling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kissling at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kissling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Timothy Kissling If you have questions about Madison Avenue Securities and/or Timothy Kissling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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