Mar 8, 2022

Rafael Klein of David Lerner Associates

DID RAFAEL SCOTT KLEIN CAUSE YOU INVESTMENT LOSSES? Rafael Klein Of David Lerner Associates And Spirit Of America Management Has 4 Customer Complaints For Alleged Broker Misconduct Who is Rafael Klein of David Lerner Associates? Rafael Klein (CRD #2865823) who is currently registered with David Lerner Associates, Spirit Of America Management and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Rafael Klein Customer Complaints Rafael Klein has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Rafael Klein’s customer complaints was settled in favor of investors. One of Rafael Klein’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against David Lerner Associates for investment losses caused by Rafael Klein’s alleged misconduct. Allegations Against Rafael Klein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability by Rafael Klein. Misrepresentations allegedly by Rafael Klein. Rafael Klein’s alleged misrepresentation and omission, breach of fiduciary duty, failure to supervise, fraud, unauthorized trading. Rafael Klein Red Flags & Your Rights As An Investor Of course, Rafael Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Klein at David Lerner Associates and Spirit Of America Management on alert to review carefully the activity and performance of their accounts and question whether Rafael Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates and Spirit Of America Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To Rafael Klein If you have questions about David Lerner Associates, Spirit Of America Management, and/or Rafael Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Klevens of Securities America

DID JOHN THOMSON KLEVENS CAUSE YOU INVESTMENT LOSSES? John Klevens Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Klevens of Securities America? John Klevens (CRD #2125586) who is currently registered with Securities America and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, John Klevens was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Klevens Customer Complaint John Klevens has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were KMS Advisor filed a civil action against his former client alleging violations of an existing protection order that was granted by King County District Court. The former client filed a counter-claim against KMS Advisor which alleged breach of fiduciary duty and mismanagement of funds and demanded disgorgement of all fees and costs. John Klevens’ customer complaint was settled in favor of the investors. John Klevens Red Flags & Your Rights As An Investor Of course, John Klevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Klevens at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Klevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To John Klevens If you have questions about Securities America, KMS Financial Services, and/or John Klevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Klor formerly with LPL Financial

DID SCOTT PATRICK KLOR CAUSE YOU INVESTMENT LOSSES? Scott Klor Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Klor formerly with LPL Financial? Scott Klor (CRD #2493369) who was formerly registered with LPL Financial and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Scott Klor Customer Complaint Scott Klor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Plaintiff alleged misrepresentation in connection with a Viatical Settlement purchased. The customer complaint filed against Scott Klor’s former employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Scott Klor Red Flags & Your Rights As An Investor Of course, Scott Klor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Klor at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Scott Klor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Scott Klor If you have questions about LPL Financial and/or Scott Klor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Peter Knittle of American Portfolios Financial Services

DID PETER MARTIN KNITTLE CAUSE YOU INVESTMENT LOSSES? Peter Knittle Of American Portfolios Financial Services, American Portfolios Advisors And Formerly With LPL Financial And ESL Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Knittle of American Portfolios Financial Services? Peter Knittle (CRD #4090117) who is currently registered with American Portfolios Advisors, American Portfolios Financial Services and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, American Portfolios Advisors, Peter Knittle was associated with LPL Financial, ESL Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Knittle Customer Complaint Peter Knittle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with a withdrawal from their variable annuity. Peter Knittle’s customer complaint was denied and, to date, the customer has not taken any further action. Peter Knittle Red Flags & Your Rights As An Investor Of course, Peter Knittle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Knittle at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services on alert to review carefully the activity and performance of their accounts and question whether Peter Knittle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and ESL Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Peter Knittle If you have questions about American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, ESL Investment Services, and/or Peter Knittle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kirk Knollman formerly with Cetera Advisor Networks

DID KIRK WILLIAM KNOLLMAN CAUSE YOU INVESTMENT LOSSES? Kirk Knollman Formerly With Cetera Advisor Networks  And Summit Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kirk Knollman formerly with Cetera Advisor Networks? Kirk Knollman (CRD #2089445) who was formerly registered with Cetera Advisor Networks and located in Loveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Kirk Knollman was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kirk Knollman Customer Complaints Kirk Knollman has been the subject of 2 customer complaints that we know about. Both of Kirk Knollman’s customer complaints were settled in favor of investors. Allegations Against Kirk Knollman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers alleged that Kirk Knollman made unauthorized and unsuitable trades in their accounts. Former client alleged unsuitable recommendations and unauthorized trading by Kirk Knollman. Kirk Knollman Red Flags & Your Rights As An Investor Of course, Kirk Knollman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Knollman at Cetera Advisor Networks and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kirk Knollman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Kirk Knollman If you have questions about Cetera Advisor Networks, Summit Brokerage Services, and/or Kirk Knollman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Kresel of Ameriprise Financial Services

DID RONALD JOHN KRESEL CAUSE YOU INVESTMENT LOSSES? Ronald Kresel Of Ameriprise Financial Services And Formerly With First Allied Securities, First Allied Advisory Services and Hermening Advisory Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ronald Kresel of Ameriprise Financial Services? Ronald Kresel (CRD #2202293) who is currently registered with Ameriprise Financial Services and located in Eau Claire, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Ronald Kresel was associated with First Allied Securities, First Allied Advisory Services, Hermening Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ronald Kresel Customer Complaints Ronald Kresel has been the subject of 3 customer complaints that we know about. All of Ronald Kresel’s customers’ complaints were settled in favor of investors. Allegations Against Ronald Kresel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Ronald Kresel made an unsuitable recommendation causing unintended tax consequences. Clients alleged they were sold a variable life insurance policy that was unsuitable for their needs. Clients further alleged policy premiums and future costs were never completely explained by Ronald Kresel. Clients requested the firm to cancel the policy and refund their full investment. Ronald Kresel Red Flags & Your Rights As An Investor Of course, Ronald Kresel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Kresel at Ameriprise Financial Services, First Allied Securities, First Allied Advisory Services, and Hermening Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Kresel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, First Allied Securities, First Allied Advisory Services, and Hermening Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Ronald Kresel If you have questions about Ameriprise Financial Services, First Allied Securities, First Allied Advisory Services, Hermening Advisory Services, and/or Ronald Kresel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kreuzer of Morgan Stanley

DID THOMAS ANTHONY KREUZER CAUSE YOU INVESTMENT LOSSES? Thomas Kreuzer Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Kreuzer of Morgan Stanley? Thomas Kreuzer (CRD #1499883) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kreuzer Customer Complaints Thomas Kreuzer has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Kreuzer’s 3 customer complaints was settled in favor of investors. Two of Thomas Kreuzer’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Kreuzer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Thomas Kreuzer’s negligence, unsuitability, fraud and omission of material facts, breach of fiduciary duty, violation of FINRA rules, breach of contract, and violation of California securities laws in connection with an investment in a structured product. Client alleged Thomas Kreuzer’s failure to follow instructions with respect to liquidation of accounts. Client alleged that investment of 57% of portfolio in stocks is inappropriate for elderly client. Client further alleged Thomas Kreuzer failed to follow the client’s instructions to invest in instruments that provided security and income, not unsafe investments. Thomas Kreuzer Red Flags & Your Rights As An Investor Of course, Thomas Kreuzer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kreuzer at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Kreuzer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Kreuzer If you have questions about Morgan Stanley and/or Thomas Kreuzer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Kribbs of Allstate Financial Services

DID ROBERT DEAN KRIBBS CAUSE YOU INVESTMENT LOSSES? Robert Kribbs Of Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Kribbs of Allstate Financial Services? Robert Kribbs (CRD #2139808) who is currently registered with Allstate Financial Services and located in Winfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Robert Kribbs Customer Complaint Robert Kribbs has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer was told he would have a 5% minimum guaranteed return regardless of market performance and that the death benefit on the annuity contract would be paid tax free to his beneficiary. Customer requested the waiver of surrender charges and 5% growth from inception of contract. Robert Kribbs’ customer complaint was denied and, to date, the customer has not taken any further action. Robert Kribbs Red Flags & Your Rights As An Investor Of course, Robert Kribbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kribbs at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Kribbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Robert Kribbs If you have questions about Allstate Financial Services and/or Robert Kribbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Solomon Krispeal Formerly With PHX Financial

DID SOLOMON DAVID KRISPEAL CAUSE YOU INVESTMENT LOSSES? Solomon Krispeal Formerly With PHX Financial And Legend Securities Has 8 Customer Complaints For Alleged Broker Misconduct Who is Solomon Krispeal formerly with PHX Financial? Solomon Krispeal (CRD #2735776) who was formerly registered with PHX Financial and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Solomon Krispeal was associated with Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Solomon Krispeal has also been the subject of a FINRA investigation for failure to disclose an arbitration filed against him for sales practice violations .  As a result, he was suspended for 30 days and fined $2,500. Solomon Krispeal Customer Complaints Solomon Krispeal has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Solomon Krispeal’s 8 customer complaints were settled in favor of investors. Five of Solomon Krispeal’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against PHX Financial for investment losses caused by Solomon Krispeal’s alleged misconduct. Allegations Against Solomon Krispeal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged an unauthorized trade by Solomon Krispeal. Client alleged Solomon Krispeal’s unapproved transactions, excessive trading, and unsuitability. Client alleged Solomon Krispeal’s unsuitability, improper use of margin and unauthorized trades. In an email alleging unauthorized trading, the customer also alleged Solomon Krispeal forged documents for his clients. Solomon Krispeal alleged unsuitability, breach of fiduciary duty, common law fraud, breach of contract, churning and violation of the Arkansas Securities Act. Unsuitable investments allegedly by Solomon Krispeal. Customer alleged that Solomon Krispeal recommended unsuitable investments, churned his account and misrepresented the facts in a Regulation D offering. Solomon Krispeal Red Flags & Your Rights As An Investor Of course, Solomon Krispeal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Solomon Krispeal at PHX Financial and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Solomon Krispeal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial and Legend Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Due To Solomon Krispeal If you have questions about PHX Financial, Legend Securities, and/or Solomon Krispeal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Krym of Raymond James Financial Services

DID KEVIN MATTHEW KRYM CAUSE YOU INVESTMENT LOSSES? Kevin Krym Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Krym of Raymond James Financial Services? Kevin Krym (CRD #2305990) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Livonia, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Kevin Krym Customer Complaint Kevin Krym has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged unsuitable investment strategies. The customer complaint filed against Kevin Krym’s current employer Raymond James Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Krym Red Flags & Your Rights As An Investor Of course, Kevin Krym did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Krym at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kevin Krym has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Kevin Krym If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Kevin Krym and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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