Mar 8, 2022

Borislav Kolev of Morgan Stanley

DID BORISLAV VALENTINOV KOLEV CAUSE YOU INVESTMENT LOSSES? Borislav Kolev Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Borislav Kolev of Morgan Stanley? Borislav Kolev (CRD #3024003) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Borislav Kolev Customer Complaints Borislav Kolev has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Borislav Kolev’s 2 customer complaints was settled in favor of investors. One of Borislav Kolev’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s agent claims he did not authorize Borislav Kolev’s alleged purchase of 10,000 shares of a stock in his wife’s account. Customer alleged that certain auction rate securities were purchased for their account in contravention of its investment policy guidelines by Borislav Kolev. Borislav Kolev Red Flags & Your Rights As An Investor Of course, Borislav Kolev did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borislav Kolev at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borislav Kolev has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borislav Kolev If you have questions about Morgan Stanley and/or Borislav Kolev and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Kohn of Equitable Advisors

DID KENNETH DAVID KOHN CAUSE YOU INVESTMENT LOSSES? Kenneth Kohn Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Kohn of Equitable Advisors? Kenneth Kohn (CRD #1575332) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Kohn Customer Complaints Kenneth Kohn has been the subject of 2 customer complaints that we know about. One of Kenneth Kohn’s 2 customer complaints was settled in favor of investors. One of Kenneth Kohn’s customers’ complaints was denied and, to date, the customers has not taken any further action. Allegations Against Kenneth Kohn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the sale of high-risk investments was unsuitable contrary to her investment objective of safety of principal. Claimant alleged that Kenneth Kohn purchased higher commission Class B mutual fund shares rather than Class A shares without the claimant’s knowledge or consent. Client alleged the variable life insurance policy sold to her by Kenneth Kohn was unsuitable for her financial situation. Kenneth Kohn Red Flags & Your Rights As An Investor Of course, Kenneth Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Kohn at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kenneth Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kenneth Kohn If you have questions about Equitable Advisors and/or Kenneth Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Koch of RBC Capital Markets

DID PAUL RONALD KOCH CAUSE YOU INVESTMENT LOSSES? Paul Koch Of RBC Capital Markets And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Koch of RBC Capital Markets? Paul Koch (CRD #1777599) who is currently registered with RBC Capital Markets and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Paul Koch was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Koch Customer Complaints Paul Koch has been the subject of 2 customer complaints that we know about. One of Paul Koch’s 2 customer complaints was settled in favor of investors. One of Paul Koch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Borislav Kolev A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase of ETW was misrepresented by Paul Koch. Claimants, a former professional athlete and his LLC, alleged that Paul Koch recommended risky and unsuitable investments in various outside business ventures where his wife was a partial owner in janitorial businesses, second hand clothing stores, hair cut establishments, housing developments and venture capital enterprises. He also alleged that the Paul Koch and his wife diverted funds from these outside investments and accounts for their personal gain. Paul Koch Red Flags & Your Rights As An Investor Of course, Paul Koch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Koch at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Paul Koch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Paul Koch If you have questions about RBC Capital Markets, UBS Financial Services, and/or Paul Koch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Neil Konigsberg of UBS Financial Services

DID NEIL BRUCE KONIGSBERG CAUSE YOU INVESTMENT LOSSES? Neil Konigsberg Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Neil Konigsberg of UBS Financial Services? Neil Konigsberg (CRD #1784265) who is currently registered with UBS Financial Services and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Neil Konigsberg Customer Complaints Neil Konigsberg has been the subject of 2 customer complaints that we know about. One of Neil Konigsberg’s 2 customer complaints was settled in favor of investors. One of Neil Konigsberg’s customers; complaints was denied and, to date, the customer has not taken any further action. Allegations Against Neil Konigsberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Following the bankruptcy filings of Lehman Brothers Holdings, Inc. (LBHI) and the liquidation of Lehman Brothers Inc., former Lehman clients alleged that Neil Konigsberg misrepresented the nature and investment risk associated with a LBHI bond they had purchased approximately one year ago. Clients further alleged that their purchase was an unsuitable investment. The client alleged his risk profile was changed on his account allegedly by Neil Konigsberg and therefore his account was not managed to the guidelines agreed upon.   Neil Konigsberg Red Flags & Your Rights As An Investor Of course, Neil Konigsberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Konigsberg at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Neil Konigsberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Neil Konigsberg If you have questions about UBS Financial Services and/or Neil Konigsberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Langlois of DFPG Investments

DID JOSEPH H LANGLOIS CAUSE YOU INVESTMENT LOSSES? Joseph Langlois Of DFPG Investments And Formerly With First Allied Securities And First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Langlois of DFPG Investments? Joseph Langlois (CRD #4216281) who is currently registered with DFPG Investments and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to DFPG Investments, Joseph Langlois was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Langlois Customer Complaint Joseph Langlois has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Langlois misrepresented and sold unsuitable REITs. Joseph Langlois’ customer complaint was settled in favor of the investors. Joseph Langlois Red Flags & Your Rights As An Investor Of course, Joseph Langlois did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Langlois at DFPG Investments, First Allied Securities, and First Allied Advisory Services and on alert to review carefully the activity and performance of their accounts and question whether Joseph Langlois has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DFPG Investments, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At DFPG Investments Due To Joseph Langlois If you have questions about DFPG Investments, First Allied Securities, First Allied Advisory Services, and/or Joseph Langlois and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jerry Korchak of Kestra Investment Services

DID JERRY GEORGE KORCHAK CAUSE YOU INVESTMENT LOSSES? Jerry Korchak Of Kestra Investment Services And Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jerry Korchak of Kestra Investment Services? Jerry Korchak (CRD #1990284) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jerry Korchak Customer Complaint Jerry Korchak has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged breached of fiduciary duty and related claims associated with services to a retirement fund. The customer complaint filed against Jerry Korchak’s employer Kestra Advisory Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Jerry Korchak Red Flags & Your Rights As An Investor Of course, Jerry Korchak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Korchak at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Jerry Korchak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Jerry Korchak If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Jerry Korchak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Prince Lankford of Wells Fargo Clearing Services

DID PRINCE ANDERSON LANKFORD CAUSE YOU INVESTMENT LOSSES? Prince Lankford Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Prince Lankford of Wells Fargo Clearing Services? Prince Lankford (CRD #2824037) who is currently registered with Wells Fargo Clearing Services and located in Chino Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Prince Lankford Customer Complaints Prince Lankford has been the subject of 2 customer complaints that we know about. One of Prince Lankford’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Investments for investment losses caused by Prince Lankford’s alleged misconduct. Allegations Against Prince Lankford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the terms of the investment were misrepresented by Prince Lankford. Plaintiff alleged that Prince Lankford misrepresented the length of a surrender period for a fixed annuity insurance contract. Prince Lankford Red Flags & Your Rights As An Investor Of course, Prince Lankford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Prince Lankford at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Prince Lankford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Prince Lankford If you have questions about Wells Fargo Clearing Services and/or Prince Lankford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Kregor of Robert W. Baird Co.

DID MARK FALLON KREGOR CAUSE YOU INVESTMENT LOSSES? Mark Kregor Of Robert W. Baird Co. And Formerly With J.J.B. Hilliard, W.L. Lyons Has 9 Customer Complaints For Alleged Broker Misconduct Who is Mark Kregor of Robert W. Baird Co.? Mark Kregor (CRD #2403684) who is currently registered with Robert W. Baird Co. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Mark Kregor was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Kregor Customer Complaints Mark Kregor has been the subject of 9 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of Mark Kregor’s 9 customer complaints were settled in favor of investors. One of Mark Kregor’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Robert W. Baird Co. for investment losses caused by Mark Kregor’s alleged misconduct. Allegations Against Mark Kregor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: A former client alleged Mark Kregor made unsuitable investments. A representative for the client alleged unsuitable investments were made in the account by Mark Kregor. Claimant alleged Mark Kregor’s violation of suitability rules with regard to certain securities. Client alleged Mark Kregor’s investments in seven securities have resulted in unrealized losses. Client alleged large concentration in Monitise stock (MONIF) caused losses in their accounts allegedly made by Mark Kregor. Client also alleged the investment was not in line with their investment objectives. Client alleged Mark Kregor’s over-concentration and lack of suitability within his accounts. The client alleged she was sold unsuitable investments by Mark Kregor. The statement of claim alleged Mark Kregor recommended unsuitable investments. Claimants alleged Mark Kregor’s violation of suitability rules, negligence, failure to supervise, and negligent supervision. Mark Kregor Red Flags & Your Rights As An Investor Of course, Mark Kregor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Kregor at Robert W. Baird Co. and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Mark Kregor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Mark Kregor If you have questions about Robert W. Baird Co., J.J.B. Hilliard, W.L. Lyons, and/or Mark Kregor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joel Lansat of Merrill Lynch Pierce Fenner & Smith

DID JOEL LANSAT CAUSE YOU INVESTMENT LOSSES? Joel Lansat Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Joel Lansat of Merrill Lynch Pierce Fenner & Smith? Joel Lansat (CRD #1623241) who is currently registered with Merrill Lynch Pierce Fenner & Smithand located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Joel Lansat Customer Complaints Joel Lansat has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Joel Lansat’s 3 customer complaints was settled in favor of investors. Two of Joel Lansat’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Joel Lansat A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged material inaccuracies with respect to documents concerning variable annuities made by Joel Lansat. Joel Lansat allegedly made recommendations not in line with client’s investment objectives; unauthorized transactions. The customer alleged Joel Lansat’s unauthorized trading from February 2020 until March 2020. Joel Lansat Red Flags & Your Rights As An Investor Of course, Joel Lansat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Lansat at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Joel Lansat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joel Lansat If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Joel Lansat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Anthony Lapia of Wells Fargo Clearing Services

DID ANTHONY DALE LAPIA CAUSE YOU INVESTMENT LOSSES? Anthony Lapia Of Wells Fargo Clearing Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Lapia of Wells Fargo Clearing Services? Anthony Lapia (CRD #1560467) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Anthony Lapia Customer Complaints Anthony Lapia has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Anthony Lapia’s  4 customer complaints resulted in an arbitration award in favor of the investors. Two of Anthony Lapia’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Anthony Lapia’s alleged misconduct. Allegations Against Anthony Lapia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged Anthony Lapia over-concentrated their portfolio in unsuitable investments. Attorney for clients also complained that the financial advisor engaged in an unsuitable trading strategy, which did not match their investment objectives. Counsel for Texas customers alleged Anthony Lapia engaged in unauthorized margin trading and made poor investment choices mostly in tech stocks that resulted in the entire depletion of the customers’ account. Texas resident complained that Anthony Lapia failed to follow her instructions to put a stop sale on purchase of 5000 shares. Anthony Lapia Red Flags & Your Rights As An Investor Of course, Anthony Lapia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Lapia at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Lapia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Anthony Lapia If you have questions about Wells Fargo Clearing Services and/or Anthony Lapia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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