Mar 8, 2022

Charles Larocca of LPL Financial

DID CHARLES JOSEPH LAROCCA CAUSE YOU INVESTMENT LOSSES? Charles Larocca Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Larocca of LPL Financial? Charles Larocca (CRD #1519529) who is currently registered with LPL Financial and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Charles Larocca Customer Complaint Charles Larocca has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a loss in funds due to an unsuitable annuity investment recommendation by the financial advisor. Charles Larocca’s customer complaint was denied and, to date, the customer has not taken any further action. Charles Larocca Red Flags & Your Rights As An Investor Of course, Charles Larocca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Larocca at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Charles Larocca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Charles Larocca If you have questions about LPL Financial and/or Charles Larocca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Laskin of Cetera Advisors

DID RICHARD SCOTT LASKIN CAUSE YOU INVESTMENT LOSSES? Richard Laskin Of Cetera Advisors And Formerly With SII Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Laskin of Cetera Advisors? Richard Laskin (CRD #2201317) who is currently registered with Cetera Advisors and located in East Brunswick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Richard Laskin was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Laskin Customer Complaints Richard Laskin has been the subject of 2 customer complaints that we know about. One of Richard Laskin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against SII Investments for investment losses caused by Richard Laskin’s alleged misconduct. Allegations Against Richard Laskin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged funds were invested too aggressively for her risk level by Richard Laskin. Richard Laskin’s alleged unsuitable investments. Richard Laskin Red Flags & Your Rights As An Investor Of course, Richard Laskin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laskin at Cetera Advisors and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Laskin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Richard Laskin If you have questions about Cetera Advisors, SII Investments, and/or Richard Laskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kimberly Latimer of Merrill Lynch Pierce Fenner & Smith

DID KIMBERLY J. LATIMER CAUSE YOU INVESTMENT LOSSES? Kimberly Latimer Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Kimberly Latimer of Merrill Lynch Pierce Fenner & Smith? Kimberly Latimer (CRD #2803697) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Kimberly Latimer Customer Complaint Kimberly Latimer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged improper solicitation of a loan account and a dispute over the interest charges. Kimberly Latimer’s customer complaint was denied and, to date, the customer has not taken any further action. Kimberly Latimer Red Flags & Your Rights As An Investor Of course, Kimberly Latimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Latimer at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Kimberly Latimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Kimberly Latimer If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Kimberly Latimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Lattig of Merrill Lynch Pierce Fenner & Smith

DID ROBERT VICTOR LATTIG CAUSE YOU INVESTMENT LOSSES? Robert Lattig Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Lattig of Merrill Lynch Pierce Fenner & Smith? Robert Lattig (CRD #4160391) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Rockledge, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Lattig Customer Complaint Robert Lattig has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unsuitable investment recommendations. Robert Lattig’s customer complaint was settled in favor of the investors. Robert Lattig Red Flags & Your Rights As An Investor Of course, Robert Lattig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lattig at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Lattig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Robert Lattig If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Robert Lattig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Philip Lavelle of Thurston Springer Financial

DID PHILIP E. LAVELLE JR CAUSE YOU INVESTMENT LOSSES? Philip Lavelle Of Thurston Springer Financial, Robovise dba Robo And Thurston Springer Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Philip Lavelle of Thurston Springer Financial? Philip Lavelle (CRD #2778584) who is currently registered with Thurston Springer Financial, Robovise dba Robo, Thurston Springer Advisors and located in Anderson, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Philip Lavelle Customer Complaint Philip Lavelle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customer was not informed of position illiquidity, excessive commissions, and unsuitable investment recommendations. Philip Lavelle Red Flags & Your Rights As An Investor Of course, Philip Lavelle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Lavelle at Thurston Springer Financial, Robovise dba Robo, and Thurston Springer Advisors on alert to review carefully the activity and performance of their accounts and question whether Philip Lavelle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thurston Springer Financial, Robovise dba Robo, and Thurston Springer Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thurston Springer Financial Due To Philip Lavelle If you have questions about Thurston Springer Financial, Robovise dba Robo, Thurston Springer Advisors, and/or Philip Lavelle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Lebaron of Stifel Nicolaus & Company

DID JAMES SEAN LEBARON CAUSE YOU INVESTMENT LOSSES? James Lebaron Of Stifel Nicolaus & Company And Formerly With Janney Montgomery Scott Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Lebaron of Stifel Nicolaus & Company? James Lebaron (CRD #2308025) who is currently registered with Stifel Nicolaus & Company and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, James Lebaron was associated with Janney Montgomery Scott and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lebaron Customer Complaints James Lebaron has been the subject of 2 customer complaints that we know about. One of James Lebaron’s 2 customer complaints was settled in favor of investors. One of James Lebaron’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Lebaron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that unsuitable investments were made in their accounts by James Lebaron. Customer alleged that an investment made in Reignmaker Communications by James Lebaron was unsuitable. James Lebaron Red Flags & Your Rights As An Investor Of course, James Lebaron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lebaron at Stifel Nicolaus & Company and Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether James Lebaron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company and Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To James Lebaron If you have questions about Stifel Nicolaus & Company, Janney Montgomery Scott, and/or James Lebaron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chang Lee of The Investment Center

DID CHANG LEE CAUSE YOU INVESTMENT LOSSES? Chang Lee Of The Investment Center, IC Advisory Services And Formerly With MML Investors Services and Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Chang Lee of The Investment Center? Chang Lee (CRD #2672951) who is currently registered with The Investment Center, IC Advisory Services and located in Montville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Investment Center and IC Advisory Services, Chang Lee was associated with MML Investors Services, Raymond James Financial Services Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chang Lee Customer Complaint Chang Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor purchased a variable annuity from Prudential.  The customer complaint filed against Chang Lee’s former employer HSBC Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Chang Lee Red Flags & Your Rights As An Investor Of course, Chang Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chang Lee at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Chang Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Investment Center Due To Chang Lee If you have questions about The Investment Center, IC Advisory Services, MML Investors Services, Raymond James Financial Services Advisors, and/or Chang Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Lee of Ameriprise Financial Services

DID CHARLES CHAE LEE CAUSE YOU INVESTMENT LOSSES? Charles Lee Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Lee of Ameriprise Financial Services? Charles Lee (CRD #3245991) who is currently registered with Ameriprise Financial Services and located in Richardson, Texas is a subject of one of our many securities industry sales practice abuse investigations. Charles Lee Customer Complaint Charles Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented the terms of a variable annuity. Charles Lee’s customer complaint was denied and, to date, the customer has not taken any further action. Charles Lee Red Flags & Your Rights As An Investor Of course, Charles Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lee at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Charles Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Charles Lee If you have questions about Ameriprise Financial Services and/or Charles Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Leighton of Edward Jones

DID JOSEPH THOMAS LEIGHTON CAUSE YOU INVESTMENT LOSSES? Joseph Leighton Of Edward Jones And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Leighton of Edward Jones? Joseph Leighton (CRD #3136901) who is currently registered with Edward Jones and located in Lancaster, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Joseph Leighton was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Leighton Customer Complaint Joseph Leighton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that mutual funds were sold without her permission and that she incurred a large tax impact as a result of the unauthorized trades. Joseph Leighton’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Leighton Red Flags & Your Rights As An Investor Of course, Joseph Leighton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Leighton at Edward Jones and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Leighton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joseph Leighton If you have questions about Edward Jones, Ameriprise Financial Services, and/or Joseph Leighton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jarrod Leisure of BBVA Securities

DID JARROD ROBERT LEISURE CAUSE YOU INVESTMENT LOSSES? Jarrod Leisure Of BBVA Securities And BBVA Wealth Solutions Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jarrod Leisure of BBVA Securities? Jarrod Leisure (CRD #2935576) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jarrod Leisure Customer Complaints Jarrod Leisure has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Jarrod Leisure’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jarrod Leisure A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer purchased fixed annuity contract allegedly made by Jarrod Leisure. Attorney-in-fact contacted issuing insurance company claiming sale was not suitable and requested full return of premiums. In a social media complaint centered on online services of the Firm’s affiliate bank, customer raised her dissatisfaction regarding a purchase of a variable annuity contract through the Firm allegedly sold by Jarrod Leisure. The client made an allegation regarding suitability of the transaction. Client surrendered the annuity without any involvement of the Firm. Jarrod Leisure Red Flags & Your Rights As An Investor Of course, Jarrod Leisure did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jarrod Leisure at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Jarrod Leisure has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Jarrod Leisure If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Jarrod Leisure and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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