Mar 8, 2022

Kelly Hoff of Cambridge Investment Research

DID KELLY ANN HOFF CAUSE YOU INVESTMENT LOSSES? Kelly Hoff Of Cambridge Investment Research And Formerly With Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kelly Hoff of Cambridge Investment Research? Kelly Hoff (CRD #3163327) who is currently registered with Cambridge Investment Research and located in Prairie Farm, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Kelly Hoff was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kelly Hoff Customer Complaint Kelly Hoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleges the investment was not appropriate or suitable. Kelly Hoff’s customer complaint was settled in favor of the investors. Kelly Hoff Red Flags & Your Rights As An Investor Of course, Kelly Hoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Hoff at Cambridge Investment Research and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Kelly Hoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Kelly Hoff If you have questions about Cambridge Investment Research, Transamerica Financial Advisors, and/or Kelly Hoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Heidenrich of Robert W. Baird & Co.

DID THOMAS SCOTT HEIDENRICH CAUSE YOU INVESTMENT LOSSES? Thomas Heidenrich Of Robert W. Baird & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Heidenrich of Robert W. Baird & Co.? Thomas Heidenrich (CRD #2803223) who is currently registered with Robert W. Baird & Co.and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Thomas Heidenrich Customer Complaint Thomas Heidenrich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were  third party ex-wife non-client of a Baird associate alleged that the Baird associate’s Baird Financial Advisor provided her inaccurate information regarding the accounts of the adult sons of the Baird associate and his ex-wife. Thomas Heidenrich’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Heidenrich Red Flags & Your Rights As An Investor Of course, Thomas Heidenrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Heidenrich at Robert W. Baird & Co. on alert to review carefully the activity and performance of their accounts and question whether Thomas Heidenrich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To Thomas Heidenrich If you have questions about Robert W. Baird & Co. and/or Thomas Heidenrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Arthur Hoffman formerly with Ameriprise Financial Services

DID ARTHUR STEWART HOFFMAN CAUSE YOU INVESTMENT LOSSES? Arthur Hoffman Formerly With Ameriprise Financial Services And Wedbush Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Arthur Hoffman formerly with Ameriprise Financial Services? Arthur Hoffman (CRD #3193754) who was formerly registered with Ameriprise Financial Services and located in Glendale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Arthur Hoffman was associated with Wedbush Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur Hoffman has also had his share of regulatory problems.  Last year, he consented to the sanction and to the entry of findings that he failed to abide documents and information requested by FINRA in connection with an investigation about whether he violated company policy, and FINRA rules related to outside business activities in private securities transactions.  The sanction for his failure to cooperate with the FINRA investigation was a permanent bar from any further association with any member firm in any capacity. Arthur Hoffman Customer Complaints Arthur Hoffman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Arthur Hoffman’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Arthur Hoffman’s alleged misconduct. Allegations Against Arthur Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that respondent Arthur Hoffman recommended the claimants invest $172,688.03 in Zima Global Ventures, LLC a/k/a Zima Digital Assets. The complaint included claims for Arizona securities fraud; fraud in provision of investment advisory services, common law fraud and misrepresentation; breach of fiduciary duties; fraudulent concealment; negligent misrepresentation; negligence; negligent supervision; and document turnover and accounting allegedly committed by Arthur Hoffman. Arthur Hoffman Red Flags & Your Rights As An Investor Of course, Arthur Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Hoffman at Ameriprise Financial Services and Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Arthur Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wedbush Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Arthur Hoffman If you have questions about Ameriprise Financial Services, Wedbush Securities, and/or Arthur Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Hoffman of J.P. Morgan Securities

DID MATTHEW STEPHEN HOFFMAN CAUSE YOU INVESTMENT LOSSES? Matthew Hoffman Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Hoffman of J.P. Morgan Securities? Matthew Hoffman (CRD #2558496) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Matthew Hoffman Customer Complaints Matthew Hoffman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Matthew Hoffman’s 2 customer complaints were settled in favor of investors. Allegations Against Matthew Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that their financial advisor Matthew Hoffman recommended unsuitable investments. Client alleged Matthew Hoffman’s misrepresentation regarding mutual fund investment. Subsequent correspondence received. Client alleged misrepresentation and unauthorized trading regarding mutual fund investment. Matthew Hoffman Red Flags & Your Rights As An Investor Of course, Matthew Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hoffman at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Matthew Hoffman If you have questions about J.P. Morgan Securities and/or Matthew Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Meredith Hoffman of Edward Jones

DID MEREDITH MCCLURE HOFFMAN CAUSE YOU INVESTMENT LOSSES? Meredith Hoffman Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Meredith Hoffman of Edward Jones? Meredith Hoffman (CRD #3128895) who is currently registered with Edward Jones and located in Klamath Falls, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Meredith Hoffman Customer Complaint Meredith Hoffman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a check was issued from her 529 account without her knowledge or authorization. Meredith Hoffman’s customer complaint was settled in favor of the investors. Meredith Hoffman Red Flags & Your Rights As An Investor Of course, Meredith Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Meredith Hoffman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Meredith Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Meredith Hoffman If you have questions about Edward Jones and/or Meredith Hoffman and the management or performance of your accounts, and/or David Heide and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Hekman of Merrill Lynch Pierce Fenner & Smith

DID RYAN DEAN HEKMAN CAUSE YOU INVESTMENT LOSSES? Ryan Hekman Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ryan Hekman of Merrill Lynch Pierce Fenner & Smith? Ryan Hekman (CRD #2499418) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Portage, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Ryan Hekman Customer Complaints Ryan Hekman has been the subject of 2 customer complaints that we know about. Both of Ryan Hekman’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ryan Hekman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged misrepresentation by Ryan Hekman. The customer alleged unauthorized trading by Ryan Hekman. Ryan Hekman Red Flags & Your Rights As An Investor Of course, Ryan Hekman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hekman at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Hekman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Hekman If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Hekman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howell Holland of ProEquities

DID HOWELL BOOTH HOLLAND CAUSE YOU INVESTMENT LOSSES? Howell Holland Of ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Howell Holland of ProEquities? Howell Holland (CRD #2430593) who is currently registered with ProEquities and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Howell Holland Customer Complaint Howell Holland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation of facts on annuity value causing loss. Howell Holland’s customer complaint was settled in favor of the investors. Howell Holland Red Flags & Your Rights As An Investor Of course, Howell Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howell Holland at ProEquities on alert to review carefully the activity and performance of their accounts and question whether Howell Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At ProEquities Due To Howell Holland If you have questions about ProEquities and/or Howell Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Holmes of Northwestern Mutual Investment Services

DID EDWARD GIVIN HOLMES CAUSE YOU INVESTMENT LOSSES? Edward Holmes Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Holmes of Northwestern Mutual Investment Services? Edward Holmes (CRD #3265277) who is currently registered with Northwestern Mutual Investment Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Edward Holmes Customer Complaint Edward Holmes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer purchased a fixed annuity using funds from an IRA rollover account. The customer alleged that the representative made misrepresentations during the sale, breached his fiduciary duty to the customer, and the fixed annuity was unsuitable. Edward Holmes’ customer complaint was denied and, to date, the customer has not taken any further action. Edward Holmes Red Flags & Your Rights As An Investor Of course, Edward Holmes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Holmes at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Edward Holmes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Edward Holmes If you have questions about Northwestern Mutual Investment Services and/or Edward Holmes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Holt of Ameriprise Financial Services

DID ALAN CORMACK HOLT CAUSE YOU INVESTMENT LOSSES? Alan Holt Of Ameriprise Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Alan Holt of Ameriprise Financial Services? Alan Holt (CRD #1497129) who is currently registered with Ameriprise Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Alan Holt Customer Complaints Alan Holt has been the subject of 4 customer complaints that we know about. Two of Alan Holt’s 4 customer complaints were settled in favor of investors.  The other two customers’ complaints against Alan Holt were denied and, to date, the customers have not taken any further action. Allegations Against Alan Holt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege that Alan Holt recommended an unsuitably high amount of trading which generated a high amount of commissions. The client alleged that he was misled by Alan Holt and purchased variable annuities instead of fixed or indexed annuities. The customer alleged he was invested into a mutual fund share class by Alan Holt that was not appropriate for his situation. Alan Holt Red Flags & Your Rights As An Investor Of course, Alan Holt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Holt at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Alan Holt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Alan Holt If you have questions about Ameriprise Financial Services and/or Alan Holt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kimberley Holweger of Cetera Investment Services

DID KIMBERLEY ANN HOLWEGER CAUSE YOU INVESTMENT LOSSES? Kimberley Holweger Of Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kimberley Holweger of Cetera Investment Services? Kimberley Holweger (CRD #1572778) who is currently registered with Cetera Investment Services and located in St Cloud, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kimberley Holweger Customer Complaint Kimberley Holweger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mrs. Holweger failed to supervise a registered representative who allegedly made unsuitable investment recommendations and failed to discuss the tax consequences of an annuity distribution. Kimberley Holweger’s customer complaint was settled in favor of the investors. Kimberley Holweger Red Flags & Your Rights As An Investor Of course, Kimberley Holweger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberley Holweger at Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kimberley Holweger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Kimberley Holweger If you have questions about Cetera Investment Services and/or Kimberley Holweger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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