Mar 8, 2022

Fred Lemmon formerly with Principal Securities

DID FRED LEROY LEMMON CAUSE YOU INVESTMENT LOSSES? Fred Lemmon Formerly With Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Fred Lemmon formerly with Principal Securities? Fred Lemmon (CRD #1720681) who was formerly registered with Principal Securities and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Fred Lemmon Customer Complaint Fred Lemmon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were her registered representative misrepresented how the loan on her variable life insurance would affect the policy values. Fred Lemmon’s customer complaint was denied and, to date, the customer has not taken any further action. Fred Lemmon Red Flags & Your Rights As An Investor Of course, Fred Lemmon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Lemmon at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Fred Lemmon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To Fred Lemmon If you have questions about Principal Securities and/or Fred Lemmon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Colleen Lenard of Waddell & Reed

DID COLLEEN NELL LENARD CAUSE YOU INVESTMENT LOSSES? Colleen Lenard Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Colleen Lenard of Waddell & Reed? Colleen Lenard (CRD #2488516) who is currently registered with Waddell & Reed and located in Vancouver, Washington is a subject of one of our many securities industry sales practice abuse investigations. Colleen Lenard Customer Complaint Colleen Lenard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Colleen Lenard’s due to inappropriate and offensive mishandling of his account during the time period between March 13th, 2020 and March 24th, 2020, his account value incurred significant losses. Colleen Lenard’s customer complaint was denied and, to date, the customer has not taken any further action. Colleen Lenard Red Flags & Your Rights As An Investor Of course, Colleen Lenard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colleen Lenard at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Colleen Lenard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Colleen Lenard If you have questions about Waddell & Reed and/or Colleen Lenard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tod Lenhoff formerly with Madison Avenue Securities

DID TOD LEIGHTON LENHOFF CAUSE YOU INVESTMENT LOSSES? Tod Lenhoff Formerly With Madison Avenue Securities And G.F. Investment Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Tod Lenhoff formerly with Madison Avenue Securities? Tod Lenhoff (CRD #3255143) who was formerly registered with Madison Avenue Securities and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Madison Avenue Securities, Tod Lenhoff was associated with G.F. Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Tod Lenhoff Customer Complaints Tod Lenhoff has been the subject of 3 customer complaints that we know about. One of Tod Lenhoff’s 3 customer complaints was settled in favor of investors.  One of Tod Lenhoff’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Madison Avenue Securities for investment losses caused by Tod Lenhoff’s alleged misconduct. Allegations Against Tod Lenhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations of excessive trading in the client’s investment advisory account by Tod Lenhoff. Additionally, the client alleged that trading in the account generated unwarranted capital gains. Tod Lenhoff allegedly proposed a financial plan for the client and liquidated a bond in error. The trade was subsequently cancelled and the bond was placed back in the account. Client alleged Tod Lenhoff sold him a REIT without explaining the up-front sales charge and the possible valuation adjustments. Tod Lenhoff Red Flags & Your Rights As An Investor Of course, Tod Lenhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tod Lenhoff at Madison Avenue Securities and G.F. Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tod Lenhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities and G.F. Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Tod Lenhoff If you have questions about Madison Avenue Securities, G.F. Investment Services, and/or Tod Lenhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Leon of Newbridge Securities

DID HOWARD LEON CAUSE YOU INVESTMENT LOSSES? Howard Leon Of Newbridge Securities And Formerly With Stoever Glass & Company, National Securities And UBS Financial Services Has 8 Customer Complaints For Alleged Broker Misconduct Who is Howard Leon of Newbridge Securities? Howard Leon (CRD #2158589) who is currently registered with Newbridge Securities and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities, Howard Leon was associated with Stoever Glass & Company, National Securities, UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Leon Customer Complaints Howard Leon has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Howard Leon’s 8 customer complaints were settled in favor of investors. Two of Howard Leon’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities Corp. and Stoever Glass & Company for investment losses caused by Howard Leon’s alleged misconduct. Allegations Against Howard Leon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Howard Leon’s breach of fiduciary duty, misrepresentations, omissions and manipulative devices, violations of state securities laws, unsuitable trading, recklessness and breach of contract. Client alleged that Howard Leon mishandled her account, resulting in unspecified damages. Client claimed Howard Leon sold without her authorization and unsuitable purchases. Customer alleged that former registered representative, Howard Leon misrepresented the risks associated with municipal bonds when he told them they were good and safe bonds. Claimant alleged Howard Leon made unsuitable recommendations and engaged in excessive trading in her account. Client alleged he gave instructions to liquidate all Puerto Rico bonds from his accounts and those instructions were not followed by Howard Leon. Howard Leon Red Flags & Your Rights As An Investor Of course, Howard Leon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Leon at Newbridge Securities, Stoever Glass & Company, National Securities, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Howard Leon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities, Stoever Glass & Company, National Securities, and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Due To Howard Leon If you have questions about Newbridge Securities, Stoever Glass & Company, National Securities, UBS Financial Services, and/or Howard Leon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Lippman formerly with Folger Nolan Fleming Douglas

DID MARC ROMEYN LIPPMAN CAUSE YOU INVESTMENT LOSSES? Marc Lippman Formerly With Folger Nolan Fleming Douglas Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Lippman formerly with Folger Nolan Fleming Douglas? Marc Lippman (CRD #1575995) who was formerly registered with Folger Nolan Fleming Douglas and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Marc Lippman Customer Complaints Marc Lippman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Marc Lippman’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Folger Nolan Fleming Douglas for investment losses caused by Marc Lippman’s alleged misconduct. Allegations Against Marc Lippman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants, the Administrator of an estate and a purported heir, alleged fraud and breaches of fiduciary duty by Marc Lippman in the alleged diversion of retirement assets from an individual, who is now deceased, to his granddaughter. Previous firm with whom the complaint was filed stated that the client claimed that the current asset allocation recommended by Marc Lippman was not suitable. Marc Lippman Red Flags & Your Rights As An Investor Of course, Marc Lippman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Lippman at Folger Nolan Fleming Douglas on alert to review carefully the activity and performance of their accounts and question whether Marc Lippman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Folger Nolan Fleming Douglas also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Folger Nolan Fleming Douglas Due To Marc Lippman If you have questions about Folger Nolan Fleming Douglas and/or Marc Lippman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Liska of Royal Alliance Associates

DID GARY KENDALL LISKA CAUSE YOU INVESTMENT LOSSES? Gary Liska Of Royal Alliance Associates, SEIA And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Liska of Royal Alliance Associates? Gary Liska (CRD #2512188) who is currently registered with Royal Alliance Associates, SEIA and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates and SEIA, Gary Liska was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Liska Customer Complaint Gary Liska has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation of an inherited annuity and unsuitable sub account recommendations. Gary Liska’s customer complaint was denied and, to date, the customer has not taken any further action Gary Liska Red Flags & Your Rights As An Investor Of course, Gary Liska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Liska at Royal Alliance Associates, SEIA and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Gary Liska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, SEIA and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Gary Liska If you have questions about Royal Alliance Associates, SEIA, Signator Investors, and/or Gary Liska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrei Livadariu of Oppenheimer & Co.

DID ANDREI LIVADARIU CAUSE YOU INVESTMENT LOSSES? Andrei Livadariu Of Oppenheimer & Co. And Formerly With Piper Jaffray & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Andrei Livadariu of Oppenheimer & Co.? Andrei Livadariu (CRD #3170143) who is currently registered with Oppenheimer & Co. and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Andrei Livadariu was associated with Piper Jaffray & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrei Livadariu Customer Complaint Andrei Livadariu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint against Piper Jaffray and Andrei Livadariu were for allegedly fraudulently inducing a company to enter into an investment banking agreement and breaching that agreement.  The complaint was subsequently settled. Andrei Livadariu Red Flags & Your Rights As An Investor Of course, Andrei Livadariu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrei Livadariu at Oppenheimer & Co. and Piper Jaffray & Co. on alert to review carefully the activity and performance of their accounts and question whether Andrei Livadariu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Piper Jaffray & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Andrei Livadariu If you have questions about Oppenheimer & Co., Piper Jaffray & Co., and/or Andrei Livadariu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Lisle of Brokers International Financial Services

DID MICHAEL DEAN LISLE CAUSE YOU INVESTMENT LOSSES? Michael Lisle Of Brokers International Financial Services And Formerly With Mutual Of Omaha Investor Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Lisle of Brokers International Financial Services? Michael Lisle (CRD #3014232) who is currently registered with Brokers International Financial Services and located in Platteville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Brokers International Financial Services, Michael Lisle was associated with Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Lisle Customer Complaints Michael Lisle has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Lisle’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Lisle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Lisle failed to reallocate her variable annuity from 100% stock to 25% stock as instructed. Customer alleged he was unaware of the sales charge to purchase by Michael Lisle. Michael Lisle Red Flags & Your Rights As An Investor Of course, Michael Lisle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lisle at Brokers International Financial Services and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Michael Lisle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To Michael Lisle If you have questions about Brokers International Financial Services, Mutual Of Omaha Investor Services, and/or Michael Lisle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Loessberg of Raymond James Financial Services

DID JAMES MICHAEL LOESSBERG CAUSE YOU INVESTMENT LOSSES? James Loessberg Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is James Loessberg of Raymond James Financial Services? James Loessberg (CRD #2140266) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Bozeman, Montana is a subject of one of our many securities industry sales practice abuse investigations. James Loessberg Customer Complaint James Loessberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to move investments to a fixed interest account. James Loessberg’s customer complaint was settled in favor of the investors. James Loessberg Red Flags & Your Rights As An Investor Of course, James Loessberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Loessberg at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether James Loessberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To James Loessberg If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or James Loessberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Logsdon of Wells Fargo Clearing Services

DID DAVID MICHAEL LOGSDON CAUSE YOU INVESTMENT LOSSES? David Logsdon Of Wells Fargo Clearing Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is David Logsdon of Wells Fargo Clearing Services? David Logsdon (CRD #4178266) who is currently registered with Wells Fargo Clearing Services and located in Hailey, Idaho is a subject of one of our many securities industry sales practice abuse investigations.  David Logsdon was also the subject of a FINRA investigation for allegedly exercising discretion in account without written authorization from his customers or approval by his firm.  By consent, he was suspended for 5 days and fined $5,000. David Logsdon Customer Complaints David Logsdon has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of David Logsdon’s 5 customer complaints were settled in favor of investors. Two of David Logsdon’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Logsdon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged all stocks in his portfolio should have been sold by David Logsdon, but were not. Client claimed the terms of his investment in mutual funds were misrepresented by David Logsdon. Customer alleged that David Logsdon purchased unsuitable securities for their accounts. David Logsdon’s alleged failure to place stop losses on the portfolio resulting in significant monetary losses to the customer. Power of attorney for client complained that the securities in the client’s account allegedly made by David Logsdon were not suitable. David Logsdon Red Flags & Your Rights As An Investor Of course, David Logsdon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Logsdon at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Logsdon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To David Logsdon If you have questions about Wells Fargo Clearing Services and/or David Logsdon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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