Mar 8, 2022

Margaret Logue of LPL Financial

DID MARGARET LOUISE LOGUE CAUSE YOU INVESTMENT LOSSES? Margaret Logue Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Margaret Logue of LPL Financial? Margaret Logue (CRD #2939540) who is currently registered with LPL Financial and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Margaret Logue Customer Complaints Margaret Logue has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Margaret Logue’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Margaret Logue’s alleged misconduct. Allegations Against Margaret Logue A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Margaret Logue’s misrepresentation with respect to variable annuity. Customer alleged that certain alternative investments purchased by Margaret Logue were unsuitable. Margaret Logue Red Flags & Your Rights As An Investor Of course, Margaret Logue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Logue at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Margaret Logue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Margaret Logue If you have questions about LPL Financial and/or Margaret Logue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Lombard of Raymond James Financial Services

DID EDWARD WILLIAM LOMBARD CAUSE YOU INVESTMENT LOSSES? Edward Lombard Of Raymond James Financial Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Lombard of Raymond James Financial Services? Edward Lombard (CRD #3013720) who is currently registered with Raymond James Financial Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Edward Lombard was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Lombard Customer Complaint Edward Lombard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor liquidated positions without her authorization. Edward Lombard’s customer complaint was settled in favor of the investors. Edward Lombard Red Flags & Your Rights As An Investor Of course, Edward Lombard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Lombard at Raymond James Financial Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Edward Lombard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Edward Lombard If you have questions about Raymond James Financial Services, Ameriprise Financial Services, and/or Edward Lombard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Long of Cutter & Company

It’s critical for everyone to understand all they can about the individuals with whom they entrust their money. There are a variety of resources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and consumer complaints. If you have incurred investment losses or want to know anything more about Brian Long, we will do everything possible to answer your concerns. DID BRIAN CURTIS LONG CAUSE YOU INVESTMENT LOSSES? Brian Long Of Cutter & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Long of Cutter & Company? Brian Long (CRD #2143884) who is currently registered with Cutter & Company and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Brian Long Customer Complaints Brian Long has been the subject of 2 customer complaints that we know about. One of Brian Long’s customers’ complaints was denied and, to date, the customer has not taken any further action.  The other one of Brian Long’s customer complaints was settled in favor of investors and it appears he was terminated by FFP Securities, Inc for failure to follow FFP Securities, Inc. policies related to those transactions. Allegations Against Brian Long A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brian Long did not invest her assets as aggressively as she desired. Two clients verbally complained regarding the face amount of policies purchased allegedly through Brian Long. Brian Long Red Flags & Your Rights As An Investor Of course, Brian Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Long at Cutter & Company on alert to review carefully the activity and performance of their accounts and question whether Brian Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company Due To Brian Long If you have questions about Cutter & Company and/or Brian Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith

DID JESSICA DAWN LONG CAUSE YOU INVESTMENT LOSSES? Jessica Long Formerly With Merrill Lynch Pierce Fenner & Smith And Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith? Jessica Long (CRD #3225401) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Brea, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jessica Long was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jessica Long had her share of problems with her employer for engaging in conduct inconsistent with firm standards regarding 1), selling away, 2) communications with the public, and 3) failure to adhere management’s directive regarding outside business activities.  She was terminated by Merrill Lynch in July 2019 for the alleged misconduct. Jessica Long Customer Complaint Jessica Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were through their attorney, the customers alleged misrepresentation related to a non-broker-dealer, affiliate product. Jessica Long’s customer complaint was settled in favor of the investors. Jessica Long Red Flags & Your Rights As An Investor Of course, Jessica Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Long at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jessica Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jessica Long If you have questions about Merrill Lynch Pierce Fenner & Smith, Thrivent Investment Management, and/or Jessica Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kristina Long of Touchstone Securities

DID KRISTINA JEANNINE LONG CAUSE YOU INVESTMENT LOSSES? Kristina Long Of Touchstone Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kristina Long of Touchstone Securities? Kristina Long (CRD #3217013) who is currently registered with Touchstone Securities and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Kristina Long Customer Complaint Kristina Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative guaranteed them that their annuities would double after ten years, as long as they would not withdraw any monies out of the account. Kristina Long’s customer complaint was denied and, to date, the customer has not taken any further action. Kristina Long Red Flags & Your Rights As An Investor Of course, Kristina Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristina Long at Touchstone Securities on alert to review carefully the activity and performance of their accounts and question whether Kristina Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Touchstone Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Touchstone Securities Due To Kristina Long If you have questions about Touchstone Securities and/or Kristina Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Trent Longnecker of Merrill Lynch Pierce Fenner & Smith

DID TRENT WALKER LONGNECKER CAUSE YOU INVESTMENT LOSSES? Trent Longnecker Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Trent Longnecker of Merrill Lynch Pierce Fenner & Smith? Trent Longnecker (CRD #2344606) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Trent Longnecker Customer Complaints Trent Longnecker has been the subject of 2 customer complaints that we know about, one of which was filed in the last year to recover investment losses. One of Trent Longnecker’s 2 customer complaints was settled in favor of investors.  The other one of Trent Longnecker’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Trent Longnecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Trent Longnecker’s made unsuitable investment recommendations from September 2014 until May 2020. Client alleged that the Consults Service, a professional discretionary management service, was misrepresented by Trent Longnecker. Trent Longnecker Red Flags & Your Rights As An Investor Of course, Trent Longnecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trent Longnecker at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Trent Longnecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trent Longnecker If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Trent Longnecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jerry Lopez of VALIC Financial Advisors

DID JERRY LOPEZ CAUSE YOU INVESTMENT LOSSES? Jerry Lopez Of VALIC Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jerry Lopez of VALIC Financial Advisors? Jerry Lopez (CRD #2949340) who is currently registered with VALIC Financial Advisors and located in Aptos, California is a subject of one of our many securities industry sales practice abuse investigations. Jerry Lopez Customer Complaint Jerry Lopez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she met with her representative and requested he secure her account in a fixed interest option, which he neglected to do. Jerry Lopez’s customer complaint was settled in favor of the investors. Jerry Lopez Red Flags & Your Rights As An Investor Of course, Jerry Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Lopez at VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Jerry Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VALIC Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At VALIC Financial Advisors Due To Jerry Lopez If you have questions about VALIC Financial Advisors and/or Jerry Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Loughran of UBS Financial Services

DID JOHN MATTHEW LOUGHRAN CAUSE YOU INVESTMENT LOSSES? John Loughran Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Loughran of UBS Financial Services? John Loughran (CRD #1884834) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, John Loughran was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Loughran Customer Complaints John Loughran has been the subject of 2 customer complaints that we know about. One of John Loughran’s customers’ complaints was denied and, to date, the customer has not taken any further action. The customer complaint filed against John Loughran’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against John Loughran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s Counsel alleged unsuitability and misrepresentation regarding an options overlay strategy investment by John Loughran. Counsel also made allegations regarding a recommendation to hold the strategy. John Loughran’s alleged breach of fiduciary Duty; suitable, account related – failure to supervise. John Loughran Red Flags & Your Rights As An Investor Of course, John Loughran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Loughran at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Loughran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To John Loughran If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or John Loughran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kieran Loughran of Spartan Capital Securities

DID KIERAN JOHN LOUGHRAN CAUSE YOU INVESTMENT LOSSES? Kieran Loughran Of Spartan Capital Securities Has 5 Customer Complaints For Alleged Broker Misconduct Who is Kieran Loughran of Spartan Capital Securities? Kieran Loughran (CRD #2826208) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Kieran Loughran Customer Complaints Kieran Loughran has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Kieran Loughran’s 5 customer complaints were settled in favor of investors. One of Kieran Loughran’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Kieran Loughran’s alleged misconduct. Allegations Against Kieran Loughran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Kieran Loughran’s misrepresentation and over concentration of certain securities in an account. The client sent in an e-mail disputing a purchase allegedly by Kieran Loughran that resulted in a loss generating margin calls in the clients account. Kieran Loughran’s alleged Suitability, Unauthorized Trading, Negligence, Breach of Fiduciary Duty, and Misrepresentation to a customer. Suitability, unauthorized trading, negligence, breach of fiduciary duty, and misrepresentation allegedly by Kieran Loughran. Kieran Loughran allegedly made misrepresentations and unsuitable recommendations. Kieran Loughran Red Flags & Your Rights As An Investor Of course, Kieran Loughran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kieran Loughran at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether Kieran Loughran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Kieran Loughran If you have questions about Spartan Capital Securities and/or Kieran Loughran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Al Lovelace of Equitable Advisors

DID AL STEPHEN LOVELACE CAUSE YOU INVESTMENT LOSSES? Al Lovelace Of Equitable Advisors And Formerly With AXA Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Al Lovelace of Equitable Advisors? Al Lovelace (CRD #2393766) who is currently registered with Equitable Advisors and located in Rutherfordton, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, Al Lovelace was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Al Lovelace Customer Complaints Al Lovelace has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Al Lovelace’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Al Lovelace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Al Lovelace provided a guarantee when selling a variable annuity. Client alleged misrepresentation by Al Lovelace in the purchase of an annuity. Client alleged Al Lovelace’s misrepresentation in the purchase of annuities. Al Lovelace Red Flags & Your Rights As An Investor Of course, Al Lovelace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Lovelace at Equitable Advisors and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Al Lovelace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and AXA Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Al Lovelace If you have questions about Equitable Advisors, AXA Advisors, and/or Al Lovelace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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