Mar 8, 2022

Stacee Love-Malcolm of LPL Financial

DID STACEE RAE LOVE-MALCOLM CAUSE YOU INVESTMENT LOSSES? Stacee Love-Malcolm Of LPL Financial, Financial Advocates Investment Management And Formerly With Allstate Financial Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is Stacee Love-Malcolm of LPL Financial? Stacee Love-Malcolm (CRD #4246711) who is currently registered with LPL Financial, Financial Advocates Investment Management, and located in Oregon City, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Financial Advocates Investment Management, Stacee Love-Malcolm was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Stacee Love-Malcolm Customer Complaints Stacee Love-Malcolm has been the subject of 5 customer complaints that we know about. All 5 of Stacee Love-Malcolm’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Stacee Love-Malcolm A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Stacee Love-Malcolm told him he would get a 5. 50% guaranteed rate of return of principal. Customer further alleged he was not informed of 2. 9% fees, that he had no control of investment options and he was disappointed in the performance of the annuity. Customer alleged that Stacee Love-Malcolm told her the annuity was guaranteed to earn 6%. Customer alleged that she felt she was deceived by Stacee Love-Malcolm when purchasing the variable annuity. Customer questioned the alleged recommendation/suitability of an investment recommendation by Stacee Love-Malcolm to purchase a Prudential variable annuity. Customers alleged Stacee Love-Malcolm’s misrepresentation of the income rider provisions associated with their variable annuities, including the interest rate of the protected withdrawal value and how taking Required Minimum Distributions (RMDs) would affect their income benefits. Stacee Love-Malcolm Red Flags & Your Rights As An Investor Of course, Stacee Love-Malcolm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacee Love-Malcolm at LPL Financial, Financial Advocates Investment Management, and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Stacee Love-Malcolm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Financial Advocates Investment Management, Allstate Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Stacee Love-Malcolm If you have questions about LPL Financial, Financial Advocates Investment Management, Allstate Financial Services, and/or Stacee Love-Malcolm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Anthony Leopizzi of Ameriprise Financial Services

DID ANTHONY JOHN LEOPIZZI CAUSE YOU INVESTMENT LOSSES? Anthony Leopizzi Of Ameriprise Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Anthony Leopizzi of Ameriprise Financial Services? Anthony Leopizzi (CRD #1697946) who is currently registered with Ameriprise Financial Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Leopizzi Customer Complaints Anthony Leopizzi has been the subject of 7 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Anthony Leopizzi’s 7 customer complaints were settled in favor of investors. Five of Anthony Leopizzi’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Anthony Leopizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Anthony Leopizzi’s lack of advisor knowledge related to tax laws and a transfer made resulted in a loss. The client alleged an automatic bank deduction had not been started for her variable universal life insurance policy by Anthony Leopizzi. The client alleged Anthony Leopizzi did not have his best interest in mind when recommending and opening a strategic portfolio services account. The client alleged Anthony Leopizzi sold TSLA shares in his advisor-driven managed accounts without the client’s authorization on March 17, 2020. The client alleged his variable universal life policy was misrepresented by Anthony Leopizzi at the time of purchase. The client’s attorney alleged Anthony Leopizzi recommended investments which exceed their risk tolerance. Anthony Leopizzi Red Flags & Your Rights As An Investor Of course, Anthony Leopizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Leopizzi at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Leopizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Anthony Leopizzi If you have questions about Ameriprise Financial Services and/or Anthony Leopizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Lester of H. Beck

DID ROBERT WILLIS LESTER CAUSE YOU INVESTMENT LOSSES? Robert Lester Of H. Beck And Formerly With Waddell & Reed Has 4 Customer Complaints For Alleged Broker Misconduct Who is Robert Lester of H. Beck? Robert Lester (CRD #1831092) who is currently registered with H. Beck and located in Wellington, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to H. Beck, Robert Lester was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Lester Customer Complaints Robert Lester has been the subject of 4 customer complaints that we know about. All of Robert Lester’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Lester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the facts regarding the investment were misrepresented by Robert Lester. Client alleged that Robert Lester misrepresented the risks and fees associated with an investment in a variable annuity. Client claimed losses resulting from unsuitable annuity riders sold by by Robert Lester. Customer alleged in writing that brokers James Vanputtenvink and Robert Lester purchased a fixed annuity for $195,000 without his authorization. Customer also alleged the brokers sold his preferred stocks without his authorization to fund the purchase of the annuity. Robert Lester Red Flags & Your Rights As An Investor Of course, Robert Lester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lester at H. Beck and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Robert Lester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck Due To Robert Lester If you have questions about H. Beck, Waddell & Reed, and/or Robert Lester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Levine Formerly With First Allied Securities

DID GREGORY ALAN LEVINE CAUSE YOU INVESTMENT LOSSES? Gregory Levine Formerly With First Allied Securities Has 10 Customer Complaints For Alleged Broker Misconduct Who is Gregory Levine formerly with First Allied Securities? Gregory Levine (CRD #2401300) who was formerly registered with First Allied Securities and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Gregory Levine has also been the subject of a FINRA investigation and when he failed to respond to the FINRA request for information, he was suspended and then later permanently barred from any association with any member firm in any capacity. Gregory Levine Customer Complaints Gregory Levine has been the subject of 10 customer complaints that we know about. Nine of Gregory Levine’s 10 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against First Allied Securities for investment losses caused by Gregory Levine’s alleged misconduct. Allegations Against Gregory Levine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she made a loan to Gregory Levine that was not repaid; firm did not approve any such loan. Client alleged that Gregory Levine overcharged him for commissions on his brokerage account and that his closed end mutual fund and REIT purchased were not suitable. Client alleged that Gregory Levine obtained a personal loan from client in the sum of $25,000. Client alleged that registered representative Gregory Levine obtained a personal loan from client in the sum of $25,000. Client alleged that Gregory Levine obtained a personal loan from client in the sum of $50,000. Client alleged that she loaned money to Gregory Levine for an outside investment; firm did not have knowledge of or pre-approve any loans to this customer. Client alleged that she made investments outside the Firm directly with Gregory Levine, and that the money has not been returned. Client alleged Gregory Levine obtained a loan from client in the amount of $210,000. Customer alleged that he loaned Gregory Levine money; firm did not have knowledge of or pre-approve any loans to this customer. Gregory Levine Red Flags & Your Rights As An Investor Of course, Gregory Levine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Levine at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Gregory Levine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities Due To Gregory Levine If you have questions about First Allied Securities and/or Gregory Levine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Lewis of Wells Fargo Clearing Services

DID ALAN STANLEY LEWIS CAUSE YOU INVESTMENT LOSSES? Alan Lewis Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Lewis of Wells Fargo Clearing Services? Alan Lewis (CRD #1814922) who is currently registered with Wells Fargo Clearing Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Alan Lewis Customer Complaint Alan Lewis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that several registered representatives breached their fiduciary duties to a former customer and his late wife by mismanaging their assets, permitting a third-party to transfer assets from their accounts, and executing transactions in their accounts that were not within the designated financial, investment, and estate planning objectives. The customer complaint filed against Alan Lewis’ current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Alan Lewis Red Flags & Your Rights As An Investor Of course, Alan Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Lewis at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Alan Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Lewis If you have questions about Wells Fargo Clearing Services and/or Alan Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Limpert Formerly With Brokers International Financial Services

DID JOHN EMIL LIMPERT CAUSE YOU INVESTMENT LOSSES? John Limpert Formerly With Brokers International Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Limpert formerly with Brokers International Financial Services? John Limpert (CRD #1782540) who was formerly registered with Brokers International Financial Services and located in Laguna Hills, California is a subject of one of our many securities industry sales practice abuse investigations. John Limpert Customer Complaints John Limpert has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of John Limpert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Limpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client stated she was facing financial hardship and filed for bankruptcy. The client stated the product should not have been sold to her or included in any retirement account by John Limpert. The client thought she had lost her money on a promissory note she had purchased through John Limpert because the promissory note company went bankrupt. She was an accredited investor and her money was held in a safe custodial account with bank – one, until the class action suit against the promissory note company and Bank – One was settled. Bank One prevailed in the suit and her money was returned to her, and she was satisfied with that, and took no further action. John Limpert Red Flags & Your Rights As An Investor Of course, John Limpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Limpert at Brokers International Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Limpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To John Limpert If you have questions about Brokers International Financial Services and/or John Limpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antoni Lucas of Wedbush Securities

DID ANTONI ENRIQUE LUCAS CAUSE YOU INVESTMENT LOSSES? Antoni Lucas Of Wedbush Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoni Lucas of Wedbush Securities? Antoni Lucas (CRD #2050284) who is currently registered with Wedbush Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Antoni Lucas Customer Complaint Antoni Lucas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client filed complaint through the FINRA Investor Complaint Center. Client stated that, after spouse passed away, and Antoni Lucas changed investment portfolio from large company blue chip stock to speculative investments. Client believed the trades were highly inappropriate, she did not authorize the transactions and the investments lost significant value. Antoni Lucas’ customer complaint was denied and, to date, the customer has not taken any further action. Antoni Lucas Red Flags & Your Rights As An Investor Of course, Antoni Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoni Lucas at Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Antoni Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Antoni Lucas If you have questions about Wedbush Securities and/or Antoni Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antoinette Lucas of TIAA-CREF Individual & Institutional Services

DID ANTOINETTE MARSHALL LUCAS CAUSE YOU INVESTMENT LOSSES? Antoinette Lucas Of TIAA-CREF Individual & Institutional Services And Formerly With Morgan Stanley And OneAmerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoinette Lucas of TIAA-CREF Individual & Institutional Services? Antoinette Lucas (CRD #4314461) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlottesville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Antoinette Lucas was associated with Morgan Stanley, OneAmerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoinette Lucas Customer Complaint Antoinette Lucas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that she provided account trade instructions to the representative on February 20, 2020 but due to a delay in trades being made, experienced a loss in account value. Antoinette Lucas’ customer complaint was settled in favor of the investors. Antoinette Lucas Red Flags & Your Rights As An Investor Of course, Antoinette Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Lucas at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities on alert to review carefully the activity and performance of their accounts and question whether Antoinette Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Antoinette Lucas If you have questions about TIAA-CREF Individual & Institutional Services, Morgan Stanley, OneAmerica Securities, and/or Antoinette Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jimmy Maldonado of LPL Financial

DID JIMMY MALDONADO CAUSE YOU INVESTMENT LOSSES? Jimmy Maldonado Of LPL Financial And Formerly With Invest Financial And Cetera Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Maldonado of LPL Financial? Jimmy Maldonado (CRD #2991263) who is currently registered with LPL Financial and located in Burbank, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jimmy Maldonado was associated with Invest Financial, Cetera Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jimmy Maldonado Customer Complaints Jimmy Maldonado has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jimmy Maldonado’s 2 customer complaints was settled in favor of investors. One of Jimmy Maldonado’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jimmy Maldonado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complaint in question involves a trade on Juniper (JNPR) which Jimmy Maldonado allegdly decided to sell based upon the “Not Held Order” given by the client as the stock was dropping fast. Customer alleged Jimmy Maldonado’s misrepresentation of a Business Development Company. Jimmy Maldonado Red Flags & Your Rights As An Investor Of course, Jimmy Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Maldonado at LPL Financial, Invest Financial, and Cetera Advisors on alert to review carefully the activity and performance of their accounts and question whether Jimmy Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Invest Financial, and Cetera Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jimmy Maldonado If you have questions about LPL Financial, Invest Financial, Cetera Advisors, and/or Jimmy Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Hovannes Malikyan of NYLIFE Securities

DID HOVANNES MALIKYAN CAUSE YOU INVESTMENT LOSSES? Hovannes Malikyan Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Hovannes Malikyan of NYLIFE Securities? Hovannes Malikyan (CRD #1719903) who is currently registered with NYLIFE Securities and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Hovannes Malikyan Customer Complaint Hovannes Malikyan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that he withdrew $100,000 from his Variable Annuity with the understanding that he could return the funds without penalty, however a new surrender charge period was created. Hovannes Malikyan’s customer complaint was settled in favor of the investors. Hovannes Malikyan Red Flags & Your Rights As An Investor Of course, Hovannes Malikyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hovannes Malikyan at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Hovannes Malikyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Hovannes Malikyan If you have questions about NYLIFE Securities and/or Hovannes Malikyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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