Mar 8, 2022

Peter Gabor Formerly With First Citizens Investor Services

DID PETER IVAN GABOR CAUSE YOU INVESTMENT LOSSES? Peter Gabor Formerly With First Citizens Investor Services Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Gabor formerly with First Citizens Investor Services? Peter Gabor (CRD #1997360) who was formerly registered with First Citizens Investor Services and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Peter Gabor Customer Complaint Peter Gabor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the firm received an email from the client’s spouse stating concerns regarding a change in the floor of their variable universal life policy issued. In addition, the client’s spouse claimed they were significantly misled and not informed of fees that would be incurred as a result of the new policy. Peter Gabor’s customer complaint was denied and, to date, the customer has not taken any further action. Peter Gabor Red Flags & Your Rights As An Investor Of course, Peter Gabor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Gabor at First Citizens Investor Services on alert to review carefully the activity and performance of their accounts and question whether Peter Gabor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Citizens Investor Services Due To Peter Gabor If you have questions about First Citizens Investor Services and/or Peter Gabor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Foery of Wells Fargo Clearing Services

DID JOHN CHRISTIAN FOERY CAUSE YOU INVESTMENT LOSSES? John Foery Of Wells Fargo Clearing Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is John Foery of Wells Fargo Clearing Services? John Foery (CRD #2531983) who is currently registered with Wells Fargo Clearing Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. John Foery Customer Complaints John Foery has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Foery’s 5 customer complaints were settled in favor of investors. Three of John Foery’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Foery A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients complained that John Foery allegedly mismanaged and neglected their accounts. A North Carolina resident allegedly gave instructions for John Foery to liquidate diversified managed allocations account (internally managed account). Client said she was not made aware that liquidation of managed account could take several days. Executions were done and client felt she suffered damages as the result of not having the trades done in a timely manner. Client was allegedly persuaded by John Forey to open two Fundsource accounts and after disappointing recent performance, client requested, but did not receive a plan to reallocate his account. North Carolina resident says she was not told of any liquidity risk when she purchased $75,000 Nuveen Auction Rate Preferreds allegedly on the recommendation of John Foery. The client alleged that John Foery’s purchase of an equity was not made in accordance with her conservative investment objective. John Foery Red Flags & Your Rights As An Investor Of course, John Foery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Foery at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John Foery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John Foery If you have questions about Wells Fargo Clearing Services and/or John Foery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Fons of Ameriprise Financial Services

DID THOMAS ANTON FONS CAUSE YOU INVESTMENT LOSSES? Thomas Fons Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Fons of Ameriprise Financial Services? Thomas Fons (CRD #2738064) who is currently registered with Ameriprise Financial Services and located in Katy, Texas is a subject of one of our many securities industry sales practice abuse investigations. Thomas Fons Customer Complaint Thomas Fons has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that claimants alleged misrepresentation regarding a variable annuity. Thomas Fons’ customer complaint was denied and, to date, the customers have not taken any further action. Thomas Fons Red Flags & Your Rights As An Investor Of course, Thomas Fons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Fons at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Fons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Thomas Fons If you have questions about Ameriprise Financial Services and/or Thomas Fons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Foster of UBS Financial Services

DID GREGORY ALLEN FOSTER CAUSE YOU INVESTMENT LOSSES? Gregory Foster Of UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Gregory Foster of UBS Financial Services? Gregory Foster (CRD #1532735) who is currently registered with UBS Financial Services and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Gregory Foster Customer Complaints Gregory Foster has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All 3 of Gregory Foster’s customer complaints were settled in favor of investors. Allegations Against Gregory Foster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Gregory Foster failed to place a stop loss order on his investment in XOXO Communications. Clients alleged Gregory Foster did not follow instructions and liquidate stocks. The client alleged his instructions to liquidate his account were allegedly not followed by Gregory Foster. Gregory Foster Red Flags & Your Rights As An Investor Of course, Gregory Foster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Foster at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Foster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Gregory Foster If you have questions about UBS Financial Services and/or Gregory Foster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Gabriel of Ameriprise Financial Services

DID MARK ANTHONY GABRIEL CAUSE YOU INVESTMENT LOSSES? Mark Gabriel Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Gabriel of Ameriprise Financial Services? Mark Gabriel (CRD #1750956) who is currently registered with Ameriprise Financial Services and located in Coon Rapids, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Mark Gabriel Customer Complaints Mark Gabriel has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Mark Gabriel’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Mark Gabriel’s alleged misconduct. Allegations Against Mark Gabriel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Plaintiff alleged Mark Gabriel, inappropriately refused to effectuate a beneficiary designation in decedent’s various individual and trust accounts. The counts of action include declaratory judgment, conversion and injunctive relief. The clients alleged that Mark Gabriel advised them their portfolio would last throughout their retirement years and when the markets turned down did not advise them to move to less volatile investments. Mark Gabriel Red Flags & Your Rights As An Investor Of course, Mark Gabriel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Gabriel at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Gabriel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Mark Gabriel If you have questions about Ameriprise Financial Services and/or Mark Gabriel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith

DID DAREN MICHAEL FRANKEBERGER CAUSE YOU INVESTMENT LOSSES? Daren Frankeberger Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith? Daren Frankeberger (CRD #3096364) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Daren Frankeberger Customer Complaints Daren Frankeberger has been the subject of 2 customer complaints that we know about. One of Daren Frankeberger’s 2 customer complaints was settled in favor of investors. One of Daren Frankeberger’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daren Frankeberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she was unaware she was purchasing a variable annuity by Daren Frankeberger and therefore did not want the contract she purchased. Power of attorney for client alleged unsuitable investment strategy by Daren Frankeberger Daren Frankeberger Red Flags & Your Rights As An Investor Of course, Daren Frankeberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daren Frankeberger at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Daren Frankeberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Daren Frankeberger If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Daren Frankeberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Gage of Edward Jones

DID DONALD CLIFF GAGE CAUSE YOU INVESTMENT LOSSES? Donald Gage Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Gage of Edward Jones? Donald Gage (CRD #1941312) who is currently registered with Edward Jones and located in La Grange, Texas is a subject of one of our many securities industry sales practice abuse investigations. Donald Gage Customer Complaint Donald Gage has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged she was not advised that anything would be bought, sold or reinvested and her account has losses. Donald Gage’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Gage Red Flags & Your Rights As An Investor Of course, Donald Gage did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Gage at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Donald Gage has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Donald Gage If you have questions about Edward Jones and/or Donald Gage and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Gaitens of Wells Fargo Clearing Services

DID PATRICK GREGORY GAITENS CAUSE YOU INVESTMENT LOSSES? Patrick Gaitens Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Patrick Gaitens of Wells Fargo Clearing Services? Patrick Gaitens (CRD #1710002) who is currently registered with Wells Fargo Clearing Services and located in Kenosha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Patrick Gaitens Customer Complaints Patrick Gaitens has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Patrick Gaitens’ 2 customer complaints was settled in favor of investors. One of Patrick Gaitens’ customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Patrick Gaitens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Authorized party complained that Patrick Gaitens allegedly kept the client invested in an improper account allocation, which was not suitable for the client. Fraud, misrepresentation, breach of fiduciary duty alleging general damages and unspecified punitive damages allegedly by Patrick Gaitens. Patrick Gaitens Red Flags & Your Rights As An Investor Of course, Patrick Gaitens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gaitens at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Gaitens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Patrick Gaitens If you have questions about Wells Fargo Clearing Services and/or Patrick Gaitens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ali Garba of Morgan Stanley

DID ALI N. GARBA CAUSE YOU INVESTMENT LOSSES? Ali Garba Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ali Garba of Morgan Stanley? Ali Garba (CRD #3061059) who is currently registered with Morgan Stanley and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Ali Garba Customer Complaints Ali Garba has been the subject of 2 customer complaints that we know about.  Both of Ali Garba’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ali Garba A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Ali Garba made unsuitable investment recommendations. Mrs. Reiherzer filed complaint with former employer Metlife alleging that she was allegedly badgered by Ali Garba into purchasing a variable life insurance policy which was not suitable. Ali Garba Red Flags & Your Rights As An Investor Of course, Ali Garba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Garba at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ali Garba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ali Garba If you have questions about Morgan Stanley and/or Ali Garba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Linda Gaskill of Lincoln Financial Advisors

DID LINDA CATHERINE GASKILL CAUSE YOU INVESTMENT LOSSES? Linda Gaskill Of Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Linda Gaskill of Lincoln Financial Advisors? Linda Gaskill (CRD #1415653) who is currently registered with Lincoln Financial Advisors and located in Tomball, Texas is a subject of one of our many securities industry sales practice abuse investigations. Linda Gaskill Customer Complaint Linda Gaskill has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged she incurred a 10% pre-mature distribution penalty due to poor advice he received. Linda Gaskill’s customer complaint was denied and, to date, the customers have not taken any further action. Linda Gaskill Red Flags & Your Rights As An Investor Of course, Linda Gaskill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Gaskill at Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Linda Gaskill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To Linda Gaskill If you have questions about Lincoln Financial Advisors and/or Linda Gaskill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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