Sep 19, 2024

James Pelletiere Formerly With Pruco Securities, LLC Reviews

DID JAMES P PELLETIERE CAUSE YOU INVESTMENT LOSSES? James Pelletiere Formerly with Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct James Pelletiere Customer Complaints and Reviews James Pelletiere has several disclosures listed in his FINRA report: Allegations Against James Pelletiere Kristin Jackson Red Flags & Your Rights As An Investor Of course, James Pelletiere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Pelletiere at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Pelletiere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Pelletiere If you have questions about Pruco Securities, LLC and/or James Pelletiere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Roger Gallagher of Morgan Stanley FIRED

DID ROGER ALBERT TAFT GALLAGHER CAUSE YOU INVESTMENT LOSSES? Roger Gallagher Formerly With Morgan Stanley was terminated on August 9, 2024, due to allegations related to undisclosed financial arrangements Roger Gallagher Customer Complaints and Reviews Roger Albert Taft Gallagher is a former securities broker with a varied background in the industry. He worked for two firms during his career, the most notable being Morgan Stanley, where he was employed from December 2012 until September 2024. During his time in the industry, Gallagher passed two general industry/product exams, including the Securities Industry Essentials Examination in 2018 and the General Securities Representative Examination (Series 7) in 2012. Additionally, he passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in 2013. Gallagher holds no supervisory or principal qualifications and has no current registrations. His career includes various business activities, such as involvement with investment-related and non-investment-related ventures. Notably, Gallagher was terminated from his last position at Morgan Stanley in August 2024 due to allegations related to undisclosed financial arrangements. Allegations Against Roger Gallagher Roger Gallagher has several disclosure events listed in his FINRA report. These include a pending criminal case involving charges of fictitious obligations and mail fraud, both filed in August 2024 in the United States District Court for the Southern District of Florida. Gallagher has pleaded not guilty to all charges. Additionally, there is one customer dispute filed in March 2021, alleging misrepresentation in the recommendation to sell shares, which was eventually denied and closed without any action. Lastly, Gallagher was discharged from Morgan Stanley in August 2024 due to allegations of involvement in undisclosed financial arrangements with a potential third-party service provider. There are no records of any monetary settlements or additional legal actions tied to these disclosures. Roger Gallagher Red Flags & Your Rights As An Investor Of course, Roger Gallagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Roger Gallagher at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roger Gallagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roger Gallagher If you have questions about Morgan Stanley and/or Roger Gallagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Di Jin Of Merrill Lynch Pierce Fenner & Smith Incorporated Reviews

DID DI JIN CAUSE YOU INVESTMENT LOSSES? Di Jin Customer Complaints and Reviews Di Jin has one reported disclosure event: Customer Dispute (Settled): A customer dispute was filed on September 3, 2020, alleging misrepresentations and unauthorized bond purchases during March 2020. The dispute was settled on October 23, 2020, for $30,646. This was settled without any contribution from Jin, suggesting a resolution facilitated by his employing firm. Allegations Against Di Jin Di Jin Red Flags & Your Rights As An Investor Of course, Di Jin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Di Jin at Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Di Jin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Di Jin If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated and/or Di Jin the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Dershaun Holden of Raymond James & Associates, Inc. FIRED

DID DERSHAUN J HOLDEN CAUSE YOU INVESTMENT LOSSES? Dershaun Holden Formerly With Raymond James & Associates, Inc. was terminated on July 1, 2024, due to allegations related to conduct inconsistent with the firm’s document integrity policies. Dershaun Holden Employment History Dershaun J. Holden is a former registered broker with a diverse career spanning several firms. He has been associated with multiple securities firms, including Raymond James & Associates, Inc. in St. Petersburg, Florida, from February 2023 to July 2024; Cambridge Investment Research, Inc. in Atlanta, Georgia, from September 2020 to February 2023; and Cetera Advisor Networks LLC  and several other Cetera firms in 2020. He passed a total of five industry exams, including one principal/supervisory exam, the General Securities Principal Examination (Series 24) on July 15, 2016; two general industry/product exams, the General Securities Representative Examination (Series 7) on August 21, 2013, and the Securities Industry Essentials Examination (SIE) on October 1, 2018; and two multi-state securities law exams, the Uniform Investment Adviser Law Examination (Series 65) on February 2, 2018, and the Uniform Securities Agent State Law Examination (Series 63) on September 3, 2013. Dershaun is not currently registered with any brokerage firm. His most recent registration with Raymond James & Associates, Inc. ended on July 1, 2024, following his discharge due to allegations related to conduct inconsistent with the firm’s document integrity policies. In addition to his brokerage experience, Dershaun has been involved in other business activities, including owning Reveille Circle, LLC, a property management company based in Atlanta, Georgia, since April 2020. Dershaun Holden Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Dershaun Holden is a red flag which should put all current and former customers of Dershaun Holden at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dershaun Holden engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Dershaun Holden If you have questions about Raymond James & Associates, Inc. and/or Dershaun Holden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Ryan Hoang of Farmers Financial Solutions, LLC FIRED

DID RYAN HOANG CAUSE YOU INVESTMENT LOSSES? Ryan Hoang Formerly With Farmers Financial Solutions, LLC was terminated on July 16, 2024, due to a violation of Farmers Insurance Group’s policies. Ryan Hoang Employment History Ryan Hoang is a former registered broker who worked with Farmers Financial Solutions, LLC in Tukwila, Washington, from January 2008 to July 2024. During his career, he passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 4, 2008. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 2, 2008. Ryan does not hold any principal or supervisory qualifications. Ryan is no longer registered with any brokerage firm. His employment with Farmers Financial Solutions, LLC, was terminated on July 16, 2024, due to allegations of using his auto policy billing account to collect application fees on medical policies, a violation of Farmers Insurance Group’s policies. The termination was not related to any Farmers Financial Solutions customers or investment products. Ryan is currently engaged in other business activities, including owning an insurance agency and serving as president of KHK LLC, a property and land investment firm in Seattle, Washington. Ryan Hoang Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Ryan Hoang is a red flag which should put all current and former customers of Ryan Hoang at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Hoang engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Ryan Hoang If you have questions about Farmers Financial Solutions, LLC and/or Ryan Hoang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Christian Gonzalez of Wells Fargo Clearing Services, LLC FIRED

DID CHRISTIAN GONZALEZ CAUSE YOU INVESTMENT LOSSES? Christian Gonzalez Formerly With Wells Fargo Clearing Services, LLC was terminated on July 2, 2024, following concerns related to personal cash deposit activities, which were not related to securities accounts or client transactions Christian Gonzalez Employment History Christian Gonzalez, is a former registered broker with experience working at two securities firms: Wells Fargo Clearing Services, LLC in Summit, New Jersey, from February 2023 to August 2024, and UBS Financial Services Inc. in Weehawken, New Jersey, from June 2022 to January 2023. Throughout his career, Christian passed two general industry/product exams: the Securities Industry Essentials (SIE) on May 2, 2022, and the General Securities Representative Examination (Series 7) on June 24, 2022. He also passed the Uniform Combined State Law Examination (Series 66) on April 29, 2023. Christian holds no principal or supervisory qualifications. Christian is currently not registered with any brokerage firm. His employment at Wells Fargo Clearing Services, LLC, ended on July 2, 2024, following concerns related to personal cash deposit activities, which were not related to securities accounts or client transactions. Additionally, he is involved in a rental property business in Hoboken, NJ, which he started in May 2024. Christian Gonzalez Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Christian Gonzalez is a red flag which should put all current and former customers of Christian Gonzalez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christian Gonzalez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christian Gonzalez If you have questions about Wells Fargo Clearing Services, LLC and/or Christian Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Jackie Eloi of J.P. Morgan Securities LLC FIRED

DID JACKIE ELOI CAUSE YOU INVESTMENT LOSSES? Jackie Eloi Formerly With J.P. Morgan Securities LLC was terminated on July 2, 2024, for allegations of entering inaccurate notes to become eligible for potential future sales incentives Jackie Eloi Employment History Jackie Eloi is a former registered securities broker who worked with J.P. Morgan Securities LLC in North Andover, Massachusetts, from January 2022 to July 2024. During her career, Jackie passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on November 1, 2021, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 14, 2022. Additionally, she passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 31, 2022. Jackie holds no principal or supervisory qualifications and has not reported any professional designations. Jackie’s registration history includes only J.P. Morgan Securities LLC. Her employment was terminated on July 2, 2024, by JPMorgan Chase Bank, N.A., due to allegations of entering inaccurate notes related to customer contact into an internal bank system to become eligible for potential future sales incentives. The termination was not linked to any customer complaints or harm related to the sale of securities. Jackie Eloi is not currently registered with any brokerage firm. Jackie Eloi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jackie Eloi is a red flag which should put all current and former customers of Jackie Eloi J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jackie Eloi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses J.P. Morgan Securities LLC Due To Jackie Eloi If you have questions about J.P. Morgan Securities LLC and/or Jackie Eloi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Kristin Jackson Of Pruco Securities, LLC Reviews

DID KRISTIN PENNOCK JACKSON CAUSE YOU INVESTMENT LOSSES? Kristin Jackson Customer Complaints and Reviews Kristin Pennock Jackson’s BrokerCheck report notes a single customer dispute, which is the only negative disclosure: Customer Dispute: The dispute involved an allegation of nondisclosure concerning a policy replacement, filed by a customer of Pruco Securities, LLC. This complaint, received on December 2, 2020, was settled on August 17, 2021, with a settlement amount of $75,731.73, although Jackson contributed nothing to the settlement. The complaint was officially noted as written and investment-related, but it was not part of any arbitration or civil litigation. Allegations Against Kristin Jackson The report details the following allegation linked to the customer dispute: Kristin Jackson Red Flags & Your Rights As An Investor Of course, Kristin Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristin Jackson at Pruco Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kristin Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Kristin Jackson If you have questions about Pruco Securities, LLC, Edward Jones and/or Kristin Jackson the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Frederick Hughes of Wells Fargo Clearing Services LLC Reviews

DID FREDERICK ROBERT HUGHES CAUSE YOU INVESTMENT LOSSES? Frederick Hughes with Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Hughes Customer Complaint and Reviews Frederick Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to modify the strike price of an option position resulting in the underlying stock being called away. The FINRA arbitration proceeding is currently pending. Frederick Hughes Customer Complaint Frederick Hughes Red Flags & Your Rights As An Investor Of course, Frederick Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Hughes at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Frederick Hughes If you have questions about Wells Fargo Clearing Services LLC and/or Frederick Hughes the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Curtis Howard Of LPL Financial LLC Reviews

DID CURTIS WILLIAM HOWARD CAUSE YOU INVESTMENT LOSSES? Curtis Howard Customer Complaints and Reviews Curtis Howard has been involved in the following disclosure event: Allegations Against Curtis Howard Curtis Howard Red Flags & Your Rights As An Investor Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard If you have questions about LPL Financial LLC and/or Curtis Howard the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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