Mar 8, 2022

Esa Jokela of Center Street Securities

DID ESA PEKKA JOKELA CAUSE YOU INVESTMENT LOSSES? Esa Jokela Of Center Street Securities And Formerly With Madison Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Esa Jokela of Center Street Securities? Esa Jokela (CRD #2606773) who is currently registered with Center Street Securities and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Center Street Securities, Esa Jokela was associated with Madison Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Esa Jokela Customer Complaint Esa Jokela has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of annuity product that was sold to client. Complaint received from the Better Business Bureau. Esa Jokela’s customer complaint was denied and, to date, the customer has not taken any further action. Esa Jokela Red Flags & Your Rights As An Investor Of course, Esa Jokela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Esa Jokela at Center Street Securities and Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Esa Jokela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities and Madison Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Esa Jokela If you have questions about Center Street Securities, Madison Avenue Securities, and/or Esa Jokela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Kalamar of Wells Fargo Clearing Services

DID BRIAN RICHARD KALAMAR CAUSE YOU INVESTMENT LOSSES? Brian Kalamar Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Brian Kalamar of Wells Fargo Clearing Services? Brian Kalamar (CRD #2987355) who is currently registered with Wells Fargo Clearing Services and located in Allentown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Brian Kalamar Customer Complaints Brian Kalamar has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Brian Kalamar’s 3 customer complaints was settled in favor of investors. Two of Brian Kalamar’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Kalamar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained that some purchases allegedly made by Brian Kalamar did not align with the client’s Investment Objective. PA client reiterated her allegation that she has suffered losses in her investments in Six Flags and Elan PLC and that the client signed documents requesting the surrender of her two Manulife annuities, she alleged they were sold without her permission by Brian Kalamar. Brian Kalamar Red Flags & Your Rights As An Investor Of course, Brian Kalamar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Kalamar at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Brian Kalamar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Brian Kalamar If you have questions about Wells Fargo Clearing Services and/or Brian Kalamar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paula Kalandiak of Wells Fargo Clearing Services

DID PAULA ANN KALANDIAK CAUSE YOU INVESTMENT LOSSES? Paula Kalandiak Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Paula Kalandiak of Wells Fargo Clearing Services? Paula Kalandiak (CRD #2361179) who is currently registered with Wells Fargo Clearing Services and located in Santa Monica, California is a subject of one of our many securities industry sales practice abuse investigations. Paula Kalandiak Customer Complaint Paula Kalandiak has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Paula Kalandiak invested in an unsuitable Class A fund. Complaint: Client complained that he believed he was misled by Paula Kalandiak who invested his money contrary to his wishes, in that, he did not want volatility or risk. The customer complaint filed against Wells Fargo Advisors for investment losses caused by Paula Kalandiak’s alleged misconduct is pending as of the date of this report. Paula Kalandiak Red Flags & Your Rights As An Investor Of course, Paula Kalandiak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paula Kalandiak at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Paula Kalandiak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Paula Kalandiak If you have questions about Wells Fargo Clearing Services and/or Paula Kalandiak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Kaneski formerly with NYLIFE Securities

DID STEVEN ROSS KANESKI CAUSE YOU INVESTMENT LOSSES? Steven Kaneski Formerly With NYLIFE Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Kaneski formerly with NYLIFE Securities? Steven Kaneski (CRD #2028197) who was formerly registered with NYLIFE Securities and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Steven Kaneski Customer Complaints Steven Kaneski has been the subject of3 customer complaints that we know about. Two of Steven Kaneski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against NYLIFE Securities for investment losses caused by Steven Kaneski’s alleged misconduct. Allegations Against Steven Kaneski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: In a telephone conversation the customer allegedly told Steven Kaneski that he was unhappy with the performance and liquidity of the variable annuity he purchased and wanted to surrender the policy without any surrender charges. Plaintiffs alleged in addition to several fixed insurance products, they purchased four Variable Annuities from from Steven Kaneski that were not appropriate for their financial situation. Plaintiffs also alleged the material features, costs and surrender charges of the products were not fully explained and they claimed they did not sign some disclosure documents. Regarding the purchase of two variable annuities, the customer alleged that the policies were not suitable for his needs. The customer further alleged that the fees and surrender charges associated with the policies were not disclosed to him by Steven Kaneski. Steven Kaneski Red Flags & Your Rights As An Investor Of course, Steven Kaneski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kaneski at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Kaneski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Steven Kaneski If you have questions about NYLIFE Securities and/or Steven Kaneski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Kar of Principal Securities

DID JAMES MICHAEL KAR CAUSE YOU INVESTMENT LOSSES? James Kar Of Principal Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Kar of Principal Securities? James Kar (CRD #1686774) who is currently registered with Principal Securities and located in Miramar, Florida is a subject of one of our many securities industry sales practice abuse investigations. James Kar Customer Complaints James Kar has been the subject of 2 customer complaints that we know about. One of James Kar’s 2 customer complaints was settled in favor of investors. One of James Kar’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Kar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged they suffered losses as a result of relying on the recommendations of James Kar into REITs and Universal life policies. Clients alleged James Kar’s failure to make suitable investment recommendations based on their stated risk tolerance. James Kar Red Flags & Your Rights As An Investor Of course, James Kar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kar at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether James Kar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities Due To James Kar If you have questions about Principal Securities and/or James Kar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Karpiak of Janney Montgomery Scott

DID SCOTT JEFFREY KARPIAK CAUSE YOU INVESTMENT LOSSES? Scott Karpiak Of Janney Montgomery Scott And Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Karpiak of Janney Montgomery Scott? Scott Karpiak (CRD #2989421) who is currently registered with Janney Montgomery Scott and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Scott Karpiak was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Karpiak Customer Complaint Scott Karpiak has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her Advisors promised to place her in actively managed accounts but instead placed her in non-discretionary fee-based accounts. The client demanded reimbursement of the fees she has paid. Scott Karpiak’s customer complaint was settled in favor of the investors. Scott Karpiak Red Flags & Your Rights As An Investor Of course, Scott Karpiak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Karpiak at Janney Montgomery Scott and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Scott Karpiak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Scott Karpiak If you have questions about Janney Montgomery Scott, RBC Capital Markets, and/or Scott Karpiak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Allan Katz of Buckman, Buckman & Reid

DID ALLAN KATZ CAUSE YOU INVESTMENT LOSSES? Allan Katz Of Buckman, Buckman & Reid, Buckman Advisory Group And Formerly With Royal Alliance Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Allan Katz of Buckman, Buckman & Reid? Allan Katz (CRD #2166004) who is currently registered with Buckman, Buckman & Reid, Buckman Advisory Group and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Buckman, Buckman & Reid and Buckman Advisory Group, Allan Katz was associated with Royal Alliance Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Allan Katz Customer Complaint Allan Katz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that sale of mutual funds and purchase of variable annuity were unsuitable. Allan Katz’s customer complaint was denied and, to date, the customer has not taken any further action. Allan Katz Red Flags & Your Rights As An Investor Of course, Allan Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allan Katz at Buckman, Buckman & Reid, Buckman Advisory Group, and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Allan Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Buckman, Buckman & Reid, Buckman Advisory Group, and Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Buckman, Buckman & Reid Due To Allan Katz If you have questions about Buckman, Buckman & Reid, Buckman Advisory Group, Royal Alliance Associates, and/or Allan Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Helfinstine of LPL Financial

DID JAMES ALLAN HELFINSTINE CAUSE YOU INVESTMENT LOSSES? James Helfinstine Of LPL Financial And Formerly With National Planning Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Helfinstine of LPL Financial? James Helfinstine (CRD #2425243) who is currently registered with LPL Financial and located in Prescott, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Helfinstine was associated with National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Helfinstine Customer Complaints James Helfinstine has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of James Helfinstine’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against James Helfinstine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that James Helfinstine guaranteed her signature by using a medallion stamp and seal on documents that were not signed by her. Customers alleged James Helfinstine’s unauthorized investment into variable annuities. James Helfinstine Red Flags & Your Rights As An Investor Of course, James Helfinstine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Helfinstine at LPL Financial and National Planning on alert to review carefully the activity and performance of their accounts and question whether James Helfinstine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Helfinstine If you have questions about LPL Financial, National Planning, and/or James Helfinstine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Henning of LPL Financial

DID GREGORY STEVEN HENNING CAUSE YOU INVESTMENT LOSSES? Gregory Henning Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Henning of LPL Financial? Gregory Henning (CRD #3111355) who is currently registered with LPL Financial and located in Sun Prairie, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Gregory Henning Customer Complaint Gregory Henning has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged advisor misrepresented the features of a variable annuity. Gregory Henning’s customer complaint was denied and, to date, the customer has not taken any further action. Gregory Henning Red Flags & Your Rights As An Investor Of course, Gregory Henning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Henning at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Gregory Henning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Gregory Henning If you have questions about LPL Financial and/or Gregory Henning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Henriques of PFS Investments

DID ROBERT NUNES HENRIQUES CAUSE YOU INVESTMENT LOSSES? Robert Henriques Of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Henriques of PFS Investments? Robert Henriques (CRD #2880672) who is currently registered with PFS Investments and located in Canton, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Robert Henriques Customer Complaint Robert Henriques has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that Robert Henriques misrepresented the features of the variable annuity that she purchased. Robert Henriques’ customer complaint was settled in favor of the investors. Robert Henriques Red Flags & Your Rights As An Investor Of course, Robert Henriques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Henriques at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Henriques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Robert Henriques If you have questions about PFS Investments and/or Robert Henriques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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