Mar 8, 2022

Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY MARCUS CAUSE YOU INVESTMENT LOSSES? Jeffrey Marcus Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith Inc.? Jeffrey Marcus (CRD #1174115) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Marcus Customer Complaint Jeffrey Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customers, through their assignee, 1926 Realty Litigation, LLC, were that the financial advisor made misrepresentations, and caused them to pay a fee, relating to the procurement of an outside line of credit for their businesses. Jeffrey Marcus’ customer complaint was denied and the customers filed a state court action which was dismissed due to an arbitration agreement. The investor has not yet filed the arbitration proceeding.  Jeffrey Marcus Red Flags & Your Rights As An Investor Of course, Jeffrey Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Marcus at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Jeffrey Marcus If you have questions about Merrill Lynch Pierce Fenner & SmithInc. and/or Jeffrey Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Lynch of First Heartland Capital

DID KEVIN LYNCH CAUSE YOU INVESTMENT LOSSES? Kevin Lynch Of First Heartland Capital, Inc., First Heartland Consultants And Formerly With United Planners’ Financial Services Of America Has One Customer Complaint For Alleged Broker Misconduct Who is Kevin Lynch of First Heartland Capital, Inc.? Kevin Lynch (CRD #1238289) who is currently registered with First Heartland Capital, Inc., First Heartland Consultants and located in Hillsborough, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Heartland Capital, Inc., First Heartland Consultants, Kevin Lynch was associated with United Planners’ Financial Services Of America, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Lynch Customer Complaint Kevin Lynch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges that Mr. Lynch recommended annuities that were unsuitable for her. The customer complaint filed against Kevin Lynch’s former employer BCG Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Lynch Red Flags & Your Rights As An Investor Of course, Kevin Lynch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Lynch at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America on alert to review carefully the activity and performance of their accounts and question whether Kevin Lynch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Heartland Capital, Inc. Due To Kevin Lynch If you have questions about First Heartland Capital, Inc., First Heartland Consultants, United Planners’ Financial Services Of America, and/or Kevin Lynch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

George McCaffrey of NTB Financial

DID GEORGE MCCAFFREY CAUSE YOU INVESTMENT LOSSES? George McCaffrey Formerly With NTB Financial Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is George McCaffrey formerly with NTB Financial Corp.? George McCaffrey (CRD #847377) who was formerly registered with NTB Financial Corp. and located in Englewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. In the past, George McCaffrey was also the subject of investigations by FINRA and the Commodities Futures Trading Commission. In 2018, FINRA suspended him for 18 months and ordered disgorgement of $124,250 in commissions he received for allegedly participating in 22 undisclosed private securities transactions with 9 investors who purchased promissory notes of the greenhouse building and leasing company and preferred stock of 1 of the company’s affiliates. George McCaffrey Customer Complaints George McCaffrey has been the subject of 2 customer complaints that we know about. One of George McCaffrey’s 2 customer complaints was settled in favor of investors. The customer complaint filed against George Mccaffrey’s former employer NTB Financial Corp. for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against George McCaffrey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The complainant asserts George McCaffrey recommended lending money to the private company. George McCaffrey’s alleged misrepresentation and fraud and negligence in failing to give customer correct information on proposed merger of Luxor and Northern Gold. George McCaffrey Red Flags & Your Rights As An Investor Of course, George McCaffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George McCaffrey at NTB Financial Corp. on alert to review carefully the activity and performance of their accounts and question whether George McCaffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NTB Financial Corp. Due To George McCaffrey If you have questions about NTB Financial Corp. and/or George McCaffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Marcus of Voya Financial Advisors

DID JUSTIN MARCUS CAUSE YOU INVESTMENT LOSSES? Justin Marcus Of Voya Financial Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Justin Marcus of Voya Financial Advisors, Inc.? Justin Marcus (CRD #1160813) who is currently registered with Voya Financial Advisors, Inc. and located in Calabasas, California is a subject of one of our many securities industry sales practice abuse investigations. Justin Marcus Customer Complaint Justin Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were about a recommendation to change investment to a unit investment trust. Justin Marcus’ customer complaint was denied and the customers did not take any further action. Justin Marcus Red Flags & Your Rights As An Investor Of course, Justin Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Marcus at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Justin Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Justin Marcus If you have questions about Voya Financial Advisors, Inc. and/or Justin Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carolyn Lloyd-Turbett of Kestra Investment Services

DID CAROLYN LLOYD-TURBETT CAUSE YOU INVESTMENT LOSSES? Carolyn Lloyd-Turbett of Kestra Investment Services, LLC, Kestra Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is Carolyn Lloyd-Turbett of Kestra Investment Services, LLC? Carolyn Lloyd-Turbett (CRD #854161) who is currently registered with Kestra Investment Services, LLC, Kestra Advisory Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Carolyn Lloyd-Turbett Customer Complaint Carolyn Lloyd-Turbett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his registered representative purchased bonds in his account without authorization. Carolyn Lloyd-Turbett’s customer complaint was denied and the customer did not take any further action. Carolyn Lloyd-Turbett Red Flags & Your Rights As An Investor Of course, Carolyn Lloyd-Turbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Lloyd-Turbett at Kestra Investment Services, LLC and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Carolyn Lloyd-Turbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Carolyn Lloyd-Turbett If you have questions about Kestra Investment Services, LLC, Kestra Advisory Services, and/or Carolyn Lloyd-Turbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Licari of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL LICARI CAUSE YOU INVESTMENT LOSSES? Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc.? Michael Licari (CRD #1106018) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Michael Licari Customer Complaints Michael Licari has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Licari’s 3 customer complaints was settled in favor of investors. Two of Michael Licari’s customers’ complaints were denied and the customers did not take any further action Allegations Against Michael Licari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Licari committed breach of fiduciary duty, fraud and other sales practice violations. Customer alleges that Michael Licari did not follow customer’s instructions. The customer alleges unauthorized trades were placed by Michael Licari without her consent, after a change in strategy was not communicated to her. Michael Licari Red Flags & Your Rights As An Investor Of course, Michael Licari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Licari at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Licari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Michael Licari If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Michael Licari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Libmann of Pruco Securities

DID MICHAEL LIBMANN CAUSE YOU INVESTMENT LOSSES? Michael Libmann Of Pruco Securities, LLC And Formerly With MML Investors Services and MSI Financial Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Libmann of Pruco Securities, LLC? Michael Libmann (CRD #1323896) who is currently registered with Pruco Securities, LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Libmann was associated with MML Investors Services, MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Libmann Customer Complaints Michael Libmann has been the subject of 4 customer complaints that we know about. Two of Michael Libmann’s 4 customer complaints were settled in favor of investors. Two of Michael Libmann’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Libmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Libmann misled her on the purchase of her variable life insurance policies. Client alleged that what Michael Libmann told him and what they sold him were two different life insurance policies. Customer alleged that Michael Libmann did not explain additional future premiums may be required when a variable life insurance policy was purchased. Customer alleged Michael Libmann did not fully disclose all the facts regarding suitability and also failed to disclose tax consequences. Michael Libmann Red Flags & Your Rights As An Investor Of course, Michael Libmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Libmann at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Libmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Libmann If you have questions about Pruco Securities, LLC, MML Investors Services, MSI Financial Securities, and/or Michael Libmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Levitt of AXA Advisors

DID EDWARD LEVITT CAUSE YOU INVESTMENT LOSSES? Edward Levitt Formerly With AXA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Edward Levitt formerly with AXA Advisors, LLC? Edward Levitt (CRD #308164) who was formerly registered with AXA Advisors, LLC and located in Morristown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Edward Levitt Customer Complaints Edward Levitt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Edward Levitt’s 3 customer complaints was settled in favor of investors. Two of Edward Levitt’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Edward Levitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges misrepresentation by Edward Levitt in the sale of a life insurance policy that replaced a pre-existing policy. Client alleges misrepresentation by Edward Levitt in the sale of a variable life insurance policy. Client is requesting an investigation of this matter. Damages unspecified. Client alleges Edward Levitt’s sale of a variable annuity was not a suitable investment. Client is requesting to have the policy cancelled and the proceeds returned to her. Damages unspecified. Edward Levitt Red Flags & Your Rights As An Investor Of course, Edward Levitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Levitt at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Levitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Edward Levitt If you have questions about AXA Advisors, LLC and/or Edward Levitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David McNally of McNally Financial Services

DID DAVID MCNALLY CAUSE YOU INVESTMENT LOSSES? David McNally Of McNally Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is David McNally of McNally Financial Services Corp.? David McNally (CRD #839798) who is currently registered with McNally Financial Services Corp. and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. David McNally Customer Complaints David McNally has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of David McNally’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against McNally Financial Services Corp. for investment losses caused by David McNally’s alleged misconduct. Allegations Against David McNally A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged David McNally’s Breach of fiduciary duty, negligent supervision, violation of Corporation Code Section 25400 et seq, and Elder abuse under California Welfare and Institutional Code. Claimants alleged David McNally’s failure to disclose risk, unauthorized trading, recommendation of unsuitable investments, breach of fiduciary duty, churning, breach of contract, and elder abuse. David McNally’s alleged negligence, gross negligence, breach of contract, fraud, fraudulent misrepresentation, negligent misrepresentation, breach of fiduciary duty, aiding and abetting fraud, and aiding and abetting breach of fiduciary duty. David McNally Red Flags & Your Rights As An Investor Of course, David McNally did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McNally at McNally Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether David McNally has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At McNally Financial Services Corp. Due To David McNally If you have questions about McNally Financial Services Corp. and/or David McNally and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Meehan of LPL Financial

DID MICHAEL MEEHAN CAUSE YOU INVESTMENT LOSSES? Michael Meehan Of LPL Financial LLC And Formerly With Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities Has One Customer Complaint For Alleged Broker Misconduct Who is Michael Meehan of LPL Financial LLC? Michael Meehan (CRD #1335317) who is currently registered with LPL Financial LLC and located in Woburn, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Michael Meehan was associated with Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Meehan Customer Complaint Michael Meehan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that variable annuity purchased was misrepresented and unsuitable. Michael Meehan’s customer complaint was denied and the customers did not take any further action. Michael Meehan Red Flags & Your Rights As An Investor Of course, Michael Meehan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Meehan at LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Meehan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Meehan If you have questions about LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, New England Securities, and/or Michael Meehan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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