Mar 8, 2022

Melford Brown of Ameriprise Financial Services

DID MELFORD GEORGE BROWN CAUSE YOU INVESTMENT LOSSES? Melford Brown Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Melford Brown of Ameriprise Financial Services? Melford Brown (CRD #2501003) who is currently registered with Ameriprise Financial Services and located in Towson, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Melford Brown Customer Complaints Melford Brown has been the subject of 2 customer complaints that we know about.  Both of Melford Brown’s customers’ complaints were denied and, to date, the customers had not taken any further action. Allegations Against Melford Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Melford Brown recommended inappropriate variable life insurance policies, and provided incorrect information about the associated funding requirements. Client alleged the investments allegedly made by Melford Brown were unsuitable based on their age and overall financial situation. Melford Brown Red Flags & Your Rights As An Investor Of course, Melford Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melford Brown at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Melford Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Melford Brown If you have questions about Ameriprise Financial Services and/or Melford Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Jeff Burnham formerly with Citizens Securities

DID JEFF BURNHAM CAUSE YOU INVESTMENT LOSSES? Jeff Burnham Formerly With Citizens Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jeff Burnham formerly with Citizens Securities? Jeff Burnham (CRD #2839082) who was formerly registered with Citizens Securities and located in Bedford, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Jeff Burnham Customer Complaint Jeff Burnham has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were theft of funds. Jeff Burnham’s customer complaint was denied and, to date, the has not taken any further action. Jeff Burnham Red Flags & Your Rights As An Investor Of course, Jeff Burnham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeff Burnham at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Jeff Burnham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Jeff Burnham If you have questions about Citizens Securities and/or Jeff Burnham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Daniel Burns of Edward Jones

DID DANIEL BURNS CAUSE YOU INVESTMENT LOSSES? Daniel Burns Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Burns of Edward Jones? Daniel Burns (CRD #3073422) who is currently registered with Edward Jones and located in Gahanna, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Daniel Burns Customer Complaint Daniel Burns has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Daniel Burns removed her name from a joint account without her permission and “took their money for his own.” Daniel Burns’ customer complaint was denied and, to date, the customer has not taken any further action. Daniel Burns Red Flags & Your Rights As An Investor Of course, Daniel Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Burns at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Daniel Burns If you have questions about Edward Jones and/or Daniel Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Matthew Brown of LPL Financial

DID MATTHEW S. BROWN CAUSE YOU INVESTMENT LOSSES? Matthew Brown Of LPL Financial And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Brown of LPL Financial? Matthew Brown (CRD #2031250) who is currently registered with LPL Financial and located in Fenton, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Matthew Brown was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Brown Customer Complaint Matthew Brown has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor placed sell orders in several of their brokerage accounts, without their authorization. Matthew Brown’s customer complaint was denied and the customers did not take any further action. Matthew Brown Red Flags & Your Rights As An Investor Of course, Matthew Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Brown at LPL Financial and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Matthew Brown If you have questions about LPL Financial, Ameriprise Financial Services, and/or Matthew Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Stephanie Brown of Morgan Stanley

DID STEPHANIE M. BROWN CAUSE YOU INVESTMENT LOSSES? Stephanie Brown Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Stephanie Brown of Morgan Stanley? Stephanie Brown (CRD #3073638) who is currently registered with Morgan Stanley and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Stephanie Brown Customer Complaint Stephanie Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were attorney for estate alleged, inter alia, that Stephanie Brown’s team did not prevent conversion of funds by POA from accounts of now deceased client. The customer complaint filed against Stephanie Brown’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Stephanie Brown Red Flags & Your Rights As An Investor Of course, Stephanie Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephanie Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephanie Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephanie Brown If you have questions about Morgan Stanley and/or Stephanie Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Tamara Brown of Morgan Stanley

DID TAMARA KELLY BROWN CAUSE YOU INVESTMENT LOSSES? Tamara Brown Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Tamara Brown of Morgan Stanley? Tamara Brown (CRD #3021883) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Tamara Brown Customer Complaints Tamara Brown has been the subject of 2 customer complaints that we know about.  Both of Tamara Brown’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Tamara Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Tamara Brown’s concentration of securities in the energy sector were unsuitable for her. Customer claimed Tamara Brown allegedly made unsuitable investment recommendations. Tamara Brown Red Flags & Your Rights As An Investor Of course, Tamara Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Brown at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tamara Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tamara Brown If you have questions about Morgan Stanley and/or Tamara Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Clifford Bryan of Benjamin F. Edwards & Company

DID CLIFFORD EDWARD BRYAN CAUSE YOU INVESTMENT LOSSES? Clifford Bryan Of Benjamin F. Edwards & Company And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Clifford Bryan of Benjamin F. Edwards & Company? Clifford Bryan (CRD #2500293) who is currently registered with Benjamin F. Edwards & Company and located in Chesterton, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Clifford Bryan was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Clifford Bryan Customer Complaints Clifford Bryan has been the subject of 2 customer complaints that we know about.  Both of Clifford Bryan’s 2 customer complaints were settled in favor of investors. Allegations Against Clifford Bryan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Clifford Bryan failed to supervise. Customer claimed Clifford Bryan allegedly sold 8 bonds without the customer’s approval, resulting in losses in the customer’s account. Clifford Bryan Red Flags & Your Rights As An Investor Of course, Clifford Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifford Bryan at Benjamin F. Edwards & Company and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Clifford Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Clifford Bryan If you have questions about Benjamin F. Edwards & Company, Wells Fargo Clearing Services, and/or Clifford Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Bullis of Raymond James Financial Services

DID MICHAEL STEVEN BULLIS CAUSE YOU INVESTMENT LOSSES? Michael Bullis Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With First Allied Securities And First Allied Advisory Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Bullis of Raymond James Financial Services? Michael Bullis (CRD #3004994) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Royal Oak, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Michael Bullis was associated with First Allied Securities, First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Bullis Customer Complaints Michael Bullis has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Bullis’ 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Raymond James Financial Services and Raymond James Financial Services Advisors for investment losses caused by Michael Bullis’ alleged misconduct. Allegations Against Michael Bullis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Michael Bullis said that product was guaranteed and that she was placed in unsuitable investments. Client alleged Michael Bullis’ variable annuity was misrepresented and unsuitable to his needs. The statement of claim alleged that customer was placed in unsuitable investments allegedly committed by Michael Bullis. Michael Bullis Red Flags & Your Rights As An Investor Of course, Michael Bullis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bullis at Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Michael Bullis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Bullis If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, First Allied Securities, First Allied Advisory Services, and/or Michael Bullis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ray Burns of UBS Financial Services

DID RAY LARRY BURNS CAUSE YOU INVESTMENT LOSSES? Ray Burns Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ray Burns of UBS Financial Services? Ray Burns (CRD #1571741) who is currently registered with UBS Financial Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Ray Burns Customer Complaints Ray Burns has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Ray Burns’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Ray Burns’ alleged misconduct. Allegations Against Ray Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged unsuitability of certain investments made by Ray Burns, and that such investments resulted in principal losses. Claimants alleged that Ray Burns misrepresented the risks of an options trading strategy run by an outside registered investment advisor and that the options trading strategy was unsuitable for them. Claimants further alleged they were not advised of underlying changes in the options strategy and the associated risks of those changes. Ray Burns Red Flags & Your Rights As An Investor Of course, Ray Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Burns at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ray Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Ray Burns If you have questions about UBS Financial Services and/or Ray Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Shawn Burns formerly with Salomon Whitney Financial

DID SHAWN EVAN BURNS CAUSE YOU INVESTMENT LOSSES? Shawn Burns Formerly With Salomon Whitney Financial Has 24 Customer Complaints For Alleged Broker Misconduct Who is Shawn Burns formerly with Salomon Whitney Financial? Shawn Burns (CRD #3138114) who was formerly registered with Salomon Whitney Financial and located in Farmingdale, New York is a subject of one of our many securities industry sales practice abuse investigations. Shawn Burns was also the subject of a FINRA investigation and failed to respond to its request for information.  As a result, he was permanently barred from any further association with any member firm in any capacity. Shawn Burns Customer Complaints Shawn Burns has been the subject of 24 customer complaints that we know about. Eighteen of Shawn Burns’ 24 customer complaints were settled in favor of investors. Four of Shawn Burns’ customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against Murphy & Durieu and Salomon Whitney Financial for investment losses caused by Shawn Burns’ alleged misconduct. Allegations Against Shawn Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shawn Burns’ alleged churning, negligence, unsuitability, unauthorized trading, breach of contract. Client alleged unauthorized trading by Shawn Burns. Customer alleged excessive, unsuitable and unauthorized trading in his accounts made by Shawn Burns. Excessive trading, suitability, negligence allegedly by Shawn Burns. Excessive trading, unsuitable investment strategy recommendations, negligence, breach of contract allegedly committed by Shawn Burns. Shawn Burns’ alleged failure to follow instructions resulting in loss of investment. Shawn Burns’ alleged failure to place a stop loss order on 10,000 shares of CIENA Corp. Shawn Burns’ alleged fraud, churning, misrepresentation, suitability and breach of fiduciary duty. Allegedly Shawn Burns was not authorized to buy 1500 WNR with check received; the check allegedly should have been placed in retirement account. Shawn Burns’ alleged Suitability, Breach of Fiduciary Duty, Breach of Contract. The customer claimed Shawn Burns allegedly used high pressure sales tactics to purchase securities and/or equities. The customer claimed that during his time with Salomon Whitney and Cape Securities, Shawn Burns allegedly practiced high-pressure sales with him, churned his account, and recommended unsuitable trades. Unauthorized trading allegedly by Shawn Burns. Unsuitability, Churning, execution of trades without customer approval, misstatements/or Omission of material facts allegedly by Shawn Burns. Shawn Burns’ alleged unsuitable investments, excessive trading. Shawn Burns’ alleged unauthorized use of margin. Shawn Burns’ alleged breach of fiduciary duty, negligence, breach of contract. Churning, unauthorized trading, breach of fiduciary duty, lack of supervision, common law fraud and negligence allegedly made by Shawn Burns. Shawn Burns’ alleged unsuitability, breach of fiduciary duty, negligence, breach of contract. Shawn Burns’ alleged unsuitability, omissions and misrepresentations, breach of fiduciary duty, unauthorized trading, and negligence. Shawn Burns Red Flags & Your Rights As An Investor Of course, Shawn Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Burns at Salomon Whitney Financial on alert to review carefully the activity and performance of their accounts and question whether Shawn Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Salomon Whitney Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Salomon Whitney Financial Due To Shawn Burns If you have questions about Salomon Whitney Financial and/or Shawn Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading