Mar 8, 2022

Stanley Cooper of RBC Capital Markets

DID STANLEY MORRISON COOPER CAUSE YOU INVESTMENT LOSSES? Stanley Cooper Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Stanley Cooper of RBC Capital Markets? Stanley Cooper (CRD #1667427) who is currently registered with RBC Capital Markets and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations. Stanley Cooper Customer Complaints Stanley Cooper has been the subject of 2 customer complaints that we know about.  Both of Stanley Cooper’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Stanley Cooper A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Stanley Cooper’s REIT investment recommendation was not suitable as stated he only purchased conservative, low-yielding products. Trustee claimed Stanley Cooper’s strategy for the trust account has been unsuitable. Stanley Cooper Red Flags & Your Rights As An Investor Of course, Stanley Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Cooper at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Stanley Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Stanley Cooper If you have questions about RBC Capital Markets and/or Stanley Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Crews of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH LAWRENCE CREWS CAUSE YOU INVESTMENT LOSSES? Joseph Crews Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Crews of Merrill Lynch Pierce Fenner & Smith? Joseph Crews (CRD #4283558) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Joseph Crews Customer Complaint Joseph Crews has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges misrepresentations when he purchased an annuity. Joseph Crews’ customer complaint was denied and, to date, the customer has not taken any further action. Joseph Crews Red Flags & Your Rights As An Investor Of course, Joseph Crews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Crews at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Joseph Crews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Crews If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Joseph Crews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew Corbman formerly with Newbridge Securities and Kovack Securities

DID ANDREW SCOTT CORBMAN CAUSE YOU INVESTMENT LOSSES? Andrew Corbman Formerly With Newbridge Securities And Kovack Securities Has 19 Customer Complaints For Alleged Broker Misconduct Who is Andrew Corbman formerly with Newbridge Securities? Andrew Corbman (CRD #2513558) who was formerly registered with Newbridge Securities and located in Lansdowne, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities, Andrew Corbman was associated with Kovack Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Corbman himself has been the subject of two FINRA investigations.  In 2016, he consented to a one-month suspension and entry of findings that he made recommendations that were unsuitable overconcentrations and certain securities that expose customers to a risk of loss that exceeded each customer’s risk tolerance investment objective.  Shortly after that case was resolved, he refused to cooperate in connection with another investigation and give on the record testimony requested by FINRA and was permanently barred from any further association with any member firm in any capacity. Andrew Corbman Customer Complaints Andrew Corbman has been the subject of 19 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Sixteen of Andrew Corbman’s 19 customer complaints were settled in favor of investors. Three of Andrew Corbman’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Andrew Corbman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Andrew Corbman’s breach of fiduciary duty, unsuitability and failure to supervise and violation statutes, regarding the sale of individual securities. Claimant alleged Andrew Corbman’s over-concentration of her account. Claimant alleged that Andrew Corbman sold unsuitable investments. Claimant alleged Andrew Corbman’s unsuitability, common law fraud, breach of contract, negligent supervision, breach of fiduciary duty, and overconcentration in connection with the purchase of stocks. Claimant alleged Andrew Corbman’s unsuitability, fraud, breach of contract, negligent supervision, breach of fiduciary duty, overconcentration, and violation of California’s Securities Act. Claimant alleged Andrew Corbman’s violations of Section 10(b)-5, common law fraud, negligence, unsuitability, unauthorized trading, churning, breach of fiduciary duty and breach of contract.. Claimants alleged Andrew Corbman’s unsuitability, common law fraud, breach of contract, breach of fiduciary duty, overconcentration. Claimants alleged Andrew Corbman’s unsuitability, common law fraud, breach of contract, negligent supervision, breach of fiduciary duty, and overconcentration, in relation to the purchases of shares of Augme Technologies Inc. stock. Client alleged losses in his accounts caused by Andrew Corbman. Client alleged Andrew Corbman’s negligence, unsuitability, failure to supervise related to stock purchases. Client alleged Andrew Corbman’s unsuitability of investments and misrepresentation. Client alleged Andrew Corbman’s unsuitable investments and poor performance. Customer alleged that Andrew Corbman failed to adequately diversify investments. Customer further alleged that broker did not fully disclose the fees and charges of B shares. Customer’s alleged Andrew Corbman had them purchase unsuitable and high risk investments. Andrew Corbman’s alleged suitability of investment, including over concentration in one fund. The claimants alleged that Andrew Corbman liquidated certain investments causing them to pay deferred sales charges and surrender fees and that he didn’t not combine purchases denying them mutual fund breakpoints and rights of accumulation. Andrew Corbman’s alleged unauthorized and unsuitable investments; failure to supervise. Andrew Corbman’s alleged unjust enrichment; misrepresentation and non-disclosure; negligence; breach of fiduciary duty; breach of contract; violation of state securities laws; violation of the Pennsylvania Unfair Trade Practices and Consumer Protection Law; common law fraud; constructive fraud; breach of duty of fair dealing; violations of PA insurance law; churning; unauthorized trading; civil conspiracy. Violations of the Virginia Securities Act, Common Law Fraud, Securities Fraud, Breach of Fiduciary Duty, Unsuitability, Negligence, Breach of Contract were allegedly committed by Andrew Corbman. Andrew Corbman Red Flags & Your Rights As An Investor Of course, Andrew Corbman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Corbman at Newbridge Securities and Kovack Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew Corbman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities and Newbridge Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Newbridge Securities Due To Andrew Corbman If you have questions about Newbridge Securities, Kovack Securities, and/or Andrew Corbman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Benedicto Crisologo of Morgan Stanley

DID BENEDICTO PICHAY CRISOLOGO CAUSE YOU INVESTMENT LOSSES? Benedicto Crisologo Of Morgan Stanley And Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Benedicto Crisologo of Morgan Stanley? Benedicto Crisologo (CRD #3004389) who is currently registered with Morgan Stanley and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Benedicto Crisologo was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Benedicto Crisologo Customer Complaint Benedicto Crisologo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client claims that he only wanted to discuss possible investment options with Benedicto Crisologo and that he did not authorize the purchase of a closed end fund. The customer complaint filed against Benedicto Crisologo’s current employer Morgan Stanley for investment losses caused by the alleged misconduct is pending as of the date of this report. Benedicto Crisologo Red Flags & Your Rights As An Investor Of course, Benedicto Crisologo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benedicto Crisologo at Morgan Stanley and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Benedicto Crisologo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Benedicto Crisologo If you have questions about Morgan Stanley, MML Investors Services, and/or Benedicto Crisologo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ting O’Connor of Merrill Lynch Pierce Fenner & Smith

DID TING XIE O’CONNOR CAUSE YOU INVESTMENT LOSSES? Ting O’Connor Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ting O’Connor of Merrill Lynch Pierce Fenner & Smith? Ting O’Connor (CRD #3154358) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Ting O’Connor Customer Complaint Ting O’Connor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations. Ting O’Connor’s customer complaint was settled in favor of the investors. Ting O’Connor Red Flags & Your Rights As An Investor Of course, Ting O’Connor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ting O’Connor at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ting O’Connor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ting O’Connor If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ting O’Connor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Audrey Croft of Ameriprise Financial Services

DID AUDREY K. CROFT CAUSE YOU INVESTMENT LOSSES? Audrey Croft Of Ameriprise Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Audrey Croft of Ameriprise Financial Services? Audrey Croft (CRD #4178028) who is currently registered with Ameriprise Financial Services and located in Roswell, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Audrey Croft Customer Complaints Audrey Croft has been the subject of 3 customer complaints that we know about. Two of Audrey Croft’s 3 customer complaints were settled in favor of investors. One of Audrey Croft’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Audrey Croft A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Audrey Croft misrepresented the surrender charges, premium payments and product type on a Variable Universal Life insurance policy purchased. Clients alleged Audrey Croft did not disclose surrender charges and full products details for VUL policies purchased. The client alleged Audrey Croft’s recommendation to purchase a variable universal life insurance was not suitable for their financial goals and objectives. Audrey Croft Red Flags & Your Rights As An Investor Of course, Audrey Croft did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Audrey Croft at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Audrey Croft has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Audrey Croft If you have questions about Ameriprise Financial Services and/or Audrey Croft and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Passarelli of PNC Investments

DID RICHARD PASSARELLI CAUSE YOU INVESTMENT LOSSES? Richard Passarelli Of PNC Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Passarelli of PNC Investments? Richard Passarelli (CRD #1179077) who is currently registered with PNC Investments and located in Westchester, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Richard Passarelli Customer Complaints Richard Passarelli has been the subject of 2 customer complaints that we know about. Two of Richard Passarelli’s customers’ complaints were denied and the customers, to date, have not taken any further action. Allegations Against Richard Passarelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged improper funding via loans by Richard Passarelli. Regarding the purchase of a variable appreciable life insurance policy, the client alleged unauthorized transactions by Richard Passarelli. Richard Passarelli Red Flags & Your Rights As An Investor Of course, Richard Passarelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Passarelli at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Passarelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PNC Investments Due To Richard Passarelli If you have questions about PNC Investments and/or Richard Passarelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Parker of Cantella Co.

DID MARK PARKER CAUSE YOU INVESTMENT LOSSES? Mark Parker Of Cantella Co., Inc. And Formerly With Raymond James & Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Mark Parker of Cantella Co., Inc.? Mark Parker (CRD #720309) who is currently registered with Cantella Co., Inc. and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella Co., Inc., Mark Parker was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Parker Customer Complaint Mark Parker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the investments were not suitable given client’s lack of investment experience. Mark Parker’s customer complaint was settled in favor of investors. Mark Parker Red Flags & Your Rights As An Investor Of course, Mark Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Parker at Cantella Co., Inc. and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Mark Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella Co., Inc. and Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella Co., Inc. and Raymond James & Associates Due To Mark Parker If you have questions about Cantella Co., Inc., Raymond James & Associates, and/or Mark Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marcus Parker of Wells Fargo Clearing Services

DID MARCUS PARKER CAUSE YOU INVESTMENT LOSSES? Marcus Parker Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marcus Parker formerly with Wells Fargo Clearing Services, LLC? Marcus Parker (CRD #1031962) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Marcus Parker has also been the subject of a FINRA investigation. In 2018, without admitting or denying the findings, Marcus Parker consented to a permanent bar from any further association with any member firm for refusing to respond to FINRAs request for documents and information in connection with its investigation of his termination of employment after he failed to appear for an interview and questioning about misappropriations in clients’ accounts. Marcus Parker Customer Complaints Marcus Parker has been the subject of 2 customer complaints that we know about. One of Marcus Parker’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services, LLC for investment losses caused by Marcus Parker’s alleged misconduct. Allegations Against Marcus Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations by Marcus Parker. Plaintiff alleged that Marcus Parker made unauthorized transactions instead of managing the Plaintiff’s assets as expected. Marcus Parker Red Flags & Your Rights As An Investor Of course, Marcus Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcus Parker If you have questions about Wells Fargo Clearing Services, LLC and/or Marcus Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Ovitt of RBC Capital Markets

DID MICHAEL OVITT CAUSE YOU INVESTMENT LOSSES? Michael Ovitt of RBC Capital Markets, LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Ovitt of RBC Capital Markets, LLC? Michael Ovitt (CRD #1012040) who is currently registered with RBC Capital Markets, LLC and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Michael Ovitt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Ovitt Customer Complaints Michael Ovitt has been the subject of 2 customer complaints that we know about. One of Michael Ovitt’s 2 customer complaints was settled in favor of investors. One of Michael Ovitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Ovitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges he was misled by Michael Ovitt on 3 purchases that the principal amount of the purchases was guaranteed. Client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) allegedly by Michael Ovitt in their account. Michael Ovitt Red Flags & Your Rights As An Investor Of course, Michael Ovitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ovitt at RBC Capital Markets, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Ovitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC and Wells Fargo Clearing Services  Due To Michael Ovitt If you have questions about RBC Capital Markets, LLC, Wells Fargo Clearing Services, and/or Michael Ovitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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