Mar 8, 2022

Robert Calamunci of Emerging Manager Advisors

DID ROBERT JOSEPH CALAMUNCI CAUSE YOU INVESTMENT LOSSES? Robert Calamunci Of Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities And Formerly With Creative Investor Services, Wynston Hill Capital, BedRok Securities, Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Calamunci of Emerging Manager Advisors? Robert Calamunci (CRD #1618899) who is currently registered with Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Robert Calamunci was associated with Creative Investor Services,  Wynston Hill Capital, BedRok Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Calamunci Customer Complaint Robert Calamunci has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, over concentration, unauthorized trading, fraud, and failure to supervise. The customer complaint filed against Robert Calamunci’s former employer Wynston Hill Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Robert Calamunci Red Flags & Your Rights As An Investor Of course, Robert Calamunci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Calamunci at Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Calamunci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerging Manager Advisors Due To Robert Calamunci If you have questions about Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities, and/or Robert Calamunci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Calandra of SagePoint Financial

DID CHRISTOPHER J. CALANDRA CAUSE YOU INVESTMENT LOSSES? Christopher Calandra Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Calandra of SagePoint Financial? Christopher Calandra (CRD #2253639) who is currently registered with SagePoint Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Calandra is also the subject of an investigation by the Florida Office of Financial Regulation for allegedly conducting an investment advisory business from offices in the State without the benefit of lawful registration and fined $15,000. Christopher Calandra Customer Complaints Christopher Calandra has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Calandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SagePoint Financial for investment losses caused by Christopher Calandra’s alleged misconduct. Allegations Against Christopher Calandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that Christopher Calandra invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe. Christopher Calandra’s alleged unsuitable investment recommendations. Christopher Calandra Red Flags & Your Rights As An Investor Of course, Christopher Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Calandra at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Christopher Calandra If you have questions about SagePoint Financial and/or Christopher Calandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Callero of Woodbury Financial Services

DID CHRISTOPHER MARC CALLERO CAUSE YOU INVESTMENT LOSSES? Christopher Callero Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Callero of Woodbury Financial Services? Christopher Callero (CRD #2221593) who is currently registered with Woodbury Financial Services and located in Niles, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Christopher Callero Customer Complaint Christopher Callero has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Callero’s alleged facilitation of an unauthorized withdrawal from the customer’s account by an unknown person. Christopher Callero’s customer complaint was settled in favor of the investors. Christopher Callero Red Flags & Your Rights As An Investor Of course, Christopher Callero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Callero at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Callero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Christopher Callero If you have questions about Woodbury Financial Services and/or Christopher Callero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Darwin Campbell of RBC Capital Markets

DID DARWIN CLAIR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Darwin Campbell Of RBC Capital Markets And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Darwin Campbell of RBC Capital Markets? Darwin Campbell (CRD #1663816) who is currently registered with RBC Capital Markets and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Darwin Campbell was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darwin Campbell Customer Complaint Darwin Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Darwin Campbell allegedly stated, the return on the investment in a Chinese Bitcoin Company would be 80% in a 3 month period. The customer complaint filed against Darwin Campbell’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Darwin Campbell Red Flags & Your Rights As An Investor Of course, Darwin Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darwin Campbell at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Darwin Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Darwin Campbell If you have questions about RBC Capital Markets, Merrill Lynch Pierce Fenner & Smith, and/or Darwin Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Les Campbell of Herbert J. Sims & Co

DID LES R. CAMPBELL CAUSE YOU INVESTMENT LOSSES? Les Campbell Of Herbert J. Sims & Co And Herbert J. Sims Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Les Campbell of Herbert J. Sims & Co? Les Campbell (CRD #2993468) who is currently registered with Herbert J. Sims & Co, Herbert J. Sims Capital Management and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Les Campbell Customer Complaint Les Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client called the broker and alleged that firm should not have underwritten an investment that is underperforming. The customer complaint was settled in favor of the investors. Les Campbell Red Flags & Your Rights As An Investor Of course, Les Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Les Campbell at Herbert J. Sims & Co and Herbert J. Sims Capital Management on alert to review carefully the activity and performance of their accounts and question whether Les Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co and Herbert J. Sims Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co Due To Les Campbell If you have questions about Herbert J. Sims & Co, Herbert J. Sims Capital Management, and/or Les Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Canoy formerly with Signator Investors

DID RICHARD LINN CANOY CAUSE YOU INVESTMENT LOSSES? Richard Canoy Formerly With Signator Investors And Transamerica Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Canoy formerly with Signator Investors? Richard Canoy (CRD #2196015) who was formerly registered with Signator Investors and located in Bellingham, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Signator Investors, Richard Canoy was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Canoy Customer Complaints Richard Canoy has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Richard Canoy’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Transamerica Financial Advisors for investment losses caused by Richard Canoy’s alleged misconduct. Allegations Against Richard Canoy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that he invested $25,000 in an Allianz Variable annuity and that Richard Canoy allegedly told him that his investment would double in 10 years, but it did not. The clients alleged Richard Canoy misrepresented the features of their investment and they were unaware they had purchased an annuity. Richard Canoy Red Flags & Your Rights As An Investor Of course, Richard Canoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Canoy at Signator Investors and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Canoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signator Investors and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Signator Investors Due To Richard Canoy If you have questions about Signator Investors, Transamerica Financial Advisors, and/or Richard Canoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Capilets of Equitable Advisors

DID CHARLES JOHN CAPILETS CAUSE YOU INVESTMENT LOSSES? Charles Capilets Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Capilets of Equitable Advisors? Charles Capilets (CRD #2610269) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Charles Capilets Customer Complaint Charles Capilets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not made fully aware of the fees associated with an additional unsolicited contribution to his Life insurance policy. Charles Capilets’ customer complaint was settled in favor of the investors. Charles Capilets Red Flags & Your Rights As An Investor Of course, Charles Capilets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Capilets at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Charles Capilets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Charles Capilets If you have questions about Equitable Advisors and/or Charles Capilets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Art Cardenas of LPL Financial

DID ART F CARDENAS CAUSE YOU INVESTMENT LOSSES? Art Cardenas Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Art Cardenas of LPL Financial? Art Cardenas (CRD #3208265) who is currently registered with LPL Financial and located in Rancho Cucamonga, California is a subject of one of our many securities industry sales practice abuse investigations. Art Cardenas Customer Complaint Art Cardenas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, which caused a loss in their account. Art Cardenas’ customer complaint was denied and, to date, the customers have not taken any further action. Art Cardenas Red Flags & Your Rights As An Investor Of course, Art Cardenas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Art Cardenas at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Art Cardenas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Art Cardenas If you have questions about LPL Financial and/or Art Cardenas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Carelli of UBS Financial Services

DID MICHAEL J CARELLI CAUSE YOU INVESTMENT LOSSES? Michael Carelli Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Carelli of UBS Financial Services? Michael Carelli (CRD #2412306) who is currently registered with UBS Financial Services and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Carelli Customer Complaints Michael Carelli has been the subject of 2 customer complaints that we know about. One of Michael Carelli’s customer complaints was settled in favor of investors. One of Michael Carelli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Carelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Carelli allegedly made misrepresentations concerning auction rate security purchased. Claimant’s alleged Michael Carelli made unsuitable investment recommendations and mismanagement with respect to handling of accounts. Michael Carelli Red Flags & Your Rights As An Investor Of course, Michael Carelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carelli at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Carelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Michael Carelli If you have questions about UBS Financial Services and/or Michael Carelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Curtis Carey of NYLIFE Securities

DID CURTIS PATRICK CAREY CAUSE YOU INVESTMENT LOSSES? Curtis Carey Formerly With NYLIFE Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Curtis Carey of NYLIFE Securities? Curtis Carey (CRD #1763646) who was formerly registered with NYLIFE Securities and located in Hudson, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Curtis Carey Customer Complaints Curtis Carey has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Curtis Carey’s 4 customer complaints were settled in favor of investors. One of Curtis Carey’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Curtis Carey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Curtis Carey’s recommendation to purchase a Variable Annuity was not in his best interest as this purchase was funded by a fixed life insurance policy loan, however the costs associated with the policy loan have outweighed any gains in the Variable Annuity policy. The customer alleged that Curtis Carey misrepresented the terms and conditions of the variable annuity he purchased. With regard to a purchase of a variable annuity, the customer alleged that Curtis Carey set up his 72T and told him that he was able to take some of his funds out per year and that there were no hidden fees for these services. The policy owner alleges that the RR set up the 72T incorrectly which caused his account to have several penalties. With regard to the purchase of variable annuity policy, the customer alleged that Curtis Carey never told him about the fees that were going to be charged on the investments, never told him that his account could go up or down, and that the company would charge if he were to quit the plan. Curtis Carey Red Flags & Your Rights As An Investor Of course, Curtis Carey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Carey at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Curtis Carey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Eagle Strategies Due To Curtis Carey If you have questions about NYLIFE Securities and/or Curtis Carey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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