Mar 8, 2022

John Chanda of MML Investors Services

DID JOHN GEORGE CHANDA CAUSE YOU INVESTMENT LOSSES? John Chanda Of MML Investors Services And Formerly With ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is John Chanda of MML Investors Services? John Chanda (CRD #4231236) who is currently registered with MML Investors Services and located in West Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, John Chanda was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Chanda Customer Complaint John Chanda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that she was contacted about changing her insurance coverage. The complainant states she told the representatives she did not wish to change her policy, but that her policy was cancelled. John Chanda’s customer complaint was denied and, to date, the customer has not taken any further action. John Chanda Red Flags & Your Rights As An Investor Of course, John Chanda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chanda at MML Investors Services and ProEquities on alert to review carefully the activity and performance of their accounts and question whether John Chanda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To John Chanda If you have questions about MML Investors Services, ProEquities, and/or John Chanda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Cavallaro of LPL Financial

DID CHRISTOPHER CARL CAVALLARO CAUSE YOU INVESTMENT LOSSES? Christopher Cavallaro Of LPL Financial, Integrated Wealth Concepts And Formerly With Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Cavallaro of LPL Financial? Christopher Cavallaro (CRD #2125009) who is currently registered with LPL Financial, Integrated Wealth Concepts and located in Waltham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integrated LPL Financial, Wealth Concepts, Christopher Cavallaro was associated with Lincoln Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Cavallaro Customer Complaint Christopher Cavallaro has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the former Lincoln Financial Advisors broker, Christopher Cavallaro recommended an unsuitable investment in Future Income Payments, LLC (FIP) which stopped making payments under the agreement with the customer. The customer complaint filed against Christopher Cavallaro’s former employer Lincoln Financial Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Cavallaro Red Flags & Your Rights As An Investor Of course, Christopher Cavallaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cavallaro at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Christopher Cavallaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Christopher Cavallaro If you have questions about LPL Financial, Integrated Wealth Concepts, Lincoln Financial Advisors, and/or Christopher Cavallaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alberto Cavazos of LPL Financial

DID ALBERTO CAVAZOS CAUSE YOU INVESTMENT LOSSES? Alberto Cavazos Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Cavazos of LPL Financial? Alberto Cavazos (CRD #2124838) who is currently registered with LPL Financial and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Alberto Cavazos Customer Complaint Alberto Cavazos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unauthorized trading in account. Alberto Cavazos’ customer complaint was denied and, to date, the customer has not taken any further action. Alberto Cavazos Red Flags & Your Rights As An Investor Of course, Alberto Cavazos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Cavazos at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alberto Cavazos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Alberto Cavazos If you have questions about LPL Financial and/or Alberto Cavazos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lamont Chandler of Madison Avenue Securities

DID LAMONT ADRIAN CHANDLER CAUSE YOU INVESTMENT LOSSES? Lamont Chandler Of Madison Avenue Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Lamont Chandler of Madison Avenue Securities? Lamont Chandler (CRD #2794744) who is currently registered with Madison Avenue Securities and located in Prairie Village, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Lamont Chandler Customer Complaints Lamont Chandler has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Lamont Chandler’s 4 customer complaints was settled in favor of investors. Two of Lamont Chandler’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Madison Avenue Advisors for investment losses caused by Lamont Chandler’s alleged misconduct. Allegations Against Lamont Chandler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged Lamont Chandler’s failure to conduct Due Diligence on several points, unsuitable recommendation, overconcentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments. Client alleged Lamont Chandler’s breach of fiduciary duty and misrepresentation and violation of Missouri Uniform Securities Act as it pertain to the recommendation and sale of specific annuities and alternative investments. Client alleged Lamont Chandler’s issues recommendation, advice and performance pertaining to alternative investments purchased. Client alleged Lamont Chandler’s misrepresentation, misleading information, and poor communication after the sale of Icon Leasing Fund 12. Lamont Chandler Red Flags & Your Rights As An Investor Of course, Lamont Chandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lamont Chandler at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Lamont Chandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Lamont Chandler If you have questions about Madison Avenue Securities and/or Lamont Chandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carl Ceder of Merrill Lynch Pierce Fenner & Smith

DID CARL VERNON CEDER CAUSE YOU INVESTMENT LOSSES? Carl Ceder Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Carl Ceder of Merrill Lynch Pierce Fenner & Smith? Carl Ceder (CRD #1473660) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Century City, California is a subject of one of our many securities industry sales practice abuse investigations. Carl Ceder Customer Complaints Carl Ceder has been the subject of 3 customer complaints that we know about. Two of Carl Ceder’s 3 customer complaints were settled in favor of investors. One of Carl Ceder’s customers complaints was denied and, today, the customer has not taken any further action. Allegations Against Carl Ceder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Carl Ceder’s misrepresentation and unsuitable investment recommendations. The customer allegesd unauthorized trading by Carl Ceder. The customer alleged Carl Ceder’s unauthorized trading, omissions of material facts and unsuitable investment recommendations. Carl Ceder Red Flags & Your Rights As An Investor Of course, Carl Ceder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carl Ceder at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Carl Ceder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Carl Ceder If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Carl Ceder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rubbe Cesar of PFS Investments

DID RUBBE CESAR CAUSE YOU INVESTMENT LOSSES? Rubbe Cesar Of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Rubbe Cesar of PFS Investments? Rubbe Cesar (CRD #2305550) who is currently registered with PFS Investments and located in Union, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Rubbe Cesar Customer Complaint Rubbe Cesar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Rubbe Cesar did not explain the product features or fees.  The customer complaint was denied by his employer, and, to date, the customer has not taken any further action. Rubbe Cesar Red Flags & Your Rights As An Investor Of course, Rubbe Cesar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rubbe Cesar at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Rubbe Cesar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Rubbe Cesar If you have questions about PFS Investments and/or Rubbe Cesar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Chang of TD Ameritrade

DID DANIEL CHANG CAUSE YOU INVESTMENT LOSSES? Daniel Chang Of TD Ameritrade And TD Ameritrade Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Chang of TD Ameritrade? Daniel Chang (CRD #2119957) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Daniel Chang Customer Complaint Daniel Chang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claim alleges unsuitable recommendation in Aequitas. Daniel Chang’s customer complaint was settled in favor of the investors. Daniel Chang Red Flags & Your Rights As An Investor Of course, Daniel Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Chang at TD Ameritrade and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Daniel Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and TD Ameritrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Daniel Chang If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Daniel Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Henry Chang of Morgan Stanley

DID HENRY CHIA-HOW CHANG CAUSE YOU INVESTMENT LOSSES? Henry Chang Of Morgan Stanley And Formerly With Citigroup Global Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is Henry Chang of Morgan Stanley? Henry Chang (CRD #4049732) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Henry Chang was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Chang Customer Complaints Henry Chang has been the subject of 4 customer complaints that we know about. One of Henry Chang’s 4 customer complaints was settled in favor of investors. One of Henry Chang’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently two pending customer complaints filed against MSSB for investment losses caused by Henry Chang’s alleged misconduct. Allegations Against Henry Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege Henry Chang’s unauthorized trading. Complaint about auction rate securities that alleged misrepresentation allegedly by Henry Chang. Damages unspecified. Plaintiffs alleged in 2 separate lawsuits selling away with respect to outside investments. Henry Chang Red Flags & Your Rights As An Investor Of course, Henry Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Chang at Morgan Stanley and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Henry Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Henry Chang If you have questions about Morgan Stanley, Citigroup Global Markets, and/or Henry Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bain Chadsey formerly with Wells Fargo Clearing Services

DID BAIN ANTRIM CHADSEY CAUSE YOU INVESTMENT LOSSES? Bain Chadsey Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bain Chadsey formerly with Wells Fargo Clearing Services? Bain Chadsey (CRD #2329502) who was formerly registered with Wells Fargo Clearing Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Bain Chadsey Customer Complaints Bain Chadsey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Bain Chadsey’s customer complaints were settled in favor of investors. Allegations Against Bain Chadsey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bain Chadsey transacted numerous trades in the account with no appreciable benefit to the client but generated commissions. Client alleged the investments in her account were not suitable given her financial situation, age, etc., and that the broker churned the account to generate commissions. Lastly, client alleged the broker misrepresented the investments and did not explain the possible risks involved. Bain Chadsey Red Flags & Your Rights As An Investor Of course, Bain Chadsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bain Chadsey at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Bain Chadsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Bain Chadsey If you have questions about Wells Fargo Clearing Services and/or Bain Chadsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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