Mar 8, 2022

Stephen Von Clausburg of Wells Fargo Clearing Services

DID STEPHEN MICHAEL VON CLAUSBURG CAUSE YOU INVESTMENT LOSSES? Stephen Von Clausburg Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Von Clausburg of Wells Fargo Clearing Services? Stephen Von Clausburg (CRD #2777428) who is currently registered with Wells Fargo Clearing Services and located in Hilton Head Island, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Stephen Von Clausburg Customer Complaint Stephen Von Clausburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her 529 contribution was not invested per her standing instructions. Stephen Von Clausburg’s customer complaint was settled in favor of the investors. Stephen Von Clausburg Red Flags & Your Rights As An Investor Of course, Stephen Von Clausburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Von Clausburg at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Von Clausburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Stephen Von Clausburg If you have questions about Wells Fargo Clearing Services and/or Stephen Von Clausburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Margareta Childs Formerly With Western International Securities

DID MARGARETA THERESIA CHILDS CAUSE YOU INVESTMENT LOSSES? Margareta Childs Formerly With Western International Securities And Financial West Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Margareta Childs formerly with Western International Securities? Margareta Childs (CRD #1495891) who was formerly registered with Western International Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Margareta Childs was associated with Financial West Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Margareta Childs has had her own regulatory problems.  In June 2019, FINRA made a request for information that she failed to respond to, and was subsequently permanently barred from association with any FINRA member, in any capacity for violation of FINRA Rule 8210 requiring associate member cooperation in all investigations. Margareta Childs Customer Complaints Margareta Childs has been the subject of 2 customer complaints that we know about.  One of Margareta Childs’ customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Financial West Group and Western International Securities for investment losses caused by Margareta Childs’ alleged misconduct. Allegations Against Margareta Childs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Margareta Childs’ alleged Breach of Loan Agreements; Estoppel; Money Lent; Fraud; and Constructive Trust. Customer claimed Margareta Childs engaged in churning and made unsuitable securities recommendations. Margareta Childs Red Flags & Your Rights As An Investor Of course, Margareta Childs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margareta Childs at Western International Securities and Financial West Group on alert to review carefully the activity and performance of their accounts and question whether Margareta Childs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities and Financial West Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities Due To Margareta Childs If you have questions about Western International Securities, Financial West Group, and/or Margareta Childs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Cleckner of Edward Jones

DID JEFFREY CLECKNER CAUSE YOU INVESTMENT LOSSES? Jeffrey Cleckner Of Edward Jones And Formerly With Northwestern Mutual Investment Services And Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Cleckner of Edward Jones? Jeffrey Cleckner (CRD #2500377) who is currently registered with Edward Jones and located in Greenfield, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Jeffrey Cleckner was associated with Northwestern Mutual Investment Services, Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Cleckner Customer Complaints Jeffrey Cleckner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cleckner’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Jeffrey Cleckner’s alleged misconduct. Allegations Against Jeffrey Cleckner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that too much of her funds designated for options trading were put into one issue. She claims that this was outside of the parameters discussed allegedly with Jeffrey Cleckner. The firm received a FINRA notification of a customer complaint alleging Jeffrey Cleckner made four unauthorized withdrawals from her rollover IRA by forging her signature on one form and submitting three other forms that did not include her signature. Jeffrey Cleckner Red Flags & Your Rights As An Investor Of course, Jeffrey Cleckner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cleckner at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cleckner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeffrey Cleckner If you have questions about Edward Jones, Northwestern Mutual Investment Services, Waddell & Reed, and/or Jeffrey Cleckner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Chipper of MML Investors Services

DID JEFFREY STEVEN CHIPPER CAUSE YOU INVESTMENT LOSSES? Jeffrey Chipper Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Chipper of MML Investors Services? Jeffrey Chipper (CRD #2073933) who is currently registered with MML Investors Services and located in Cranbury, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Chipper Customer Complaint Jeffrey Chipper has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that there was a high level of activity and commission generation in his account. The complainant states the constant trading was initiated by Jeffery Chipper and he is looking to have the commissions paid refunded. Jeffrey Chipper’s customer complaint was settled in favor of the investors. Jeffrey Chipper Red Flags & Your Rights As An Investor Of course, Jeffrey Chipper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Chipper at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Chipper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Chipper If you have questions about MML Investors Services and/or Jeffrey Chipper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Cobb of Wells Fargo Clearing Services

DID MARY KRISTINE COBB CAUSE YOU INVESTMENT LOSSES? Mary Cobb Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mary Cobb of Wells Fargo Clearing Services? Mary Cobb (CRD #3180627) who is currently registered with Wells Fargo Clearing Services and located in Sugar Land, Texas is a subject of one of our many securities industry sales practice abuse investigations. Mary Cobb Customer Complaint Mary Cobb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her Mary Cobb made an unsuitable recommendation and related misrepresentations. Mary Cobb’s customer complaint was settled in favor of the investors. Mary Cobb Red Flags & Your Rights As An Investor Of course, Mary Cobb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Cobb at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mary Cobb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Mary Cobb If you have questions about Wells Fargo Clearing Services and/or Mary Cobb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Doron Kochavi of Western International Securities

DID DORON KOCHAVI CAUSE YOU INVESTMENT LOSSES? Doron Kochavi Of Western International Securities, Inc. And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Doron Kochavi of Western International Securities, Inc.? Doron Kochavi (CRD #1011155) who is currently registered with Western International Securities, Inc. and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., Doron Kochavi was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Doron Kochavi Customer Complaints Doron Kochavi has been the subject of 6 customer complaints that we know about. Two of Doron Kochavi’s 6 customer complaints resulted in arbitration awards in favor of the investors. One of Doron Kochavi’s 6 customer complaints was settled in favor of investors. One of Doron Kochavi’s 6 customers’ complaints was denied and the customers did not take any further action. There are currently two pending customer complaints filed against Western International Securities, Inc. for investment losses caused by Doron Kochavi’s alleged misconduct. Allegations Against Doron Kochavi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Doron Kochavi’s alleged Breach of Fiduciary Duty. The claimant made allegations that Doron Kochavi breached his fiduciary duty, failed to disclose material information regarding the investments and recommended the purchase of unsuitable securities. Customer claimed that Doron Kochavi engaged in unauthorized trading and churning, made unsuitable investment recommendations and misrepresentations. The customer alleged that Doron Kochavi made unsuitable investments in several accounts. Doron Kochavi Red Flags & Your Rights As An Investor Of course, Doron Kochavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Doron Kochavi at Western International Securities, Inc. and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Doron Kochavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Doron Kochavi If you have questions about Western International Securities, Inc., UBS Financial Services, and/or Doron Kochavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Barbara Koppelkiernan of MML Investors Services

DID BARBARA KOPPELKIERNAN CAUSE YOU INVESTMENT LOSSES? Barbara Koppelkiernan of MML Investors Services, LLC And Formerly With MetLife Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barbara Koppelkiernan of MML Investors Services, LLC? Barbara Koppelkiernan (CRD #1358170) who is currently registered with MML Investors Services, LLC and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Barbara Koppelkiernan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barbara Koppelkiernan Customer Complaints Barbara Koppelkiernan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbara Koppelkiernan’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Barbara Koppelkiernan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Barbara Koppelkiernan accepted and performed transactions utilizing documents that contained signature discrepancies. The transactions involved a non-variable life insurance policy. The complainant alleges that the variable life insurance policy that Barbara Koppelkiernan sold to him wasn’t suitable. Barbara Koppelkiernan Red Flags & Your Rights As An Investor Of course, Barbara Koppelkiernan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Koppelkiernan at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Barbara Koppelkiernan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Barbara Koppelkiernan If you have questions about MML Investors Services, LLC, MSI Financial Services, and/or Barbara Koppelkiernan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Kramer of Pruco Securities

DID STEVEN KRAMER CAUSE YOU INVESTMENT LOSSES? Steven Kramer of Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Kramer of Pruco Securities, LLC? Steven Kramer (CRD #274903) who is currently registered with Pruco Securities, LLC and located in Deer Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Steven Kramer Customer Complaints Steven Kramer has been the subject of 3 customer complaints that we know about. Three of Steven Kramer’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Steven Kramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Steven Kramer did not fully disclose all the facts regarding suitability of the investment for him. Regarding the purchase of a life insurance policy, the client alleged Steven Kramer did not fully disclose all the facts regarding the premium increase. Regarding the purchase of a variable universal life insurance policy, the client alleged misrepresentation concerning the investment objectives by Steven Kramer. Steven Kramer Red Flags & Your Rights As An Investor Of course, Steven Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kramer at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Steven Kramer If you have questions about Pruco Securities, LLC and/or Steven Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Kratish of Morgan Stanley

DID DANIEL KRATISH CAUSE YOU INVESTMENT LOSSES? Daniel Kratish Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kratish formerly with Morgan Stanley? Daniel Kratish (CRD #812659) who was formerly registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kratish Customer Complaint Daniel Kratish has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions regarding sale of Home Depot shares. Daniel Kratish’s customer complaint was denied and the customers did not take any further action. Daniel Kratish Red Flags & Your Rights As An Investor Of course, Daniel Kratish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kratish at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Kratish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Kratish If you have questions about Morgan Stanley and/or Daniel Kratish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kurtz of H. Beck

DID THOMAS KURTZ CAUSE YOU INVESTMENT LOSSES? Thomas Kurtz Formerly With H. Beck, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Thomas Kurtz formerly with H. Beck, Inc.? Thomas Kurtz (CRD #1341275) who was formerly registered with H. Beck, Inc. and located in Grand Blanc, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kurtz Customer Complaint Thomas Kurtz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client’s portfolio was over-concentrated in unsuitable investments that were inconsistent with client’s investment objectives and risk tolerance. Thomas Kurtz’s customer complaint was settled in favor of investors. Thomas Kurtz Red Flags & Your Rights As An Investor Of course, Thomas Kurtz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kurtz at H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kurtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck, Inc. Due To Thomas Kurtz If you have questions about H. Beck, Inc. and/or Thomas Kurtz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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