Mar 8, 2022

Joseph Cucinotta of Woodbury Financial Services

DID JOSEPH MICHAEL CUCINOTTA CAUSE YOU INVESTMENT LOSSES? Joseph Cucinotta Of Woodbury Financial Services And Formerly With Questar Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Cucinotta of Woodbury Financial Services? Joseph Cucinotta (CRD #4321614) who is currently registered with Woodbury Financial Services and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Joseph Cucinotta was associated with Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Cucinotta Customer Complaint Joseph Cucinotta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges variable annuity purchase was misrepresented. Joseph Cucinotta’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Cucinotta Red Flags & Your Rights As An Investor Of course, Joseph Cucinotta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cucinotta at Woodbury Financial Services and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Cucinotta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Joseph Cucinotta If you have questions about Woodbury Financial Services, Questar Capital Corporation, and/or Joseph Cucinotta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Cueter of Comerica Securities

DID CHRISTOPHER JAMES CUETER CAUSE YOU INVESTMENT LOSSES? Christopher Cueter Of Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Cueter of Comerica Securities? Christopher Cueter (CRD #1571102) who is currently registered with Comerica Securities and located in Grosse Pointe Woods, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Christopher Cueter Customer Complaint Christopher Cueter has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleges that she overpaid for her mutual fund investments by purchasing and holding Class C shares, from various purchase dates, versus lower cost share alternatives. Christopher Cueter’s customer complaint was settled in favor of the investors. Christopher Cueter Red Flags & Your Rights As An Investor Of course, Christopher Cueter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cueter at Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Christopher Cueter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Comerica Securities Due To Christopher Cueter If you have questions about Comerica Securities and/or Christopher Cueter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Culp of Capital Investment Group

DID JOHN MARSHALL CULP CAUSE YOU INVESTMENT LOSSES? John Culp Of Capital Investment Group, Capital Investment Advisory Services And Formerly With Triad Advisors, Advisory Services Network Has A Customer Complaint For Alleged Broker Misconduct Who is John Culp of Capital Investment Group? John Culp (CRD #2636902) who is currently registered with Capital Investment Group, Capital Investment Advisory Services and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group and Capital Investment Advisory Services, John Culp was associated with Triad Advisors, Advisory Services Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Culp Customer Complaint John Culp has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers purchased $50,000 of GPB Automotive Portfolio, LP. John Culp’s customer complaint was settled in favor of the investors. John Culp Red Flags & Your Rights As An Investor Of course, John Culp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Culp at Capital Investment Group, Capital Investment Advisory Services, Triad Advisors and Advisory Services Network on alert to review carefully the activity and performance of their accounts and question whether John Culp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Capital Investment Advisory Services, Triad Advisors and Advisory Services Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital Investment Group Due To John Culp If you have questions about Capital Investment Group, Capital Investment Advisory Services, Triad Advisors, Advisory Services Network, and/or John Culp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregg Cummings of Morgan Stanley

DID GREGG MATTHEW CUMMINGS CAUSE YOU INVESTMENT LOSSES? Gregg Cummings Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gregg Cummings of Morgan Stanley? Gregg Cummings (CRD #4093046) who is currently registered with Morgan Stanley and located in St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Gregg Cummings Customer Complaint Gregg Cummings has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged, inter alia, misrepresentation with respect to liquidity asset line. Gregg Cummings’ customer complaint was denied and, to date, the customer has not taken any further action. Gregg Cummings Red Flags & Your Rights As An Investor Of course, Gregg Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Cummings at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gregg Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gregg Cummings If you have questions about Morgan Stanley and/or Gregg Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Cummings of LPL Financial

DID JONATHAN DAVID CUMMINGS CAUSE YOU INVESTMENT LOSSES? Jonathan Cummings Of LPL Financial And Formerly With Securities America, Securities America Advisors And Investacorp Advisory Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Cummings of LPL Financial? Jonathan Cummings (CRD #2715296) who is currently registered with LPL Financial and located in Hurst, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jonathan Cummings was associated with Securities America, Securities America Advisors, Investacorp Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Cummings Customer Complaints Jonathan Cummings has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jonathan Cummings’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Investacorp for investment losses caused by Jonathan Cummings’ alleged misconduct. Allegations Against Jonathan Cummings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants now allege that Jonathan Cummings’ investments were unsuitable. Sold Lincoln Life Annuity allegedly by Jonathan Cummings. Client complained and E&O insurance provider settled. Jonathan Cummings Red Flags & Your Rights As An Investor Of course, Jonathan Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Cummings at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Jonathan Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jonathan Cummings If you have questions about LPL Financial, Securities America, Securities America Advisors, Investacorp Advisory Services, and/or Jonathan Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Ellman of Shearson Financial Services

DID DOUGLAS KEITH ELLMAN CAUSE YOU INVESTMENT LOSSES? Douglas Ellman Of Shearson Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Douglas Ellman of Shearson Financial Services? Douglas Ellman (CRD #1673088) who is currently registered with Shearson Financial Services and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Douglas Ellman was also the subject of the FINRA investigation for allegedly Ms. Martin customer order tickets as unsolicited when in fact the trades were solicited.  The matter was settled by consent to a three-month suspension and $5, 000 fine. Douglas Ellman Customer Complaints Douglas Ellman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Douglas Ellman’s 3 customer complaints was settled in favor of investors. Two of Douglas Ellman’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Douglas Ellman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers’ heirs mistakenly thought the account lost over 300k thousand. Clients’ heirs claim, unauthorized trades and overall mismanagement of the account allegedly by Douglas Ellman. Investment Losses allegedly made by Douglas Ellman. Douglas Ellman’s alleged investment losses. Douglas Ellman Red Flags & Your Rights As An Investor Of course, Douglas Ellman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Ellman at Shearson Financial Services on alert to review carefully the activity and performance of their accounts and question whether Douglas Ellman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Shearson Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Shearson Financial Services Due To Douglas Ellman If you have questions about Shearson Financial Services and/or Douglas Ellman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Ellowitch of Lincoln Financial Advisors

DID DAVID MARK ELLOWITCH CAUSE YOU INVESTMENT LOSSES? David Ellowitch Of Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is David Ellowitch of Lincoln Financial Advisors? David Ellowitch (CRD #3102817) who is currently registered with Lincoln Financial Advisors and located in Allentown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. David Ellowitch Customer Complaint David Ellowitch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were David Ellowitch improperly, and repeatedly, recommended they wait to reenter the market after going to cash during the Presidential election. David Ellowitch’s customer complaint was settled in favor of the investors. David Ellowitch Red Flags & Your Rights As An Investor Of course, David Ellowitch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ellowitch at Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether David Ellowitch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To David Ellowitch If you have questions about Lincoln Financial Advisors and/or David Ellowitch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steve Cummings Formerly With Berthel, Fisher & Company Financial Services

DID STEVE JEFFREY CUMMINGS CAUSE YOU INVESTMENT LOSSES? Steve Cummings Formerly With Berthel, Fisher & Company Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steve Cummings formerly with Berthel, Fisher & Company Financial Services? Steve Cummings (CRD #2274017) who was formerly registered with Berthel, Fisher & Company Financial Services and located in Fort Deposit, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Steve Cummings was also the subject of an investigation by the State of Alabama Securities Commission for the alleged offer and sale of unregistered securities in that state.  The matter was settled and Steve Cummings paid a fine. Steve Cummings Customer Complaints Steve Cummings has been the subject of 3 customer complaints that we know about. One of Steve Cummings’ 3 customer complaints was settled in favor of investors. One of Steve Cummings’ customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Berthel, Fisher & Company Financial Services for investment losses caused by Steve Cummings’ alleged misconduct. Allegations Against Steve Cummings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged the investment he purchased was unsuitable and misrepresented to him by Steve Cummings. The client also alleges the firm failed to supervise the actions of the representative. Another set of clients alleged in a separate proceeding that the investments they purchased were unsuitable and misrepresented by Steve Cummings. They also allege that the firm failed to supervise the actions of the representative. The clients allege the REIT they purchased was misrepresented to them. They allege Steve Cummings guaranteed the safety of their original investment and told them they would never lose the money they invested. Steve Cummings Red Flags & Your Rights As An Investor Of course, Steve Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Cummings at Berthel, Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steve Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services Due To Steve Cummings If you have questions about Berthel, Fisher & Company Financial Services and/or Steve Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Endicott of Edward Jones

DID RONALD LEE ENDICOTT CAUSE YOU INVESTMENT LOSSES? Ronald Endicott Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Endicott of Edward Jones? Ronald Endicott (CRD #3195717) who is currently registered with Edward Jones and located in Waverly, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Ronald Endicott Customer Complaint Ronald Endicott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Ronald Endicott recommended the purchase of annuity products with a guaranteed rate of return. The registered representative allegedly informed the claimants that due to mandatory distributions that guaranteed return would not occur. Claimants initiated the subject FINRA arbitration and alleged that the firm and its registered representative breached their fiduciary responsibilities and handled the accounts in a fraudulent manner. The customer complaint filed against Ronald Endicott’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Ronald Endicott Red Flags & Your Rights As An Investor Of course, Ronald Endicott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Endicott at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Ronald Endicott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Ronald Endicott If you have questions about Edward Jones and/or Ronald Endicott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wendy Cundari of CUNA Brokerage Services

DID WENDY MARIE CUNDARI CAUSE YOU INVESTMENT LOSSES? Wendy Cundari Of CUNA Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wendy Cundari of CUNA Brokerage Services? Wendy Cundari (CRD #2118351) who is currently registered with CUNA Brokerage Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Wendy Cundari Customer Complaints Wendy Cundari has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Wendy Cundari’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Wendy Cundari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was not aware of the annual fees associated with the variable annuity she purchased. Client stated she was being charged 3.65% annually for the annuity allegedly made by Wendy Cundari. Unsuitable investments were allegedly purchased by Wendy Cundari for this client. Wendy Cundari Red Flags & Your Rights As An Investor Of course, Wendy Cundari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Cundari at CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Wendy Cundari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services Due To Wendy Cundari If you have questions about CUNA Brokerage Services and/or Wendy Cundari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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