Mar 8, 2022

Imtiaz Khan of Joseph Stone Capital

DID IMTIAZ A. KHAN CAUSE YOU INVESTMENT LOSSES? Imtiaz Khan Of Joseph Stone Capital And Formerly With Windsor Street Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Imtiaz Khan of Joseph Stone Capital? Imtiaz Khan (CRD #4084250) who is currently registered with Joseph Stone Capitaland located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Imtiaz Khan was associated with Windsor Street Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  He was also the subject of a FINRA investigation and was sanctioned for acting in a principal capacity without being properly registered.  The sanction was a 35 day suspension and $20,000 fine. Imtiaz Khan Customer Complaint Imtiaz Khan has also been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the following actions: unsuitability and overconcentration, commission abuse, failure to supervise & control person liability, breach of fiduciary duty, negligence, fraudulent misrepresentation, breach of contract, respondent superior. Imtiaz Khan’s customer complaint was settled in favor of the investors. Imtiaz Khan Red Flags & Your Rights As An Investor Of course, Imtiaz Khan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Imtiaz Khan at Joseph Stone Capital and Windsor Street Capital on alert to review carefully the activity and performance of their accounts and question whether Imtiaz Khan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Windsor Street Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Imtiaz Khan If you have questions about Joseph Stone Capital, Windsor Street Capital, and/or Imtiaz Khan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ramsey Khattab of Lincoln Financial Advisors

DID RAMSEY A. KHATTAB CAUSE YOU INVESTMENT LOSSES? Ramsey Khattab Of Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Ramsey Khattab of Lincoln Financial Advisors? Ramsey Khattab (CRD #4075114) who is currently registered with Lincoln Financial Advisors and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Ramsey Khattab Customer Complaint Ramsey Khattab has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy purchased was misrepresented. Ramsey Khattab’s customer complaint was denied and, to date, the customer has not taken any further action. Ramsey Khattab Red Flags & Your Rights As An Investor Of course, Ramsey Khattab did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramsey Khattab at Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Ramsey Khattab has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To Ramsey Khattab If you have questions about Lincoln Financial Advisors and/or Ramsey Khattab and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeramie Grosenbacher of Edward Jones

DID JERAMIE ALLEN GROSENBACHER CAUSE YOU INVESTMENT LOSSES? Jeramie Grosenbacher Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jeramie Grosenbacher of Edward Jones? Jeramie Grosenbacher (CRD #3174505) who is currently registered with Edward Jones and located in Aurora, Missouri is a subject of one of our many securities industry sales practice abuse investigations Jeramie Grosenbacher Customer Complaint Jeramie Grosenbacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he was invested in an asset allocation that was not suitable. Jeramie Grosenbacher’s customer complaint was denied and, to date, the customer has not taken any further action. Jeramie Grosenbacher Red Flags & Your Rights As An Investor Of course, Jeramie Grosenbacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeramie Grosenbacher at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeramie Grosenbacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeramie Grosenbacher If you have questions about Edward Jones and/or Jeramie Grosenbacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Grostick of Centaurus Financial

DID ROBERT CHARLES GROSTICK II CAUSE YOU INVESTMENT LOSSES? Robert Grostick Of Centaurus Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Grostick of Centaurus Financial? Robert Grostick (CRD #3188156) who is currently registered with Centaurus Financial and located in Cadillac, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Robert Grostick Customer Complaint Robert Grostick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor recommended unsuitable investments and several other allegations associated therewith.  Robert Grostick’s customer complaint was denied and, to date, the customer has not taken any further action. Robert Grostick Red Flags & Your Rights As An Investor Of course, Robert Grostick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Grostick at Centaurus Financial on alert to review carefully the activity and performance of their accounts and question whether Robert Grostick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial Due To Robert Grostick If you have questions about Centaurus Financial and/or Robert Grostick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Guemmer of Money Concepts Capital

DID GREGORY WADE GUEMMER CAUSE YOU INVESTMENT LOSSES? Gregory Guemmer Of Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Guemmer of Money Concepts Capital? Gregory Guemmer (CRD #1937105) who is currently registered with Money Concepts Capitaland located in Blue Springs, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Gregory Guemmer Customer Complaint Gregory Guemmer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not explain that they were investing in a variable annuity. They alleged they never received a prospectus and copies of the account documents. Further, the clients alleged Jackson National never sent them the contract to review during the 20 day free look period. They requested their monies be returned to them without incurring surrender fees. Gregory Guemmer’s customer complaint was denied and, to date, the customer has not taken any further action. Gregory Guemmer Red Flags & Your Rights As An Investor Of course, Gregory Guemmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Guemmer at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Gregory Guemmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gregory Guemmer If you have questions about Money Concepts Capital and/or Gregory Guemmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Craig Guinta of Ameriprise Financial Services

DID CRAIG ANTHONY GUINTA CAUSE YOU INVESTMENT LOSSES? Craig Guinta Of Ameriprise Financial Services And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Guinta of Ameriprise Financial Services? Craig Guinta (CRD #4303202) who is currently registered with Ameriprise Financial Services and located in Bedford, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Craig Guinta was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Craig Guinta Customer Complaint Craig Guinta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, misrepresentation and unsuitable investment recommendations by Craig Guinta.  The customer complaint was settled in favor of the investors. Craig Guinta Red Flags & Your Rights As An Investor Of course, Craig Guinta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Guinta at Ameriprise Financial Services and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Craig Guinta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Craig Guinta If you have questions about Ameriprise Financial Services, Waddell & Reed, and/or Craig Guinta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Hackett of Lincoln Financial Advisors

DID MICHAEL L. HACKETT CAUSE YOU INVESTMENT LOSSES? Michael Hackett Of Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Hackett of Lincoln Financial Advisors? Michael Hackett (CRD #1665468) who is currently registered with Lincoln Financial Advisors and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Michael Hackett Customer Complaint Michael Hackett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Michael Hackett recommended investments that were not suitable for the client’s needs. Michael Hackett’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Hackett Red Flags & Your Rights As An Investor Of course, Michael Hackett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hackett at Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Hackett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To Michael Hackett If you have questions about Lincoln Financial Advisors and/or Michael Hackett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Hager of Securities America

DID JAMES LESTER HAGER JR CAUSE YOU INVESTMENT LOSSES? James Hager Of Securities America, Securities America Advisors And Formerly With Woodbury Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Hager of Securities America? James Hager (CRD #2892679) who is currently registered with Securities America, Securities America Advisors and located in Cary, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America and Securities America Advisors, James Hager was associated with Woodbury Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hager Customer Complaints James Hager has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of James Hager’s 2 customer complaints was settled in favor of investors.  One of James Hager’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Hager A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Hager’s alleged breach of fiduciary duty, breach of contract, negligence, negligent supervision with regard to the sale of REITs. Client alleged James Hager misrepresented the features and benefits of an Allianz annuity purchased. James Hager Red Flags & Your Rights As An Investor Of course, James Hager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hager at Securities America, Securities America Advisors and Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Hager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors and Woodbury Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To James Hager If you have questions about Securities America, Securities America Advisors, Woodbury Financial Services, and/or James Hager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Amanda Hale of BBVA Securities

DID AMANDA ASHLEY HALE CAUSE YOU INVESTMENT LOSSES? Amanda Hale Of BBVA Securities And BBVA Wealth Solutions Has 2 Customer Complaints For Alleged Broker Misconduct Who is Amanda Hale of BBVA Securities? Amanda Hale (CRD #4072033) who is currently registered with BBVA Securities, BBVA Wealth Solutions and located in Port Neches, Texas is a subject of one of our many securities industry sales practice abuse investigations. Amanda Hale Customer Complaints Amanda Hale has been the subject of 2 customer complaints that we know about. Both of Amanda Hale’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Amanda Hale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client purchased a Hartford annuity. Client alleged that Amanda Hale assured her that it was as safe as a certificate of deposit and that the principal was safe. Customer purchased a variable annuity contract in a 1035 exchange transaction allegedly by Amanda Hale. In a letter sent to the issuing insurance company the customer claimed the contract was not suitable due to his age. Amanda Hale Red Flags & Your Rights As An Investor Of course, Amanda Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Hale at BBVA Securities and BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Amanda Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BBVA Securities and BBVA Wealth Solutions also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BBVA Securities Due To Amanda Hale If you have questions about BBVA Securities, BBVA Wealth Solutions, and/or Amanda Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Hall formerly with MerCap Securities

DID JAMES EDWIN HALL CAUSE YOU INVESTMENT LOSSES? James Hall Formerly With MerCap Securities And Coastal Equities Has A Customer Complaint For Alleged Broker Misconduct Who is James Hall formerly with MerCap Securities? James Hall (CRD #1753467) who was formerly registered with MerCap Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to MerCap Securities, James Hall was associated with Coastal Equities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hall Customer Complaint James Hall has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Mr. Hall who was also a registered representative of MerCap Securities, LLC, recommended through his Registered Investment Advisory Firm, Affinity Wealth Management, LLC, the sale which the claimants, who are not customers of MerCap Securities, LLC, claimed is unsuitable. The customer complaint filed against James Hall’s former employer MerCap Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. James Hall Red Flags & Your Rights As An Investor Of course, James Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hall at MerCap Securities and Coastal Equities on alert to review carefully the activity and performance of their accounts and question whether James Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MerCap Securities and Coastal Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MerCap Securities Due To James Hall If you have questions about MerCap Securities, Coastal Equities, and/or James Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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