Mar 8, 2022

Corey Engelhard of Morgan Stanley

DID COREY JON ENGELHARD CAUSE YOU INVESTMENT LOSSES? Corey Engelhard Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Corey Engelhard of Morgan Stanley? Corey Engelhard (CRD #2788550) who is currently registered with Morgan Stanley and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Corey Engelhard Customer Complaints Corey Engelhard has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Corey Engelhard’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Corey Engelhard’s alleged misconduct. Allegations Against Corey Engelhard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that during an unspecified time frame, Corey Engelhard misrepresented the products, of which, were contrary to their risk tolerance, as well as over-concentration. Clients wrote that they were allegedly advised by Corey Engelhard to place their funds in ARS and now are unable to redeem their money. Client alleged that the risks of auction rate securities were not explained to him allegedly by Corey Engelhard. Client alleged that he was told that ARS were as safe as a money market fund, and that they would take a couple more days to liquidate than a money market fund.   Corey Engelhard Red Flags & Your Rights As An Investor Of course, Corey Engelhard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Engelhard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Corey Engelhard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Corey Engelhard If you have questions about Morgan Stanley and/or Corey Engelhard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonah Engler formerly with Global Arena Capital

DID JONAH ENGLER CAUSE YOU INVESTMENT LOSSES? Jonah Engler Formerly With Global Arena Capital Has 16 Customer Complaints For Alleged Broker Misconduct Who is Jonah Engler formerly with Global Arena Capital? Jonah Engler (CRD #4216259) who was formerly registered with Global Arena Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jonah Engler has also been the subject of United States Securities and Exchange Commission, FINRA, and State of Alaska investigations.  He has been permanently barred from the securities industry. Jonah Engler Customer Complaints Jonah Engler has been the subject of 16 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Global Arena Capital for Jonah Engler’s alleged misconduct causing investors losses. Ten of Jonah Engler’s 16 customer complaints were settled in favor of investors. Four of Jonah Engler’s customers complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Dawson James, HFP Capital and Global Arena Capital for investment losses caused by Jonah Engler’s alleged misconduct. Allegations Against Jonah Engler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonah Engler’s alleged breach of contract, common law fraud, unsuitability, negligence. Customer alleged that in consideration of him transferring his accounts to Dawson James that he had an agreement allegedly with Jonah Engler that no commissions would be charged for the first 6 months following the transfers. Customer alleged that this agreement was not upheld. Customer claimed that Jonah Engler while employed by First Republic Group LLC intentionally mismanaged account over a period of two years causing significant losses. Customer claimed unsuitable trading, excessive costs fees and charges, mutual fund switching, churning and excessive commissions allegedly made by Jonah Engler. Customer complained about the nature and performance of a recommendation made by the representative. Jonah Engler allegedly recommended selling a position in PWE and using the proceeds to purchase FRE. Customer is unhappy that the new position has declined in value since the representative advised the customer that he believed that investment would work out favorably. Engler was named in a customer complaint that asserted the following causes of action: suitability; unauthorized trading; negligence; misrepresentation; elder abuse; failure to supervise; and disgorgement (quantum merit) allegedly made by Jonah Engler. Excess commissions allegedly committed by Jonah Engler. Customer alleged Jonah Engler’s unauthorized trading, unauthorized use of margin, over-concentration of an account, breach of fiduciary duties and negligence. Jonah Engler’s alleged negligence and gross negligence, breach of contract, breach of fiduciary duty. Negligence, unsuitable investments, misrepresentation allegedly by Jonah Engler. Customer claimed he was promised (by another broker who is no longer with the firm), and never received, a $5000 commission credit. Suitability, breach of fiduciary duty, unauthorized trading, fraud and churning allegedly by Jonah Engler. Jonah Engler’s alleged unauthorized trading, unsuitable transactions. Unauthorized trading allegedly by Jonah Engler Jonah Engler’s alleged unauthorized transaction. Unsuitable recommendations, margin trading without proper disclosure, soliciting and executing trades in a state where Jonah Engler was alleged to not be registered, material misrepresentations. Jonah Engler Red Flags & Your Rights As An Investor Of course, Jonah Engler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonah Engler at Global Arena Capital on alert to review carefully the activity and performance of their accounts and question whether Jonah Engler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Global Arena Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Global Arena Capital Due To Jonah Engler If you have questions about Global Arena Capital and/or Jonah Engler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jimmy Enriquez formerly with Raymond James & Associates

DID JIMMY ARZABAL ENRIQUEZ CAUSE YOU INVESTMENT LOSSES? Jimmy Enriquez Formerly With Raymond James & Associates And Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Enriquez formerly with Raymond James & Associates? Jimmy Enriquez (CRD #1799319) who was formerly registered with Raymond James & Associates and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Jimmy Enriquez was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jimmy Enriquez Customer Complaints Jimmy Enriquez has been the subject of 3 customer complaints that we know about. One of Jimmy Enriquez’s 3 customer complaints was settled in favor of investors. Two of Jimmy Enriquez’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jimmy Enriquez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claimed that Jimmy Enriquez misrepresented the investments made and reinvested a CD that matured without the client’s authorization. The client stated her initial investment was made and mutual funds were purchased. The client claimed a CD in the amount of $25,000 matured and he used the funds to purchase additional mutual funds. The client claimed she noticed the purchase and asked Jimmy Enriquez what the investment was comprised of. The client claimed she was given vague information. The client claimed the Jimmy Enriquez recommended she borrow against her account to purchase a car. The client claimed she was told the loan would be paid in three years with the dividends received but claims associated fees for borrowing against her account were not disclosed. The client claimed the balance on the loan had increased because Jimmy Enriquez had not arranged for payments to be made from her account. Plaintiff alleged promissory estoppel, fraud, and breach of contract by Jimmy Enriquez. Plaintiff claims she and the defendant had a personal relationship. She alleged, at the defendant’s request, she opened and made purchases on her Kohl’s and Best Buy charge cards and that defendant agreed to, but never paid her back for the purchases. She further alleged that the defendant opened an American Express card in her name and listed himself as an authorized user. Plaintiff also alleged unauthorized purchases in her Edward Jones account. The client alleged Jimmy Enriquez deposited a $6,000.00 check she wrote to Edward Jones into his personal account. Jimmy Enriquez Red Flags & Your Rights As An Investor Of course, Jimmy Enriquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Enriquez at Raymond James & Associates and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jimmy Enriquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Jimmy Enriquez If you have questions about Raymond James & Associates, Edward Jones, and/or Jimmy Enriquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Curran of Edward Jones

DID PAUL JOSEPH CURRAN CAUSE YOU INVESTMENT LOSSES? Paul Curran Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Paul Curran of Edward Jones? Paul Curran (CRD #1721486) who is currently registered with Edward Jones and located in Salem, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Paul Curran Customer Complaints Paul Curran has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Paul Curran’s customers’ complaints was denied and, today, the customer has not taken any further action. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Paul Curran’s alleged misconduct. Allegations Against Paul Curran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Plaintiff filed a claim against her daughter-in-law, son, and Edward Jones. Plaintiff alleges that Edward Jones mailed a check to her son and daughter-in-law’s residence at the direction of her son or daughter-in-law. Plaintiff alleges that she did not authorize the check nor intend this money to be paid to her son or daughter-in-law. Plaintiff alleges that Paul Curran of Edward Jones mailed the check without her knowledge and consent breaching its contractual, regulatory and fiduciary duty. The client alleged that Paul Curran misrepresented these annuities by advising the client that her funds would be safe, and that she could earn 20% on these investments. The client also questioned the suitability of the investments made within the annuities for a person 72 years old. In addition, she claimed that she did not sign or return the delivery forms. Paul Curran Red Flags & Your Rights As An Investor Of course, Paul Curran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Curran at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Paul Curran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Paul Curran If you have questions about Edward Jones and/or Paul Curran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Clay Erickson formerly with Hornor, Townsend & Kent

DID CLAY GAVIN ERICKSON CAUSE YOU INVESTMENT LOSSES? Clay Erickson Formerly With Hornor, Townsend & Kent Has 6 Customer Complaints For Alleged Broker Misconduct Who is Clay Erickson formerly with Hornor, Townsend & Kent? Clay Erickson (CRD #1583644) who was formerly registered with Hornor, Townsend & Kent and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Clay Erickson has also been the subject of a FINRA investigation concerning his alleged unauthorized transactions in 57 customer variable annuity sub- accounts.  This matter was settled in 2019 by consent to a nine-month suspension in all capacities and $7,500 fine.  This was the second FINRA suspension in Clay Erickson’s career. Clay Erickson Customer Complaints Clay Erickson has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Clay Erickson’s 6 customer complaints were settled in favor of investors. Two of Clay Erickson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Clay Erickson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that his subaccounts in his variable where placed in the money market subaccount without his knowledge by Clay Erickson. Client alleged that the variable annuity he purchased was misrepresented by Clay Erickson and he further alleged that since the policy was never delivered he is requesting the contract be cancelled. Client alleged she was advised by Clay Erickson to transfer her investments to purchase a life insurance policy to avoid a large tax penalty. The client now believes this was not suitable. Complaint alleged that Clay Erickson omitted to inform her of surrender penalties associated with a variable annuity contract. Complaint contains an allegation of Clay Erickson’s misrepresentation with regard to the amount of income a combination of a fixed index annuity and mutual funds would generate. The client also alleged that the investments were not suitable since they failed to generate the income that the client needed. The plan administrator alleged on behalf of the participants in the plan that Clay Erickson did not provide options relating to subaccount choices and alleges the funds remained in the money market account. Clay Erickson Red Flags & Your Rights As An Investor Of course, Clay Erickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clay Erickson at Hornor, Townsend & Kent on alert to review carefully the activity and performance of their accounts and question whether Clay Erickson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Clay Erickson If you have questions about Hornor, Townsend & Kent and/or Clay Erickson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Erpelding of Northwestern Mutual Investment Services

DID MICHAEL MERLE ERPELDING CAUSE YOU INVESTMENT LOSSES? Michael Erpelding Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Erpelding of Northwestern Mutual Investment Services? Michael Erpelding (CRD #1709152) who is currently registered with Northwestern Mutual Investment Services and located in Edina, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Michael Erpelding Customer Complaint Michael Erpelding has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Michael Erpelding misrepresented the growth potential of a Northwestern Mutual Custom Variable Universal Life (CVUL) insurance policy and the policy did not perform as initially illustrated.  Michael Erpelding’s customer complaint was denied and, to date, the customer has not taken any further action Michael Erpelding Red Flags & Your Rights As An Investor Of course, Michael Erpelding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Erpelding at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Michael Erpelding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Michael Erpelding If you have questions about Northwestern Mutual Investment Services and/or Michael Erpelding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chikezie Esiobu of Ameriprise Financial Services

DID CHIKEZIE REGINALD ESIOBU CAUSE YOU INVESTMENT LOSSES? Chikezie Esiobu Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chikezie Esiobu of Ameriprise Financial Services? Chikezie Esiobu (CRD #2674859) who is currently registered with Ameriprise Financial Services and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Chikezie Esiobu Customer Complaint Chikezie Esiobu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Chikezie Esiobu recommended Plaintiff surrender her certificates in two parts to spread the income over 2 years and lessen the impact on her taxes. Plaintiff alleges she followed Chikezie Esiobu’s advice and incurred tax consequences resulting in her owing approximately $10k in additional taxes. The customer complaint filed against Chikezie Esiobu’s current employer Ameriprise Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Chikezie Esiobu Red Flags & Your Rights As An Investor Of course, Chikezie Esiobu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chikezie Esiobu at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Chikezie Esiobu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Chikezie Esiobu If you have questions about Ameriprise Financial Services and/or Chikezie Esiobu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Curtis of Dawson James Securities

DID THOMAS RUSSELL CURTIS CAUSE YOU INVESTMENT LOSSES? Thomas Curtis Of Dawson James Securities Has 7 Customer Complaints For Alleged Broker Misconduct Who is Thomas Curtis of Dawson James Securities? Thomas Curtis (CRD #1402285) who is currently registered with Dawson James Securities and located in Dayton, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Thomas Curtis Customer Complaints Thomas Curtis has been the subject of 7 customer complaints that we know about.  One of Thomas Curtis’ 7 customer complaints resulted in an arbitration award in favor of the investors. One of Thomas Curtis’ 7 customer complaints was settled in favor of investors. Five of Thomas Curtis’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Thomas Curtis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged failure to execute and misrepresentation. The client continues to reiterate and expand his allegation of misrepresentation by Thomas Curtis. Client alleged misrepresentation and unsuitable recommendation by Thomas Curtis. Misrepresentation relating to their purchase of unregistered securities as part of a private placement offering allegedly by Thomas Curtis. Unsuitable investment recommendations, misrepresentation allegedly made by Thomas Curtis. The customers sent an email requesting the return of $30,000 for unrealized losses in ABIO based on the allegation that Thomas Curtis made exaggerated claims relative to potential performance when the security was purchased. Thomas Curtis Red Flags & Your Rights As An Investor Of course, Thomas Curtis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Curtis at Dawson James Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Curtis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities Due To Thomas Curtis If you have questions about Dawson James Securities and/or Thomas Curtis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brent Espinoza of MWA Financial Services

DID BRENT ESPINOZA CAUSE YOU INVESTMENT LOSSES? Brent Espinoza Of MWA Financial Services And Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Espinoza of MWA Financial Services? Brent Espinoza (CRD #3267942) who is currently registered with MWA Financial Services and located in Highlands Ranch, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MWA Financial Services, Brent Espinoza was associated with TIAA-CREF Individual & Institutional Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Espinoza Customer Complaint Brent Espinoza has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brent Espinoza made an unsuitable recommendation related to an account that was opened. The clients further alleged that the representative indicated funds would be interest free upon withdrawal which they later learned was not accurate. The clients have requested that the account be closed. Brent Espinoza’s customer complaint was settled in favor of the investors. Brent Espinoza Red Flags & Your Rights As An Investor Of course, Brent Espinoza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Espinoza at MWA Financial Services and TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Brent Espinoza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services and TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Brent Espinoza If you have questions about MWA Financial Services, TIAA-CREF Individual & Institutional Services, and/or Brent Espinoza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keith Everett Formerly With Pruco Securities

DID KEITH MICHAEL EVERETT CAUSE YOU INVESTMENT LOSSES? Keith Everett Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Everett formerly with Pruco Securities? Keith Everett (CRD #2410005) who was formerly registered with Pruco Securities and located in South Windsor, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Keith Everett Customer Complaint Keith Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Keith Everett did not fully disclose all the facts regarding guarantees and risks. Keith Everett’s customer complaint was denied and, to date, the customer has not taken any further action. Keith Everett Red Flags & Your Rights As An Investor Of course, Keith Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Everett at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Keith Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Keith Everett If you have questions about Pruco Securities and/or Keith Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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