Mar 8, 2022

Robert Keyser of Dawson James Securities

DID ROBERT KEYSER CAUSE YOU INVESTMENT LOSSES? Robert Keyser Of Dawson James Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Keyser of Dawson James Securities, Inc.? Robert Keyser (CRD #1291503) who is currently registered with Dawson James Securities, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Keyser Customer Complaint Robert Keyser has been the subject of 2 customer complaints that we know about, one of which was filed in the last year to recover investment losses. One of Robert Keyser’s 2 customer complaints was settled in favor of investors. The customer complaint filed against Robert Keyser’s current employer Dawson James Securities, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against Robert Keyser A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Keyser’s alleged breach of fiduciary responsibility. Robert Keyser’s alleged failure to execute. Robert Keyser Red Flags & Your Rights As An Investor Of course, Robert Keyser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Keyser at Dawson James Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Keyser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc. Due To Robert Keyser If you have questions about Dawson James Securities, Inc. and/or Robert Keyser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Kidwell of LPL Financial

DID JAMES KIDWELL CAUSE YOU INVESTMENT LOSSES? James Kidwell Of LPL Financial LLC, Private Advisor Group Has One Customer Complaint For Alleged Broker Misconduct Who is James Kidwell of LPL Financial LLC? James Kidwell (CRD #1284843) who is currently registered with LPL Financial LLC, Private Advisor Group and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. James Kidwell Customer Complaint James Kidwell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that stock positions were sold contrary to instructions to liquidate only ETFs. James Kidwell’s customer complaint was settled in favor of investors. James Kidwell Red Flags & Your Rights As An Investor Of course, James Kidwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kidwell at LPL Financial LLC and Private Advisor Group on alert to review carefully the activity and performance of their accounts and question whether James Kidwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Private Advisor Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Kidwell If you have questions about LPL Financial LLC, Private Advisor Group, and/or James Kidwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kenyon of Triad Advisors

DID TIMOTHY KENYON CAUSE YOU INVESTMENT LOSSES? Timothy Kenyon Of Triad Advisors LLC And Formerly With GWN Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Timothy Kenyon of Triad Advisors LLC? Timothy Kenyon (CRD #1324495) who is currently registered with Triad Advisors LLC and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Timothy Kenyon was associated with GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Kenyon Customer Complaints Timothy Kenyon has been the subject of 3 customer complaints that we know about. One of Timothy Kenyon’s 3 customer complaints was settled in favor of investors. Two of Timothy Kenyon’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Timothy Kenyon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Timothy Kenyon made unauthorized trades within his account. The customers’ son, acting as the attorney for his father’s estate and for his mother, alleges an unsuitable investment strategy and complains of associated portfolio losses allegedly committed by Timothy Kenyon. Timothy Kenyon Red Flags & Your Rights As An Investor Of course, Timothy Kenyon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kenyon at Triad Advisors LLC and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kenyon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC and GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Timothy Kenyon If you have questions about Triad Advisors LLC, GWN Securities, and/or Timothy Kenyon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chip Kensinger of BCG Securities

DID CHIP KENSINGER CAUSE YOU INVESTMENT LOSSES? Chip Kensinger of BCG Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Chip Kensinger of BCG Securities, Inc.? Chip Kensinger (CRD #1097494) who is currently registered with BCG Securities, Inc. and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Chip Kensinger Customer Complaints Chip Kensinger has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of Chip Kensinger’s 3 customer complaints were settled in favor of investors. One of Chip Kensinger’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Chip Kensinger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges that Chip  Kensinger sold all of her Franklin funds rather than a portion as she had requested, and invested proceeds in UITs, which she claims were inappropriate, without her prior authorization. Customer alleges that his annuity sub-accounts did not perform as expected during market gains as the portfolio was not allocated properly allegedly by Chip Kensinger. Customers claim the features of a variable annuity allegedly purchased by Chip Kensinger were misrepresented. Chip Kensinger Red Flags & Your Rights As An Investor Of course, Chip Kensinger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Kensinger at BCG Securities, Inc. on alert to review carefully the activity and Chip performance of their accounts and question whether Chip Kensinger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BCG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BCG Securities, Inc. Due To Chip Kensinger If you have questions about BCG Securities, Inc. and/or Chip Kensinger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Shahryar Kashanchi of Equitable Advisors

DID SHAHRYAR KASHANCHI CAUSE YOU INVESTMENT LOSSES? Shahryar Kashanchi Of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Shahryar Kashanchi of Equitable Advisors, LLC? Shahryar Kashanchi (CRD #1351829) who is currently registered with Equitable Advisors, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Shahryar Kashanchi Customer Complaint Shahryar Kashanchi has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees for an insurance policy sold. Shahryar Kashanchi’s customer complaint was denied and the customers did not take any further action. Shahryar Kashanchi Red Flags & Your Rights As An Investor Of course, Shahryar Kashanchi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shahryar Kashanchi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shahryar Kashanchi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shahryar Kashanchi If you have questions about Equitable Advisors, LLC and/or Shahryar Kashanchi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Millis of NYLIFE Securities

DID TIMOTHY MILLIS CAUSE YOU INVESTMENT LOSSES? Timothy Millis Formerly With NYLIFE Securities LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Timothy Millis formerly with NYLIFE Securities LLC? Timothy Millis (CRD #706959) who was formerly registered with NYLIFE Securities LLC and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Timothy Mills has had his own regulatory problems with the FINRA. In November 2019, he was suspended for 3 months by FINRA in all capacities and ordered to pay disgorgement of $7,500 for allegedly switching a senior investor out of a variable annuity into and a share class mutual fund and switch and other investors in and out of mutual fund which were intended to be long-term investments. Timothy Millis Customer Complaint Timothy Millis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were upon reviewing the customer’s brokerage account activity, the firm noted that the customer incurred front-end sales charges when proceeds from a variable annuity withdrawal were subsequently transferred to the customer’s brokerage account. The firm also noted that the customer’s variable annuity withdrawal was subject to a surrender charge. The customer executed a settlement agreement that the firm provided to him after its review of the transactions.  Thus, Timothy Millis’ customer complaint was settled in favor of the investors. Timothy Millis Red Flags & Your Rights As An Investor Of course, Timothy Millis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Millis at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Millis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Timothy Millis If you have questions about NYLIFE Securities LLC and/or Timothy Millis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ralph Melfi of Allstate Financial Services

DID RALPH MELFI CAUSE YOU INVESTMENT LOSSES? Ralph Melfi Of Allstate Financial Services, LLC And Formerly With Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct Who is Ralph Melfi of Allstate Financial Services, LLC? Ralph Melfi (CRD #1003241) who is currently registered with Allstate Financial Services, LLC and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, LLC, Ralph Melfi was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ralph Melfi Customer Complaint Ralph Melfi has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not inform him that exchanging from his existing life insurance policy to a new variable policy would create a taxable event. Ralph Melfi’s customer complaint was settled in favor of investors. Ralph Melfi Red Flags & Your Rights As An Investor Of course, Ralph Melfi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Melfi at Allstate Financial Services, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ralph Melfi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Ralph Melfi If you have questions about Allstate Financial Services, LLC, Wells Fargo Clearing Services, and/or Ralph Melfi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Medford of Cambridge Investment Research

DID MICHAEL MEDFORD CAUSE YOU INVESTMENT LOSSES? Michael Medford Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Medford of Cambridge Investment Research, Inc.? Michael Medford (CRD #1180383) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Uniontown, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Michael Medford was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Medford Customer Complaints Michael Medford has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Medford’s customers’ complaints were denied and the customers, to date, have not taken any further action. Allegations Against Michael Medford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges Michael Medford recommended one variable annuity over another. Client alleges the second option would have cost less and produced more income than his current investment. Customer alleges Michael Medford deceived them during the sales process. Michael Medford Red Flags & Your Rights As An Investor Of course, Michael Medford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Medford at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Medford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Medford If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, FSC Securities, and/or Michael Medford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Meagher of LPL Financial

DID GARY MEAGHER CAUSE YOU INVESTMENT LOSSES? Gary Meagher Of LPL Financial LLC And Formerly With Cetera Advisor Networks Has One Customer Complaint For Alleged Broker Misconduct Who is Gary Meagher of LPL Financial LLC? Gary Meagher (CRD #1308083) who is currently registered with LPL Financial LLC and located in Renton, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gary Meagher was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Meagher Customer Complaint Gary Meagher has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to place trade in Interval Fund. Gary Meagher’s customer complaint was settled in favor of investors. Gary Meagher Red Flags & Your Rights As An Investor Of course, Gary Meagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Meagher at LPL Financial LLC and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Gary Meagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Meagher If you have questions about LPL Financial LLC, Cetera Advisor Networks, and/or Gary Meagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Majka of Allstate Financial Services

DID RICHARD MAJKA CAUSE YOU INVESTMENT LOSSES? Richard Majka of Allstate Financial Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Richard Majka of Allstate Financial Services, LLC? Richard Majka (CRD #1137921) who is currently registered with Allstate Financial Services, LLC and located in Farmingville, New York is a subject of one of our many securities industry sales practice abuse investigations. Richard Majka Customer Complaint Richard Majka has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges representative indicated the principal of the variable annuity contract would be secure. Customer requested balance of contract to be returned without penalty. Richard Majka’s customer complaint was denied and the customers did not take any further action. Richard Majka Red Flags & Your Rights As An Investor Of course, Richard Majka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Majka at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Majka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Richard Majka If you have questions about Allstate Financial Services, LLC and/or Richard Majka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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