Mar 8, 2022

Gary Meagher of LPL Financial

DID GARY MEAGHER CAUSE YOU INVESTMENT LOSSES? Gary Meagher Of LPL Financial LLC And Formerly With Cetera Advisor Networks Has One Customer Complaint For Alleged Broker Misconduct Who is Gary Meagher of LPL Financial LLC? Gary Meagher (CRD #1308083) who is currently registered with LPL Financial LLC and located in Renton, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gary Meagher was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Meagher Customer Complaint Gary Meagher has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to place trade in Interval Fund. Gary Meagher’s customer complaint was settled in favor of investors. Gary Meagher Red Flags & Your Rights As An Investor Of course, Gary Meagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Meagher at LPL Financial LLC and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Gary Meagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Meagher If you have questions about LPL Financial LLC, Cetera Advisor Networks, and/or Gary Meagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Majka of Allstate Financial Services

DID RICHARD MAJKA CAUSE YOU INVESTMENT LOSSES? Richard Majka of Allstate Financial Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Richard Majka of Allstate Financial Services, LLC? Richard Majka (CRD #1137921) who is currently registered with Allstate Financial Services, LLC and located in Farmingville, New York is a subject of one of our many securities industry sales practice abuse investigations. Richard Majka Customer Complaint Richard Majka has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges representative indicated the principal of the variable annuity contract would be secure. Customer requested balance of contract to be returned without penalty. Richard Majka’s customer complaint was denied and the customers did not take any further action. Richard Majka Red Flags & Your Rights As An Investor Of course, Richard Majka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Majka at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Majka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Richard Majka If you have questions about Allstate Financial Services, LLC and/or Richard Majka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Maher of American Portfolios Financial Services

DID STEVEN MAHER CAUSE YOU INVESTMENT LOSSES? Steven Maher Of American Portfolios Financial Services And Formerly With NEXT Financial Group Has One Customer Complaint For Alleged Broker Misconduct Who is Steven Maher of American Portfolios Financial Services, Inc.? Steven Maher (CRD #1011535) who is currently registered with American Portfolios Financial Services, Inc. and located in Oradell, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Steven Maher was associated with NEXT Financial Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Maher has had his own regulatory problems with FINRA. He was suspended by FINRA for 2 months last year and fined $10,000 for allegedly obtaining a customer’s signature on a partially completed variable annuity disclosure form and using a photocopy of the signature page to complete additional forms that are required to obtain as member firm’s approval of the transaction he was recommending to the customer. Steven Maher Customer Complaint Steven Maher has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, promissory estoppel, breach of covenant of good-faith and fair dealing, negligent misrepresentation, negligence, and breach of fiduciary duty connection with the purchase of a variable annuity. Steven Maher’s customer complaint was settled in favor of the investors. Steven Maher Red Flags & Your Rights As An Investor Of course, Steven Maher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Maher at American Portfolios Financial Services, Inc. and NEXT Financial Group on alert to review carefully the activity and performance of their accounts and question whether Steven Maher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and NEXT Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Steven Maher If you have questions about American Portfolios Financial Services, Inc., NEXT Financial Group, and/or Steven Maher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dennis Mcevoy of Northwestern Mutual Investment Services

DID DENNIS MCEVOY CAUSE YOU INVESTMENT LOSSES? Dennis McEvoy Formerly With Northwestern Mutual Investment Services Has One Customer Complaint For Alleged Broker Misconduct Who is Dennis McEvoy formerly with Northwestern Mutual Investment Services, LLC? Dennis McEvoy (CRD #1052680) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Dennis McEvoy Customer Complaint Dennis McEvoy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he did not sign an application for a non-variable life insurance policy. Dennis McEvoy’s customer complaint was denied and the customers did not take any further action. Dennis McEvoy Red Flags & Your Rights As An Investor Of course, Dennis McEvoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis McEvoy at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis McEvoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Dennis McEvoy If you have questions about Northwestern Mutual Investment Services, LLC and/or Dennis McEvoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Lowell of Crescent Securities Group

DID WILLIAM LOWELL CAUSE YOU INVESTMENT LOSSES? William Lowell Formerly With Crescent Securities Group, Inc. and Lowell & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Lowell formerly with Crescent Securities Group, Inc.? William Lowell (CRD #1158722) who was formerly registered with Crescent Securities Group, Inc. and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Crescent Securities Group, Inc., William Lowell was associated with Lowell & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Lowell had his share of regulatory problems with the Alabama securities commission and the NASD resulting and cease-and-desist and censure, respectively. William Lowell Customer Complaints William Lowell has been the subject of 2 customer complaints that we know about. One of William Lowell’s 2 customer complaints was settled in favor of investors.  There is currently one pending customer complaint filed against Lowell & Company for investment losses caused by William Lowell’s alleged misconduct. Allegations Against William Lowell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Letter received from attorney requested Firm response. Accounts were investment advisory in nature, the firm evaluated the merit of grievance and settled the claim for $375,000. Over concentration and unsuitability allegedly made by William Lowell. William Lowell Red Flags & Your Rights As An Investor Of course, William Lowell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Lowell at Crescent Securities Group, Inc. and Lowell & Company on alert to review carefully the activity and performance of their accounts and question whether William Lowell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crescent Securities Group, Inc. and Lowell & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crescent Securities Group, Inc. Due To William Lowell If you have questions about Crescent Securities Group, Inc. Lowell & Company, and/or William Lowell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY MARCUS CAUSE YOU INVESTMENT LOSSES? Jeffrey Marcus Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith Inc.? Jeffrey Marcus (CRD #1174115) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Marcus Customer Complaint Jeffrey Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customers, through their assignee, 1926 Realty Litigation, LLC, were that the financial advisor made misrepresentations, and caused them to pay a fee, relating to the procurement of an outside line of credit for their businesses. Jeffrey Marcus’ customer complaint was denied and the customers filed a state court action which was dismissed due to an arbitration agreement. The investor has not yet filed the arbitration proceeding.  Jeffrey Marcus Red Flags & Your Rights As An Investor Of course, Jeffrey Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Marcus at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Jeffrey Marcus If you have questions about Merrill Lynch Pierce Fenner & SmithInc. and/or Jeffrey Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Lynch of First Heartland Capital

DID KEVIN LYNCH CAUSE YOU INVESTMENT LOSSES? Kevin Lynch Of First Heartland Capital, Inc., First Heartland Consultants And Formerly With United Planners’ Financial Services Of America Has One Customer Complaint For Alleged Broker Misconduct Who is Kevin Lynch of First Heartland Capital, Inc.? Kevin Lynch (CRD #1238289) who is currently registered with First Heartland Capital, Inc., First Heartland Consultants and located in Hillsborough, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Heartland Capital, Inc., First Heartland Consultants, Kevin Lynch was associated with United Planners’ Financial Services Of America, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Lynch Customer Complaint Kevin Lynch has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges that Mr. Lynch recommended annuities that were unsuitable for her. The customer complaint filed against Kevin Lynch’s former employer BCG Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Kevin Lynch Red Flags & Your Rights As An Investor Of course, Kevin Lynch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Lynch at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America on alert to review carefully the activity and performance of their accounts and question whether Kevin Lynch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Heartland Capital, Inc., First Heartland Consultants and United Planners’ Financial Services Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Heartland Capital, Inc. Due To Kevin Lynch If you have questions about First Heartland Capital, Inc., First Heartland Consultants, United Planners’ Financial Services Of America, and/or Kevin Lynch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

George McCaffrey of NTB Financial

DID GEORGE MCCAFFREY CAUSE YOU INVESTMENT LOSSES? George McCaffrey Formerly With NTB Financial Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is George McCaffrey formerly with NTB Financial Corp.? George McCaffrey (CRD #847377) who was formerly registered with NTB Financial Corp. and located in Englewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. In the past, George McCaffrey was also the subject of investigations by FINRA and the Commodities Futures Trading Commission. In 2018, FINRA suspended him for 18 months and ordered disgorgement of $124,250 in commissions he received for allegedly participating in 22 undisclosed private securities transactions with 9 investors who purchased promissory notes of the greenhouse building and leasing company and preferred stock of 1 of the company’s affiliates. George McCaffrey Customer Complaints George McCaffrey has been the subject of 2 customer complaints that we know about. One of George McCaffrey’s 2 customer complaints was settled in favor of investors. The customer complaint filed against George Mccaffrey’s former employer NTB Financial Corp. for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against George McCaffrey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The complainant asserts George McCaffrey recommended lending money to the private company. George McCaffrey’s alleged misrepresentation and fraud and negligence in failing to give customer correct information on proposed merger of Luxor and Northern Gold. George McCaffrey Red Flags & Your Rights As An Investor Of course, George McCaffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George McCaffrey at NTB Financial Corp. on alert to review carefully the activity and performance of their accounts and question whether George McCaffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NTB Financial Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NTB Financial Corp. Due To George McCaffrey If you have questions about NTB Financial Corp. and/or George McCaffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Marcus of Voya Financial Advisors

DID JUSTIN MARCUS CAUSE YOU INVESTMENT LOSSES? Justin Marcus Of Voya Financial Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Justin Marcus of Voya Financial Advisors, Inc.? Justin Marcus (CRD #1160813) who is currently registered with Voya Financial Advisors, Inc. and located in Calabasas, California is a subject of one of our many securities industry sales practice abuse investigations. Justin Marcus Customer Complaint Justin Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were about a recommendation to change investment to a unit investment trust. Justin Marcus’ customer complaint was denied and the customers did not take any further action. Justin Marcus Red Flags & Your Rights As An Investor Of course, Justin Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Marcus at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Justin Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Justin Marcus If you have questions about Voya Financial Advisors, Inc. and/or Justin Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carolyn Lloyd-Turbett of Kestra Investment Services

DID CAROLYN LLOYD-TURBETT CAUSE YOU INVESTMENT LOSSES? Carolyn Lloyd-Turbett of Kestra Investment Services, LLC, Kestra Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is Carolyn Lloyd-Turbett of Kestra Investment Services, LLC? Carolyn Lloyd-Turbett (CRD #854161) who is currently registered with Kestra Investment Services, LLC, Kestra Advisory Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Carolyn Lloyd-Turbett Customer Complaint Carolyn Lloyd-Turbett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his registered representative purchased bonds in his account without authorization. Carolyn Lloyd-Turbett’s customer complaint was denied and the customer did not take any further action. Carolyn Lloyd-Turbett Red Flags & Your Rights As An Investor Of course, Carolyn Lloyd-Turbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Lloyd-Turbett at Kestra Investment Services, LLC and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Carolyn Lloyd-Turbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Carolyn Lloyd-Turbett If you have questions about Kestra Investment Services, LLC, Kestra Advisory Services, and/or Carolyn Lloyd-Turbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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