Mar 8, 2022

Ray Burns of UBS Financial Services

DID RAY LARRY BURNS CAUSE YOU INVESTMENT LOSSES? Ray Burns Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ray Burns of UBS Financial Services? Ray Burns (CRD #1571741) who is currently registered with UBS Financial Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Ray Burns Customer Complaints Ray Burns has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Ray Burns’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Ray Burns’ alleged misconduct. Allegations Against Ray Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged unsuitability of certain investments made by Ray Burns, and that such investments resulted in principal losses. Claimants alleged that Ray Burns misrepresented the risks of an options trading strategy run by an outside registered investment advisor and that the options trading strategy was unsuitable for them. Claimants further alleged they were not advised of underlying changes in the options strategy and the associated risks of those changes. Ray Burns Red Flags & Your Rights As An Investor Of course, Ray Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Burns at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ray Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Ray Burns If you have questions about UBS Financial Services and/or Ray Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Shawn Burns formerly with Salomon Whitney Financial

DID SHAWN EVAN BURNS CAUSE YOU INVESTMENT LOSSES? Shawn Burns Formerly With Salomon Whitney Financial Has 24 Customer Complaints For Alleged Broker Misconduct Who is Shawn Burns formerly with Salomon Whitney Financial? Shawn Burns (CRD #3138114) who was formerly registered with Salomon Whitney Financial and located in Farmingdale, New York is a subject of one of our many securities industry sales practice abuse investigations. Shawn Burns was also the subject of a FINRA investigation and failed to respond to its request for information.  As a result, he was permanently barred from any further association with any member firm in any capacity. Shawn Burns Customer Complaints Shawn Burns has been the subject of 24 customer complaints that we know about. Eighteen of Shawn Burns’ 24 customer complaints were settled in favor of investors. Four of Shawn Burns’ customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against Murphy & Durieu and Salomon Whitney Financial for investment losses caused by Shawn Burns’ alleged misconduct. Allegations Against Shawn Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shawn Burns’ alleged churning, negligence, unsuitability, unauthorized trading, breach of contract. Client alleged unauthorized trading by Shawn Burns. Customer alleged excessive, unsuitable and unauthorized trading in his accounts made by Shawn Burns. Excessive trading, suitability, negligence allegedly by Shawn Burns. Excessive trading, unsuitable investment strategy recommendations, negligence, breach of contract allegedly committed by Shawn Burns. Shawn Burns’ alleged failure to follow instructions resulting in loss of investment. Shawn Burns’ alleged failure to place a stop loss order on 10,000 shares of CIENA Corp. Shawn Burns’ alleged fraud, churning, misrepresentation, suitability and breach of fiduciary duty. Allegedly Shawn Burns was not authorized to buy 1500 WNR with check received; the check allegedly should have been placed in retirement account. Shawn Burns’ alleged Suitability, Breach of Fiduciary Duty, Breach of Contract. The customer claimed Shawn Burns allegedly used high pressure sales tactics to purchase securities and/or equities. The customer claimed that during his time with Salomon Whitney and Cape Securities, Shawn Burns allegedly practiced high-pressure sales with him, churned his account, and recommended unsuitable trades. Unauthorized trading allegedly by Shawn Burns. Unsuitability, Churning, execution of trades without customer approval, misstatements/or Omission of material facts allegedly by Shawn Burns. Shawn Burns’ alleged unsuitable investments, excessive trading. Shawn Burns’ alleged unauthorized use of margin. Shawn Burns’ alleged breach of fiduciary duty, negligence, breach of contract. Churning, unauthorized trading, breach of fiduciary duty, lack of supervision, common law fraud and negligence allegedly made by Shawn Burns. Shawn Burns’ alleged unsuitability, breach of fiduciary duty, negligence, breach of contract. Shawn Burns’ alleged unsuitability, omissions and misrepresentations, breach of fiduciary duty, unauthorized trading, and negligence. Shawn Burns Red Flags & Your Rights As An Investor Of course, Shawn Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Burns at Salomon Whitney Financial on alert to review carefully the activity and performance of their accounts and question whether Shawn Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Salomon Whitney Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Salomon Whitney Financial Due To Shawn Burns If you have questions about Salomon Whitney Financial and/or Shawn Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Burns Formerly With Broadridge Business Process Outsourcing

DID THOMAS BURNS CAUSE YOU INVESTMENT LOSSES? Thomas Burns Formerly With Broadridge Business Process Outsourcing Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Burns formerly with Broadridge Business Process Outsourcing? Thomas Burns (CRD #2819081) who was formerly registered with Broadridge Business Process Outsourcing and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Thomas Burns Customer Complaints Thomas Burns has been the subject of 2 customer complaints that we know about. Two of Thomas Burns’ 2 customer complaints were settled in favor of investors. Allegations Against Thomas Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged failure to supervise with respect to Thomas Burns’ management of account. The customer alleged misrepresentation by Thomas Burns. Thomas Burns Red Flags & Your Rights As An Investor Of course, Thomas Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Burns at Broadridge Business Process Outsourcing on alert to review carefully the activity and performance of their accounts and question whether Thomas Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Broadridge Business Process Outsourcing also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Broadridge Business Process Outsourcing Due To Thomas Burns If you have questions about Broadridge Business Process Outsourcing and/or Thomas Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Burton of Wells Fargo Advisors Financial Network

DID JEFFREY LAMAR BURTON CAUSE YOU INVESTMENT LOSSES? Jeffrey Burton Of Wells Fargo Advisors Financial Network, And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Burton of Wells Fargo Advisors Financial Network? Jeffrey Burton (CRD #2366552) who is currently registered with Wells Fargo Advisors Financial Network and located in Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Jeffrey Burton was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Burton Customer Complaints Jeffrey Burton has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Jeffrey Burton’s 6 customer complaints were settled in favor of investors. Allegations Against Jeffrey Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained about investments and transactions in GMNA bonds allegedly made by Jeffrey Burton, including that the investments were not appropriate, and generated excessive fees. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Claimant alleged that Jeffrey Burton failed to provide adequate supervision. Client complained that Jeffrey Burton allegedly did not place trades as instructed, resulting in lost opportunity to take advantage of the subsequent market downturn. Claimant alleged Jeffrey Burton’s failure to supervise. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Jeffrey Burton Red Flags & Your Rights As An Investor Of course, Jeffrey Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burton at Wells Fargo Advisors Financial Network and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeffrey Burton If you have questions about Wells Fargo Advisors Financial Network, UBS Financial Services, and/or Jeffrey Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Byrne of Stoever Glass & Company

DID JAMES THOMAS BYRNE CAUSE YOU INVESTMENT LOSSES? James Byrne Of Stoever Glass & Company And Formerly With Stifel Nicolaus & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Byrne of Stoever Glass & Company? James Byrne (CRD #1607451) who is currently registered with Stoever Glass & Company and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stoever Glass & Company, James Byrne was associated with Stifel Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Byrne Customer Complaints James Byrne has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of James Byrne’s 2 customer complaints were settled in favor of investors. Allegations Against James Byrne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she was sold energy bonds that were not aligned with her objectives allegedly by James Byrne. Claimants alleged James Byrne’s unsuitable investments, breach of fiduciary duty, and breach of contract. James Byrne Red Flags & Your Rights As An Investor Of course, James Byrne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Byrne at Stoever Glass & Company and Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether James Byrne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stoever Glass & Company and Stifel Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stoever Glass & Company Due To James Byrne If you have questions about Stoever Glass & Company, Stifel Nicolaus & Company, and/or James Byrne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Calabrese of Corinthian Partners

DID RICHARD (NMN) CALABRESE CAUSE YOU INVESTMENT LOSSES? Richard Calabrese Of Corinthian Partners Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Calabrese of Corinthian Partners? Richard Calabrese (CRD #1549013) who is currently registered with Corinthian Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Richard Calabrese was also is the subject of a FINRA investigation which resulted in a suspension in the capacity as a principal of a brokerage firm for 30 days and $10,000 fine.  The sanctions related to an investigation of his supervision of nontraditional exchange traded products to member firm customers.  The FINRA findings stated in Richard Calabrese, as Chief compliance officer, was jointly responsible with the CEO for directly supervising the firm’s representative who sold over $275 million of the exchange traded products. Richard Calabrese Customer Complaint Richard Calabrese has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to failure to supervise a private placement sold by former employee. Richard Calabrese’s customer complaint was settled in favor of the investors. Richard Calabrese Red Flags & Your Rights As An Investor Of course, Richard Calabrese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Calabrese at Corinthian Partners on alert to review carefully the activity and performance of their accounts and question whether Richard Calabrese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corinthian Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Corinthian Partners Due To Richard Calabrese If you have questions about Corinthian Partners and/or Richard Calabrese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Calamunci of Emerging Manager Advisors

DID ROBERT JOSEPH CALAMUNCI CAUSE YOU INVESTMENT LOSSES? Robert Calamunci Of Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities And Formerly With Creative Investor Services, Wynston Hill Capital, BedRok Securities, Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Calamunci of Emerging Manager Advisors? Robert Calamunci (CRD #1618899) who is currently registered with Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Robert Calamunci was associated with Creative Investor Services,  Wynston Hill Capital, BedRok Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Calamunci Customer Complaint Robert Calamunci has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, over concentration, unauthorized trading, fraud, and failure to supervise. The customer complaint filed against Robert Calamunci’s former employer Wynston Hill Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Robert Calamunci Red Flags & Your Rights As An Investor Of course, Robert Calamunci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Calamunci at Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Calamunci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerging Manager Advisors Due To Robert Calamunci If you have questions about Emerging Manager Advisors, Xnergy Financial, Sequoia Investments, Opes Bespoke Securities, Wilmington Capital Securities, Creative Investor Services, Wynston Hill Capital, BedRok Securities, and/or Robert Calamunci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Calandra of SagePoint Financial

DID CHRISTOPHER J. CALANDRA CAUSE YOU INVESTMENT LOSSES? Christopher Calandra Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Calandra of SagePoint Financial? Christopher Calandra (CRD #2253639) who is currently registered with SagePoint Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Calandra is also the subject of an investigation by the Florida Office of Financial Regulation for allegedly conducting an investment advisory business from offices in the State without the benefit of lawful registration and fined $15,000. Christopher Calandra Customer Complaints Christopher Calandra has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Calandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SagePoint Financial for investment losses caused by Christopher Calandra’s alleged misconduct. Allegations Against Christopher Calandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that Christopher Calandra invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe. Christopher Calandra’s alleged unsuitable investment recommendations. Christopher Calandra Red Flags & Your Rights As An Investor Of course, Christopher Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Calandra at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Christopher Calandra If you have questions about SagePoint Financial and/or Christopher Calandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Callero of Woodbury Financial Services

DID CHRISTOPHER MARC CALLERO CAUSE YOU INVESTMENT LOSSES? Christopher Callero Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Callero of Woodbury Financial Services? Christopher Callero (CRD #2221593) who is currently registered with Woodbury Financial Services and located in Niles, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Christopher Callero Customer Complaint Christopher Callero has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Callero’s alleged facilitation of an unauthorized withdrawal from the customer’s account by an unknown person. Christopher Callero’s customer complaint was settled in favor of the investors. Christopher Callero Red Flags & Your Rights As An Investor Of course, Christopher Callero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Callero at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Callero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Christopher Callero If you have questions about Woodbury Financial Services and/or Christopher Callero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Darwin Campbell of RBC Capital Markets

DID DARWIN CLAIR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Darwin Campbell Of RBC Capital Markets And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Darwin Campbell of RBC Capital Markets? Darwin Campbell (CRD #1663816) who is currently registered with RBC Capital Markets and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Darwin Campbell was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darwin Campbell Customer Complaint Darwin Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Darwin Campbell allegedly stated, the return on the investment in a Chinese Bitcoin Company would be 80% in a 3 month period. The customer complaint filed against Darwin Campbell’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Darwin Campbell Red Flags & Your Rights As An Investor Of course, Darwin Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darwin Campbell at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Darwin Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Darwin Campbell If you have questions about RBC Capital Markets, Merrill Lynch Pierce Fenner & Smith, and/or Darwin Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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