Mar 8, 2022

Michael Licari of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL LICARI CAUSE YOU INVESTMENT LOSSES? Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc.? Michael Licari (CRD #1106018) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Michael Licari Customer Complaints Michael Licari has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Licari’s 3 customer complaints was settled in favor of investors. Two of Michael Licari’s customers’ complaints were denied and the customers did not take any further action Allegations Against Michael Licari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Licari committed breach of fiduciary duty, fraud and other sales practice violations. Customer alleges that Michael Licari did not follow customer’s instructions. The customer alleges unauthorized trades were placed by Michael Licari without her consent, after a change in strategy was not communicated to her. Michael Licari Red Flags & Your Rights As An Investor Of course, Michael Licari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Licari at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Licari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Michael Licari If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Michael Licari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Libmann of Pruco Securities

DID MICHAEL LIBMANN CAUSE YOU INVESTMENT LOSSES? Michael Libmann Of Pruco Securities, LLC And Formerly With MML Investors Services and MSI Financial Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Libmann of Pruco Securities, LLC? Michael Libmann (CRD #1323896) who is currently registered with Pruco Securities, LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pruco Securities, LLC, Michael Libmann was associated with MML Investors Services, MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Libmann Customer Complaints Michael Libmann has been the subject of 4 customer complaints that we know about. Two of Michael Libmann’s 4 customer complaints were settled in favor of investors. Two of Michael Libmann’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Libmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Libmann misled her on the purchase of her variable life insurance policies. Client alleged that what Michael Libmann told him and what they sold him were two different life insurance policies. Customer alleged that Michael Libmann did not explain additional future premiums may be required when a variable life insurance policy was purchased. Customer alleged Michael Libmann did not fully disclose all the facts regarding suitability and also failed to disclose tax consequences. Michael Libmann Red Flags & Your Rights As An Investor Of course, Michael Libmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Libmann at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Libmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, MML Investors Services, and MSI Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Libmann If you have questions about Pruco Securities, LLC, MML Investors Services, MSI Financial Securities, and/or Michael Libmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Levitt of AXA Advisors

DID EDWARD LEVITT CAUSE YOU INVESTMENT LOSSES? Edward Levitt Formerly With AXA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Edward Levitt formerly with AXA Advisors, LLC? Edward Levitt (CRD #308164) who was formerly registered with AXA Advisors, LLC and located in Morristown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Edward Levitt Customer Complaints Edward Levitt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Edward Levitt’s 3 customer complaints was settled in favor of investors. Two of Edward Levitt’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Edward Levitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges misrepresentation by Edward Levitt in the sale of a life insurance policy that replaced a pre-existing policy. Client alleges misrepresentation by Edward Levitt in the sale of a variable life insurance policy. Client is requesting an investigation of this matter. Damages unspecified. Client alleges Edward Levitt’s sale of a variable annuity was not a suitable investment. Client is requesting to have the policy cancelled and the proceeds returned to her. Damages unspecified. Edward Levitt Red Flags & Your Rights As An Investor Of course, Edward Levitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Levitt at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Levitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Edward Levitt If you have questions about AXA Advisors, LLC and/or Edward Levitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David McNally of McNally Financial Services

DID DAVID MCNALLY CAUSE YOU INVESTMENT LOSSES? David McNally Of McNally Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is David McNally of McNally Financial Services Corp.? David McNally (CRD #839798) who is currently registered with McNally Financial Services Corp. and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. David McNally Customer Complaints David McNally has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of David McNally’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against McNally Financial Services Corp. for investment losses caused by David McNally’s alleged misconduct. Allegations Against David McNally A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged David McNally’s Breach of fiduciary duty, negligent supervision, violation of Corporation Code Section 25400 et seq, and Elder abuse under California Welfare and Institutional Code. Claimants alleged David McNally’s failure to disclose risk, unauthorized trading, recommendation of unsuitable investments, breach of fiduciary duty, churning, breach of contract, and elder abuse. David McNally’s alleged negligence, gross negligence, breach of contract, fraud, fraudulent misrepresentation, negligent misrepresentation, breach of fiduciary duty, aiding and abetting fraud, and aiding and abetting breach of fiduciary duty. David McNally Red Flags & Your Rights As An Investor Of course, David McNally did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McNally at McNally Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether David McNally has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At McNally Financial Services Corp. Due To David McNally If you have questions about McNally Financial Services Corp. and/or David McNally and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Meehan of LPL Financial

DID MICHAEL MEEHAN CAUSE YOU INVESTMENT LOSSES? Michael Meehan Of LPL Financial LLC And Formerly With Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities Has One Customer Complaint For Alleged Broker Misconduct Who is Michael Meehan of LPL Financial LLC? Michael Meehan (CRD #1335317) who is currently registered with LPL Financial LLC and located in Woburn, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Michael Meehan was associated with Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Meehan Customer Complaint Michael Meehan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that variable annuity purchased was misrepresented and unsuitable. Michael Meehan’s customer complaint was denied and the customers did not take any further action. Michael Meehan Red Flags & Your Rights As An Investor Of course, Michael Meehan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Meehan at LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Meehan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Meehan If you have questions about LPL Financial LLC, Lincoln Financial Advisors, MetLife Securities, Baystate Wealth Management, New England Securities, and/or Michael Meehan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Coronel of Wells Fargo Clearing Services

DID RICHARD JOSEPH CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services And Formerly With BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Coronel of Wells Fargo Clearing Services? Richard Coronel (CRD #2551668) who is currently registered with Wells Fargo Clearing Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Richard Coronel was associated with BBVA Securities, BBVA Wealth Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased two fixed annuity contracts. Customer’s daughter, who is attorney in fact for the customer, alleged that the contracts are unsuitable for her because of her age and liquidity needs. Richard Coronel’s customer complaint was denied and the customers did not take any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions, and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carlos Conde of A.G.P./Alliance Global Partners

DID CARLOS JOSE CONDE CAUSE YOU INVESTMENT LOSSES? Carlos Conde Of A.G.P./Alliance Global Partners And Formerly With Dalmore Group Has A Customer Complaint For Alleged Broker Misconduct Who is Carlos Conde of A.G.P./Alliance Global Partners? Carlos Conde (CRD #1755641) who is currently registered with A.G.P./Alliance Global Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to A.G.P./Alliance Global Partners, Carlos Conde was associated with Dalmore Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carlos Conde Customer Complaint Carlos Conde has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were FAT brands alleged misconduct, malfeasance and misrepresentation by Dalmore/Carlos Conde, resulting in decline in its stock price, inability to refinance prior debt and missed merger and acquisition opportunities. The customer complaint filed against Carlos Conde’s current employer Dalmore Group for investment losses caused by the alleged misconduct is pending as of the date of this report. Carlos Conde Red Flags & Your Rights As An Investor Of course, Carlos Conde did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Conde at A.G.P./Alliance Global Partners and Dalmore Group on alert to review carefully the activity and performance of their accounts and question whether Carlos Conde has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at A.G.P./Alliance Global Partners and Dalmore Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At A.G.P./Alliance Global Partners Due To Carlos Conde If you have questions about A.G.P./Alliance Global Partners, Dalmore Group, and/or Carlos Conde and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joanne Corsaro formerly with SagePoint Financial

DID JOANNE REME CORSARO CAUSE YOU INVESTMENT LOSSES? Joanne Corsaro Formerly With SagePoint Financial And Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joanne Corsaro formerly with SagePoint Financial? Joanne Corsaro (CRD #4267994) who was formerly registered with SagePoint Financial and located in Mountain Lakes, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Joanne Corsaro was associated with Allstate Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joanne Corsaro Customer Complaint Joanne Corsaro has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges that Joanne Corsaro may have forged his signature on an ownership change for his non-registered term life policy and submitted an application for term conversion without his authorization and without his knowledge or consent. Joanne Corsaro’s customer complaint was denied and, to date, the customer has not taken any further action. Joanne Corsaro Red Flags & Your Rights As An Investor Of course, Joanne Corsaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanne Corsaro at SagePoint Financial and Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joanne Corsaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Joanne Corsaro If you have questions about SagePoint Financial, Allstate Financial Services, and/or Joanne Corsaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Cox of Raymond James Financial Services

DID JEFFREY ALLEN COX CAUSE YOU INVESTMENT LOSSES? Jeffrey Cox Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Synovus Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Cox of Raymond James Financial Services? Jeffrey Cox (CRD #1999375) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Cox was associated with Synovus Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Cox Customer Complaints Jeffrey Cox has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cox’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Synovus Securities for investment losses caused by Jeffrey Cox’s alleged misconduct. Allegations Against Jeffrey Cox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed Jeffrey Cox allegedly recommended an unsuitable high-yield bond. Customer claimed the variable annuity allegedly recommended by Jeffrey Cox and that he purchased was unsuitable based upon his time horizon and the sub-accounts selected. Customer also claimed he was not made aware of certain fees associated with owning the variable annuity. Jeffrey Cox Red Flags & Your Rights As An Investor Of course, Jeffrey Cox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cox at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Synovus Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Cox If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Synovus Securities, and/or Jeffrey Cox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Anthony Coyne of LPL Financial

DID ANTHONY MICHAEL COYNE CAUSE YOU INVESTMENT LOSSES? Anthony Coyne Of LPL Financial And Householder Group Estate Retirement Specialists Has 3 Customer Complaints For Alleged Broker Misconduct Who is Anthony Coyne of LPL Financial? Anthony Coyne (CRD #2398240) who is currently registered with LPL Financial, Householder Group Estate Retirement Specialists and located in Camarillo, California is a subject of one of our many securities industry sales practice abuse investigations. Anthony Coyne Customer Complaints Anthony Coyne has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Anthony Coyne’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Coyne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Anthony Coyne misrepresented the risk associated with her investment. Client’s attorney alleged the investment recommended by Anthony Coyne was not suitable. The attorney also alleged the fees and penalties associated with the investment purchase were not disclosed. Customer alleged unsuitable recommendation by Anthony Coyne. Anthony Coyne Red Flags & Your Rights As An Investor Of course, Anthony Coyne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Coyne at LPL Financial and Householder Group Estate Retirement Specialists on alert to review carefully the activity and performance of their accounts and question whether Anthony Coyne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Householder Group Estate Retirement Specialists also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Anthony Coyne If you have questions about LPL Financial, Householder Group Estate Retirement Specialists, and/or Anthony Coyne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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