Mar 8, 2022

Eric Baron of Spartan Capital Securities

DID ERIC SCOTT BARON CAUSE YOU INVESTMENT LOSSES? Eric Baron Of Spartan Capital Securities And Formerly With Laidlaw Company (UK) Ltd. and SW Financial Has 4 Customer Complaints For Alleged Broker Misconduct Who is Eric Baron of Spartan Capital Securities? Eric Baron (CRD #2758724) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Eric Baron was associated with Laidlaw Company (UK) Ltd., SW Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Baron Customer Complaints Eric Baron has been the subject of 4 customer complaints that we know about.  All of Eric Baron’s 4 customer complaints were settled in favor of investors. Allegations Against Eric Baron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Baron allegedly engaged in churning and made unsuitable investment recommendations. Churning, negligence, unsuitability, unauthorized trading, breach of contract allegedly by Eric Baron. Claimant alleged excessive trading and unsuitable transactions, negligence, breach of contract and fiduciary duty by Eric Baron. Eric Baron Red Flags & Your Rights As An Investor Of course, Eric Baron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Baron at Spartan Capital Securities, Laidlaw Company (UK) Ltd., and SW Financial on alert to review carefully the activity and performance of their accounts and question whether Eric Baron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, Laidlaw Company (UK) Ltd., and SW Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Eric Baron If you have questions about Spartan Capital Securities, Laidlaw Company (UK) Ltd., SW Financial, and/or Eric Baron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Barradas of Kestra Investment Services

DID RYAN FRANCIS BARRADAS CAUSE YOU INVESTMENT LOSSES? Ryan Barradas Of Kestra Investment Services, Kestra Advisory Services And Formerly With M Holdings Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Barradas of Kestra Investment Services? Ryan Barradas (CRD #2979630) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services and Kestra Advisory Services, Ryan Barradas was associated with M Holdings Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ryan Barradas Customer Complaint Ryan Barradas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ryan Barradas breached his fiduciary duty by recommending repeated replacements of existing multi-million dollar life insurance policies. Claimant further accuses Ryan Barradas of making misrepresentations about the necessity of replacing the policies with new products that were inconsistent with the claimants stated goals. The customer complaint filed against Ryan Barradas’ former employer M Holdings Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Ryan Barradas Red Flags & Your Rights As An Investor Of course, Ryan Barradas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Barradas at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities on alert to review carefully the activity and performance of their accounts and question whether Ryan Barradas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Ryan Barradas If you have questions about Kestra Investment Services, Kestra Advisory Services, M Holdings Securities, and/or Ryan Barradas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nicolas Barrios Formerly With UBS Financial Services

DID NICOLAS JESUS BARRIOS CAUSE YOU INVESTMENT LOSSES? Nicolas Barrios Formerly With UBS Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Nicolas Barrios formerly with UBS Financial Services? Nicolas Barrios (CRD #2122824) who was formerly registered with UBS Financial Services and located in Winter Haven, Florida is a subject of one of our many securities industry sales practice abuse investigations. Nicolas Barrios was also the subject of a FINRA investigation into allegations that he mismanaged and committed fraud in customer’s account.  He allegedly failed to provide FINRA with the requested documents and information in connection with its investigation and was subsequently permanently barred from membership with any FINRA firm in any capacity. Nicolas Barrios Customer Complaints Nicolas Barrios has been the subject of 4 customer complaints that we know about. Three of Nicolas Barrios’ 4 customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Nicolas Barrios’ alleged misconduct. Allegations Against Nicolas Barrios A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Florida resident writes that he should have been placed in safer investment allegedly by Nicolas Barrios. The client’s beneficiaries allege Nicolas Barrios invested in risky stocks for her age. She further alleges the FA stated he took her money and traded it outside of UBS. She finally alleges the client did not authorize stock trades and thought her money was safe. Nicolas Barrios Red Flags & Your Rights As An Investor Of course, Nicolas Barrios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicolas Barrios at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Nicolas Barrios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Nicolas Barrios If you have questions about UBS Financial Services and/or Nicolas Barrios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Bennington Of Kestra Investment Services

DID GREGORY EUGENE BENNINGTON CAUSE YOU INVESTMENT LOSSES? Gregory Bennington Of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Bennington of Kestra Investment Services? Gregory Bennington (CRD #2663629) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Jeffersonville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Gregory Bennington Customer Complaint Gregory Bennington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions. Gregory Bennington’s customer complaint was settled in favor of the investors. Gregory Bennington Red Flags & Your Rights As An Investor Of course, Gregory Bennington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Bennington at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Bennington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Gregory Bennington If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Gregory Bennington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Bergamo Of UBS Financial Services

DID JOSEPH SAM BERGAMO CAUSE YOU INVESTMENT LOSSES? Joseph Bergamo Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Bergamo of UBS Financial Services? Joseph Bergamo (CRD #3050595) who is currently registered with UBS Financial Services and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Joseph Bergamo Customer Complaint Joseph Bergamo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joseph Bergamo failed to make her account conservative as requested and did not separate funds to meet tax liabilities as requested. The client further alleged her financial advisor assured her the account was conservative. Joseph Bergamo’s customer complaint was settled in favor of the investors. Joseph Bergamo Red Flags & Your Rights As An Investor Of course, Joseph Bergamo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Bergamo at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Bergamo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joseph Bergamo If you have questions about UBS Financial Services and/or Joseph Bergamo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Berlacher Of Emerging Growth Equities

DID GREGORY JOSEPH BERLACHER CAUSE YOU INVESTMENT LOSSES? Gregory Berlacher Of Emerging Growth Equities Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Berlacher of Emerging Growth Equities? Gregory Berlacher (CRD #1929689) who is currently registered with Emerging Growth Equities and located in Bryn Mawr, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Gregory Berlacher Customer Complaint Gregory Berlacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that EGE failed to conduct adequate due diligence before offering and selling securities in a series of private placements to the Individuals. The customer complaint filed against Gregory Berlacher’s current employer Emerging Growth Equities for investment losses caused by the alleged misconduct is pending as of the date of this report. Gregory Berlacher Red Flags & Your Rights As An Investor Of course, Gregory Berlacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Berlacher at Emerging Growth Equities on alert to review carefully the activity and performance of their accounts and question whether Gregory Berlacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerging Growth Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerging Growth Equities Due To Gregory Berlacher If you have questions about Emerging Growth Equities and/or Gregory Berlacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Martin Berman Of First Allied Securities

DID MARTIN S. BERMAN CAUSE YOU INVESTMENT LOSSES? Martin Berman Of First Allied Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Berman of First Allied Securities? Martin Berman (CRD #2406962) who is currently registered with First Allied Securities and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Martin Berman Customer Complaint Martin Berman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Martin Berman recommended complex investments that were unsuitable. Claimant generally alleges breach of various duties, negligence, and failure to supervise. The customer complaint filed against Martin Berman’s current employer First Allied Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Berman Red Flags & Your Rights As An Investor Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities Due To Martin Berman If you have questions about First Allied Securities and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Bernardi of Citizens Securities

DID PAUL WILLIAM BERNARDI CAUSE YOU INVESTMENT LOSSES? Paul Bernardi Of Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Paul Bernardi of Citizens Securities? Paul Bernardi (CRD #2020579) who is currently registered with Citizens Securities and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Paul Bernardi Customer Complaints Paul Bernardi has been the subject of 4 customer complaints that we know about. Two of Paul Bernardi’s 4 customer complaints were settled in favor of investors. Two of Paul Bernardi’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Bernardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that they were unaware of surrender penalties or surrender period on variable annuity and mutual fund purchased allegedly by Paul Bernardi. Client’s attorney alleged that Fixed Annuity investment recommended was not suitable allegedly made by Paul Bernardi. Clients alleged that they were misinformed by Paul Bernardi concerning mutual funds purchased. Clients attorney alleged that mutual funds purchased by Paul Bernardi were unsuitable investments. Paul Bernardi Red Flags & Your Rights As An Investor Of course, Paul Bernardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Bernardi at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Bernardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Paul Bernardi If you have questions about Citizens Securities and/or Paul Bernardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Bescher of BB&T Securities

DID DONALD WILLIAM BESCHER CAUSE YOU INVESTMENT LOSSES? Donald Bescher Of BB&T Securities And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Bescher of BB&T Securities? Donald Bescher (CRD #2472648) who is currently registered with BB&T Securities and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to BB&T Securities, Donald Bescher was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Bescher Customer Complaint Donald Bescher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Donald Bescher’s customer complaint was denied and, to date, the customers have not taken any further action. Donald Bescher Red Flags & Your Rights As An Investor Of course, Donald Bescher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Bescher at BB&T Securities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Donald Bescher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BB&T Securities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BB&T Securities Due To Donald Bescher If you have questions about BB&T Securities, Merrill Lynch Pierce Fenner & Smith, and/or Donald Bescher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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