Mar 8, 2022

Bennett Caskey of American Equity Investment

DID BENNETT LEE CASKEY CAUSE YOU INVESTMENT LOSSES? Bennett Caskey Of American Equity Investment Has A Customer Complaint For Alleged Broker Misconduct Who is Bennett Caskey of American Equity Investment? Bennett Caskey (CRD #2798677) who is currently registered with American Equity Investment and located in New Albany, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Bennett Caskey Customer Complaint Bennett Caskey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleges “after initially depositing $30,000.00 they were assured that the policy would be sufficient to carry it through.” Bennett Caskey’s customer complaint was denied and, to date, the customers have not taken any further action. Bennett Caskey Red Flags & Your Rights As An Investor Of course, Bennett Caskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bennett Caskey at American Equity Investment on alert to review carefully the activity and performance of their accounts and question whether Bennett Caskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Equity Investment also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Equity Investment Due To Bennett Caskey If you have questions about American Equity Investment and/or Bennett Caskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cassandra of Raymond James Financial Services

DID JOHN EDWARD CASSANDRA CAUSE YOU INVESTMENT LOSSES? John Cassandra Of Raymond James Financial Services, Raymond James Financial Services Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Cassandra of Raymond James Financial Services? John Cassandra (CRD #4270866) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Boynton Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. John Cassandra Customer Complaints John Cassandra has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cassandra’s 3 customer complaints were settled in favor of investors. One of John Cassandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against John Cassandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment made by John Cassandra. John Cassandra’s alleged violation of Florida Statutes Chapter 517; common law fraud; breach of fiduciary duty; negligence; breach of contract; fraud under Securities Exchange Act; and rescission under Section 29(b), Securities Exchange Act. Alleged that the contingent deferred sales charge was not disclosed prior to surrendering his John Hancock Variable Annuity allegedly committed by John Cassandra. John Cassandra Red Flags & Your Rights As An Investor Of course, John Cassandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cassandra at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether John Cassandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To John Cassandra If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or John Cassandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Cristiano Castellini of Merrill Lynch Pierce Fenner & Smith

DID CRISTIANO TEMPO CASTELLINI CAUSE YOU INVESTMENT LOSSES? Cristiano Castellini Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cristiano Castellini of Merrill Lynch Pierce Fenner & Smith? Cristiano Castellini (CRD #2954284) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Cristiano Castellini Customer Complaints Cristiano Castellini has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Cristiano Castellini’s 2 customer complaints was settled in favor of investors. One of Cristiano Castellini’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Cristiano Castellini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged unsuitability and overconcentration by Cristiano Castellini. The customer alleged Cristiano Castellini’s failure to follow instructions. Cristiano Castellini Red Flags & Your Rights As An Investor Of course, Cristiano Castellini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cristiano Castellini at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Cristiano Castellini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Cristiano Castellini If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Cristiano Castellini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kwai Chan of TD Ameritrade

DID KWAI YUN CHAN CAUSE YOU INVESTMENT LOSSES? Kwai Chan Of TD Ameritrade, TD Ameritrade Investment Management And Formerly With Scottrade and Scottrade Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Kwai Chan of TD Ameritrade? Kwai Chan (CRD #4077468) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Ameritrade and TD Ameritrade Investment Management, Kwai Chan was associated with Scottrade, Scottrade Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kwai Chan Customer Complaint Kwai Chan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges that the representative failed to appropriately determine her risk tolerance, failed to warn her of the risks of short selling, and recommended unsuitable transactions. Kwai Chan’s customer complaint was denied and, to date, the customer has not taken any further action. Kwai Chan Red Flags & Your Rights As An Investor Of course, Kwai Chan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kwai Chan at TD Ameritrade, TD Ameritrade Investment Management, Scottrade, and Scottrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Kwai Chan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, TD Ameritrade Investment Management, Scottrade, and Scottrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Kwai Chan If you have questions about TD Ameritrade, TD Ameritrade Investment Management, Scottrade, Scottrade Investment Management, and/or Kwai Chan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alan Caulkins of Thrivent Investment Management

DID ALAN IVES CAULKINS CAUSE YOU INVESTMENT LOSSES? Alan Caulkins Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Caulkins of Thrivent Investment Management? Alan Caulkins (CRD #1955686) who is currently registered with Thrivent Investment Management and located in Allison Park, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Alan Caulkins Customer Complaint Alan Caulkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Alan Caulkins did not gather enough information before recommending the universal life insurance contract issued and funding the universal life premiums from her variable annuity contract. Alan Caulkins’ customer complaint was denied and, to date, the customer has not taken any further action. Alan Caulkins Red Flags & Your Rights As An Investor Of course, Alan Caulkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Caulkins at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Alan Caulkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Alan Caulkins If you have questions about Thrivent Investment Management and/or Alan Caulkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nicholas Cava of PlanMember Securities

DID NICHOLAS CAVA CAUSE YOU INVESTMENT LOSSES? Nicholas Cava Of PlanMember Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Cava of PlanMember Securities? Nicholas Cava (CRD #1477541) who is currently registered with PlanMember Securities and located in Farmingville, New York is a subject of one of our many securities industry sales practice abuse investigations. Nicholas Cava Customer Complaint Nicholas Cava has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that negligent supervision enabled registered representative Nicholas Cava to act with negligence, make an unsuitable recommendation, and breach his fiduciary duty. Nicholas Cava’s customer complaint was settled in favor of the investors. Nicholas Cava Red Flags & Your Rights As An Investor Of course, Nicholas Cava did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Cava at PlanMember Securities on alert to review carefully the activity and performance of their accounts and question whether Nicholas Cava has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PlanMember Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PlanMember Securities Due To Nicholas Cava If you have questions about PlanMember Securities and/or Nicholas Cava and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Chanda of MML Investors Services

DID JOHN GEORGE CHANDA CAUSE YOU INVESTMENT LOSSES? John Chanda Of MML Investors Services And Formerly With ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is John Chanda of MML Investors Services? John Chanda (CRD #4231236) who is currently registered with MML Investors Services and located in West Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, John Chanda was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Chanda Customer Complaint John Chanda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that she was contacted about changing her insurance coverage. The complainant states she told the representatives she did not wish to change her policy, but that her policy was cancelled. John Chanda’s customer complaint was denied and, to date, the customer has not taken any further action. John Chanda Red Flags & Your Rights As An Investor Of course, John Chanda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chanda at MML Investors Services and ProEquities on alert to review carefully the activity and performance of their accounts and question whether John Chanda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To John Chanda If you have questions about MML Investors Services, ProEquities, and/or John Chanda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Cavallaro of LPL Financial

DID CHRISTOPHER CARL CAVALLARO CAUSE YOU INVESTMENT LOSSES? Christopher Cavallaro Of LPL Financial, Integrated Wealth Concepts And Formerly With Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Cavallaro of LPL Financial? Christopher Cavallaro (CRD #2125009) who is currently registered with LPL Financial, Integrated Wealth Concepts and located in Waltham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integrated LPL Financial, Wealth Concepts, Christopher Cavallaro was associated with Lincoln Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Cavallaro Customer Complaint Christopher Cavallaro has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the former Lincoln Financial Advisors broker, Christopher Cavallaro recommended an unsuitable investment in Future Income Payments, LLC (FIP) which stopped making payments under the agreement with the customer. The customer complaint filed against Christopher Cavallaro’s former employer Lincoln Financial Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Cavallaro Red Flags & Your Rights As An Investor Of course, Christopher Cavallaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cavallaro at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Christopher Cavallaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Christopher Cavallaro If you have questions about LPL Financial, Integrated Wealth Concepts, Lincoln Financial Advisors, and/or Christopher Cavallaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alberto Cavazos of LPL Financial

DID ALBERTO CAVAZOS CAUSE YOU INVESTMENT LOSSES? Alberto Cavazos Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Cavazos of LPL Financial? Alberto Cavazos (CRD #2124838) who is currently registered with LPL Financial and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Alberto Cavazos Customer Complaint Alberto Cavazos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unauthorized trading in account. Alberto Cavazos’ customer complaint was denied and, to date, the customer has not taken any further action. Alberto Cavazos Red Flags & Your Rights As An Investor Of course, Alberto Cavazos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Cavazos at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alberto Cavazos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Alberto Cavazos If you have questions about LPL Financial and/or Alberto Cavazos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lamont Chandler of Madison Avenue Securities

DID LAMONT ADRIAN CHANDLER CAUSE YOU INVESTMENT LOSSES? Lamont Chandler Of Madison Avenue Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Lamont Chandler of Madison Avenue Securities? Lamont Chandler (CRD #2794744) who is currently registered with Madison Avenue Securities and located in Prairie Village, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Lamont Chandler Customer Complaints Lamont Chandler has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Lamont Chandler’s 4 customer complaints was settled in favor of investors. Two of Lamont Chandler’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Madison Avenue Advisors for investment losses caused by Lamont Chandler’s alleged misconduct. Allegations Against Lamont Chandler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged Lamont Chandler’s failure to conduct Due Diligence on several points, unsuitable recommendation, overconcentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments. Client alleged Lamont Chandler’s breach of fiduciary duty and misrepresentation and violation of Missouri Uniform Securities Act as it pertain to the recommendation and sale of specific annuities and alternative investments. Client alleged Lamont Chandler’s issues recommendation, advice and performance pertaining to alternative investments purchased. Client alleged Lamont Chandler’s misrepresentation, misleading information, and poor communication after the sale of Icon Leasing Fund 12. Lamont Chandler Red Flags & Your Rights As An Investor Of course, Lamont Chandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lamont Chandler at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Lamont Chandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Lamont Chandler If you have questions about Madison Avenue Securities and/or Lamont Chandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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