Mar 8, 2022

Betsy Billard of Ameriprise Financial Services

DID BETSY LYNN BILLARD CAUSE YOU INVESTMENT LOSSES? Betsy Billard Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Betsy Billard of Ameriprise Financial Services? Betsy Billard (CRD #2694374) who is currently registered with Ameriprise Financial Services and located in Glendale, California is a subject of one of our many securities industry sales practice abuse investigations. Betsy Billard Customer Complaints Betsy Billard has been the subject of 2 customer complaints that we know about.  Both of Betsy Billard’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Betsy Billard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Betsy Billard misrepresented the returns he could expect from a variable annuity sold to him. The client alleged Betsy Billard did not tell them that the REIT purchased would be untraded and illiquid. Betsy Billard Red Flags & Your Rights As An Investor Of course, Betsy Billard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betsy Billard at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Betsy Billard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Betsy Billard If you have questions about Ameriprise Financial Services and/or Betsy Billard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yan Binder of Morgan Stanley

DID YAN BINDER CAUSE YOU INVESTMENT LOSSES? Yan Binder Of Morgan Stanley And Formerly With Wells Fargo Advisors Financial Network And Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Yan Binder of Morgan Stanley? Yan Binder (CRD #2932226) who is currently registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Yan Binder was associated with Wells Fargo Advisors Financial Network, Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Yan Binder Customer Complaint Yan Binder has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Yan Binder excessively traded his account and misrepresented that the account would be fee-based and not commission-based.  The customer complaint filed against Wells Fargo Advisors Financial Network for investment losses caused by Yan Binder’s alleged misconduct is currently pending. Yan Binder Red Flags & Your Rights As An Investor Of course, Yan Binder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yan Binder at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Yan Binder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Morgan Stanley Due To Yan Binder If you have questions about Morgan Stanley, Wells Fargo Advisors Financial Network, Oppenheimer & Co., and/or Yan Binder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Walter Bish of Smith Brown & Groover

DID WALTER CHARLES BISH CAUSE YOU INVESTMENT LOSSES? Walter Bish Of Smith Brown & Groover Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Bish of Smith Brown & Groover? Walter Bish (CRD #3214712) who is currently registered with Smith Brown & Groover and located in Macon, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Walter Bish Customer Complaint Walter Bish has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges negligence, suitability, negligent misrepresentation and omission, intentional misrepresentation and omission, fraud, violation of Georgia securities laws and statutes and the Investment Advisors Act of 1940, control personal liability, breach of fiduciary duty, failure to supervise, etc. in regards to volatility-linked products and variable annuities. The customer complaint filed against Walter Bish’s current employer Smith Brown & Groover for investment losses caused by the alleged misconduct is pending as of the date of this report. Walter Bish Red Flags & Your Rights As An Investor Of course, Walter Bish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Bish at Smith Brown & Groover on alert to review carefully the activity and performance of their accounts and question whether Walter Bish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Smith Brown & Groover also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Smith Brown & Groover Due To Walter Bish If you have questions about Smith Brown & Groover and/or Walter Bish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Blackburn of UBS Financial Services

DID BRIAN ANDREW BLACKBURN CAUSE YOU INVESTMENT LOSSES? Brian Blackburn Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Blackburn of UBS Financial Services? Brian Blackburn (CRD #4305052) who is currently registered with UBS Financial Services and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Brian Blackburn Customer Complaints Brian Blackburn has been the subject of 2 customer complaints that we know about. One of Brian Blackburn’s 2 customer complaints was settled in favor of investors. One of Brian Blackburn’s customers’ complaints was denied and, to date, the customers had not taken any further action. Allegations Against Brian Blackburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s counsel alleged unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy allegedly recommended by Brian Blackburn. Client alleged that they were told the auction rate securities were in the category of a money market item which was untrue. Brian Blackburn Red Flags & Your Rights As An Investor Of course, Brian Blackburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Blackburn at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brian Blackburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Brian Blackburn If you have questions about UBS Financial Services and/or Brian Blackburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wayne Blanchette of Pruco Securities

DID WAYNE ANDREW BLANCHETTE CAUSE YOU INVESTMENT LOSSES? Wayne Blanchette Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wayne Blanchette of Pruco Securities? Wayne Blanchette (CRD #1436509) who is currently registered with Pruco Securities and located in Shelton, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Wayne Blanchette Customer Complaints Wayne Blanchette has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wayne Blanchette’s 2 customer complaints was settled in favor of investors. One of Wayne Blanchette’s customers’ complaints was denied and, to date, the customers have not taken any further action Allegations Against Wayne Blanchette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that he received misinformation from Wayne Blanchette regarding capital gains as a result of liquidating his account. Customer alleged Wayne Blanchette did not fully disclose all the facts regarding charges, expenses and fees of an investment recommended by him. Wayne Blanchette Red Flags & Your Rights As An Investor Of course, Wayne Blanchette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Blanchette at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Wayne Blanchette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Wayne Blanchette If you have questions about Pruco Securities and/or Wayne Blanchette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brent Blaus of Cetera Investment Services

DID BRENT L. BLAUS CAUSE YOU INVESTMENT LOSSES? Brent Blaus Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Ameriprise Financial Services and Investment Professionals Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Blaus of Cetera Investment Services? Brent Blaus (CRD #2563015) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Believue, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Brent Blaus was associated with Ameriprise Financial Services, Investment Professionals and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Blaus Customer Complaint Brent Blaus has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Blaus guaranteed that his variable annuity contract would be worth $300,000.00 in ten years. Brent Blaus’ customer complaint was denied and, to date, the customer has not taken any further action. Brent Blaus Red Flags & Your Rights As An Investor Of course, Brent Blaus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Blaus at Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, and Investment Professionals on alert to review carefully the activity and performance of their accounts and question whether Brent Blaus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, and Investment Professionals also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Brent Blaus If you have questions about Cetera Investment Services, Cetera Investment Advisers, Ameriprise Financial Services, Investment Professionals, and/or Brent Blaus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Blankenship of Janney Montgomery Scott

DID MICHAEL EDOUARD BLANKENSHIP CAUSE YOU INVESTMENT LOSSES? Michael Blankenship Of Janney Montgomery Scott Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Blankenship of Janney Montgomery Scott? Michael Blankenship (CRD #2215124) who is currently registered with Janney Montgomery Scott and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Blankenship Customer Complaints Michael Blankenship has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Blankenship’s 6 customer complaints were settled in favor of investors. Three of Michael Blankenship’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott for investment losses caused by Michael Blankenship’s alleged misconduct. Allegations Against Michael Blankenship A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that his accounts were not managed in his best interest, resulting in unspecified damages allegedly made by Michael Blankenship. Customer alleged Michael Blankenship made unsuitable investments. Customer alleged order entry error resulting in improper use of margin and alleged that investment allegedly made by Michael Blankenship was not suitable. Florida clients alleged that Michael Blankenship recommended unsuitable annuity and equity investments resulting in a loss. Michael Blankenship’s alleged unsuitable allocation of high yield securities. Michael Blankenship Red Flags & Your Rights As An Investor Of course, Michael Blankenship did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blankenship at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Michael Blankenship has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael Blankenship If you have questions about Janney Montgomery Scott and/or Michael Blankenship and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lary Bloom of Wells Fargo Clearing Services

DID LARY DOUGLAS BLOOM CAUSE YOU INVESTMENT LOSSES? Lary Bloom Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lary Bloom of Wells Fargo Clearing Services? Lary Bloom (CRD #4134648) who is currently registered with Wells Fargo Clearing Services and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Lary Bloom Customer Complaints Lary Bloom has been the subject of 2 customer complaints that we know about.  Both of Lary Bloom’s 2 customer complaints were settled in favor of investors. Allegations Against Lary Bloom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the options trading strategy recommended by Lary Bloom was unsuitable and that he was not advised of the risks. California client purchased 15,000.00 Wachovia Corp Call Warrants, Relative Perf, SPX/RTY (the warrants) at a price of 6.35 for a net amount of $95,250.00 for his trust account. The client stated that Lary Bloom allegedly purchased the warrants on improper information regarding the characteristics of the investment. The client further stated that when the warrants began to decline, he was told by Lary Bloom that his principal was protected and that if the warrants had no value on the maturity date, then he would receive his original principal back. The client stated that he subsequently was told that there is no principal protection associated with the warrants. The client has requested a full return of his original principal amount. Lary Bloom Red Flags & Your Rights As An Investor Of course, Lary Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lary Bloom at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lary Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Lary Bloom If you have questions about Wells Fargo Clearing Services and/or Lary Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Bluestein of Wedbush Securities

DID MARK MITCHELL BLUESTEIN CAUSE YOU INVESTMENT LOSSES? Mark Bluestein Of Wedbush Securities And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Bluestein of Wedbush Securities? Mark Bluestein (CRD #2168876) who is currently registered with Wedbush Securities and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Mark Bluestein was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Bluestein Customer Complaints Mark Bluestein has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Mark Bluestein’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Bluestein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Mark Bluestein’s unsuitable recommendations on purchases of Lehman Brothers and FNMA. Client complained that he would never have become involved in the investment allegedly made by Mark Bluestein if he understood the full impact, especially in an IRA. Mark Bluestein Red Flags & Your Rights As An Investor Of course, Mark Bluestein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Bluestein at Wedbush Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Bluestein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Mark Bluestein If you have questions about Wedbush Securities, Wells Fargo Clearing Services, and/or Mark Bluestein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Barry of Stifel Nicolaus & Company

DID MICHAEL OWEN BARRY CAUSE YOU INVESTMENT LOSSES? Michael Barry Of Stifel Nicolaus & Company And Formerly With Sterne Agee & Leach and Sterne Agee Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Barry of Stifel Nicolaus & Company? Michael Barry (CRD #2690041) who is currently registered with Stifel Nicolaus & Company and located in New Orleans, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, Michael Barry was associated with Sterne Agee & Leach, Sterne Agee Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Barry Customer Complaint Michael Barry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, misrepresentation and non-disclosure, negligence and gross negligence, and violation of Louisiana Securities Laws. The customer complaint filed against Michael Barry’s current employer Stifel Nicolaus & Company for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Barry Red Flags & Your Rights As An Investor Of course, Michael Barry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Barry at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management on alert to review carefully the activity and performance of their accounts and question whether Michael Barry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To Michael Barry If you have questions about Stifel Nicolaus & Company, Sterne Agee & Leach, Sterne Agee Asset Management, and/or Michael Barry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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