Mar 8, 2022

Carl Ceder of Merrill Lynch Pierce Fenner & Smith

DID CARL VERNON CEDER CAUSE YOU INVESTMENT LOSSES? Carl Ceder Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Carl Ceder of Merrill Lynch Pierce Fenner & Smith? Carl Ceder (CRD #1473660) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Century City, California is a subject of one of our many securities industry sales practice abuse investigations. Carl Ceder Customer Complaints Carl Ceder has been the subject of 3 customer complaints that we know about. Two of Carl Ceder’s 3 customer complaints were settled in favor of investors. One of Carl Ceder’s customers complaints was denied and, today, the customer has not taken any further action. Allegations Against Carl Ceder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Carl Ceder’s misrepresentation and unsuitable investment recommendations. The customer allegesd unauthorized trading by Carl Ceder. The customer alleged Carl Ceder’s unauthorized trading, omissions of material facts and unsuitable investment recommendations. Carl Ceder Red Flags & Your Rights As An Investor Of course, Carl Ceder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carl Ceder at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Carl Ceder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Carl Ceder If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Carl Ceder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rubbe Cesar of PFS Investments

DID RUBBE CESAR CAUSE YOU INVESTMENT LOSSES? Rubbe Cesar Of PFS Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Rubbe Cesar of PFS Investments? Rubbe Cesar (CRD #2305550) who is currently registered with PFS Investments and located in Union, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Rubbe Cesar Customer Complaint Rubbe Cesar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Rubbe Cesar did not explain the product features or fees.  The customer complaint was denied by his employer, and, to date, the customer has not taken any further action. Rubbe Cesar Red Flags & Your Rights As An Investor Of course, Rubbe Cesar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rubbe Cesar at PFS Investments on alert to review carefully the activity and performance of their accounts and question whether Rubbe Cesar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Due To Rubbe Cesar If you have questions about PFS Investments and/or Rubbe Cesar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Chang of TD Ameritrade

DID DANIEL CHANG CAUSE YOU INVESTMENT LOSSES? Daniel Chang Of TD Ameritrade And TD Ameritrade Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Chang of TD Ameritrade? Daniel Chang (CRD #2119957) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations. Daniel Chang Customer Complaint Daniel Chang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claim alleges unsuitable recommendation in Aequitas. Daniel Chang’s customer complaint was settled in favor of the investors. Daniel Chang Red Flags & Your Rights As An Investor Of course, Daniel Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Chang at TD Ameritrade and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Daniel Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and TD Ameritrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Daniel Chang If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Daniel Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Henry Chang of Morgan Stanley

DID HENRY CHIA-HOW CHANG CAUSE YOU INVESTMENT LOSSES? Henry Chang Of Morgan Stanley And Formerly With Citigroup Global Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is Henry Chang of Morgan Stanley? Henry Chang (CRD #4049732) who is currently registered with Morgan Stanley and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Henry Chang was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Chang Customer Complaints Henry Chang has been the subject of 4 customer complaints that we know about. One of Henry Chang’s 4 customer complaints was settled in favor of investors. One of Henry Chang’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently two pending customer complaints filed against MSSB for investment losses caused by Henry Chang’s alleged misconduct. Allegations Against Henry Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege Henry Chang’s unauthorized trading. Complaint about auction rate securities that alleged misrepresentation allegedly by Henry Chang. Damages unspecified. Plaintiffs alleged in 2 separate lawsuits selling away with respect to outside investments. Henry Chang Red Flags & Your Rights As An Investor Of course, Henry Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Chang at Morgan Stanley and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Henry Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Citigroup Global Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Henry Chang If you have questions about Morgan Stanley, Citigroup Global Markets, and/or Henry Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bain Chadsey formerly with Wells Fargo Clearing Services

DID BAIN ANTRIM CHADSEY CAUSE YOU INVESTMENT LOSSES? Bain Chadsey Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bain Chadsey formerly with Wells Fargo Clearing Services? Bain Chadsey (CRD #2329502) who was formerly registered with Wells Fargo Clearing Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Bain Chadsey Customer Complaints Bain Chadsey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Bain Chadsey’s customer complaints were settled in favor of investors. Allegations Against Bain Chadsey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bain Chadsey transacted numerous trades in the account with no appreciable benefit to the client but generated commissions. Client alleged the investments in her account were not suitable given her financial situation, age, etc., and that the broker churned the account to generate commissions. Lastly, client alleged the broker misrepresented the investments and did not explain the possible risks involved. Bain Chadsey Red Flags & Your Rights As An Investor Of course, Bain Chadsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bain Chadsey at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Bain Chadsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Bain Chadsey If you have questions about Wells Fargo Clearing Services and/or Bain Chadsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Champion of MML Investors Services

DID JASON O. CHAMPION CAUSE YOU INVESTMENT LOSSES? Jason Champion Of MML Investors Services And Formerly With Cadaret Grant & Co. And MSI Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Champion of MML Investors Services? Jason Champion (CRD #3093315) who is currently registered with MML Investors Services and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jason Champion was associated with Cadaret Grant Co., MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Champion Customer Complaint Jason Champion has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative misrepresented his investment as to liquidity and investment opportunity when it was transferred to the Firm. Jason Champion’s customer complaint was denied and, to date, the customers have not taken any further action. Jason Champion Red Flags & Your Rights As An Investor Of course, Jason Champion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Champion at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Champion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jason Champion If you have questions about MML Investors Services, Cadaret Grant Co., MSI Financial Securities, and/or Jason Champion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tyrone Chaplin formerly with SunTrust Investment Services

DID TYRONE A. CHAPLIN CAUSE YOU INVESTMENT LOSSES? Tyrone Chaplin Formerly With SunTrust Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Tyrone Chaplin formerly with SunTrust Investment Services? Tyrone Chaplin (CRD #4276472) who was formerly registered with SunTrust Investment Services and located in Silver Spring, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Tyrone Chaplin Customer Complaint Tyrone Chaplin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty. Tyrone Chaplin’s customer complaint was settled in favor of the investors. Tyrone Chaplin Red Flags & Your Rights As An Investor Of course, Tyrone Chaplin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyrone Chaplin at SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tyrone Chaplin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SunTrust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SunTrust Investment Services Due To Tyrone Chaplin If you have questions about SunTrust Investment Services and/or Tyrone Chaplin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kirk Chapman of Charles Schwab & Co.

DID KIRK JAMES CHAPMAN CAUSE YOU INVESTMENT LOSSES? Kirk Chapman Of Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Kirk Chapman of Charles Schwab & Co.? Kirk Chapman (CRD #2291184) who is currently registered with Charles Schwab & Co.and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Kirk Chapman Customer Complaint Kirk Chapman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative and firm converted the balance of his account when the request to reopen the account was denied.  Kirk Chapman’s customer complaint was denied and, to date, the customer has not taken any further action. Kirk Chapman Red Flags & Your Rights As An Investor Of course, Kirk Chapman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Chapman at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Kirk Chapman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Kirk Chapman If you have questions about Charles Schwab & Co. and/or Kirk Chapman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Luann Chapmangatts of Securities America

DID LUANN CHAPMANGATTS CAUSE YOU INVESTMENT LOSSES? Luann Chapmangatts Of Securities America, Securities America Advisors And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Luann Chapmangatts of Securities America? Luann Chapmangatts (CRD #2456294) who is currently registered with Securities America, Securities America Advisors and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Luann Chapmangatts was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Luann Chapmangatts Customer Complaint Luann Chapmangatts has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the plaintiff alleges that the representative mishandled beneficiary change forms and made misrepresentations when the change forms were received causing the plaintiff to lose one half of the inheritance at issue. Allegations include breach of fiduciary duty, negligent undertaking, negligent representation and gross negligence. The customer complaint filed against LPL Financial and Securities America for investment losses caused by the alleged misconduct is pending as of the date of this report. Luann Chapmangatts Red Flags & Your Rights As An Investor Of course, Luann Chapmangatts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luann Chapmangatts at Securities America, Securities America Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Luann Chapmangatts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Luann Chapmangatts If you have questions about Securities America, Securities America Advisors, LPL Financial, and/or Luann Chapmangatts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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