Mar 8, 2022

Michael Charles of Craft Capital Management

DID MICHAEL ROBERT CHARLES CAUSE YOU INVESTMENT LOSSES? Michael Charles Of Craft Capital Management And Formerly With Aegis Capital, Meyers Associates and National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Charles of Craft Capital Management? Michael Charles (CRD #2926725) who is currently registered with Craft Capital Management and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Craft Capital Management, Michael Charles was associated with Aegis Capital, Meyers Associates, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Charles Customer Complaints Michael Charles has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Michael Charles’ 4 customer complaints were settled in favor of investors. One of Michael Charles’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Michael Charles A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Charles purchased a security with her knowledge and consent and made subsequent purchases of the same security without her knowledge or consent; client also alleged unsuitable recommendations were made. Michael Charles’ alleged mismanagement. Michael Charles’ alleged suitability, misrepresentation, and omissions. Customer alleged that Michael Charles engaged in a myriad of wrongful acts including fraud and churning. Michael Charles Red Flags & Your Rights As An Investor Of course, Michael Charles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Charles at Craft Capital Management, Aegis Capital, Meyers Associates, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Charles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Craft Capital Management, Aegis Capital, Meyers Associates, and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Craft Capital Management Due To Michael Charles If you have questions about Craft Capital Management, Aegis Capital, Meyers Associates, National Securities, and/or Michael Charles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Charlson of Edward Jones

DID DONALD MICHAEL CHARLSON CAUSE YOU INVESTMENT LOSSES? Donald Charlson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Charlson of Edward Jones? Donald Charlson (CRD #2151716) who is currently registered with Edward Jones and located in Rochester, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Donald Charlson Customer Complaint Donald Charlson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client claims that Donald Charlson failed to purchase stock as directed, resulting in a loss to the client. Client also makes allegations as to forging her signature on a non-Edward Jones account matter, locking her out of her account, and improperly transferring money out of the account, forging client letter of instruction, and using the account funds in violation of a divorce decree. Donald Charlson’s customer complaint was denied and the customers did not take any further action. Donald Charlson Red Flags & Your Rights As An Investor Of course, Donald Charlson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Charlson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Donald Charlson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Donald Charlson If you have questions about Edward Jones and/or Donald Charlson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Clark of Ameriprise Financial Services

DID RICHARD LAYNE CLARK CAUSE YOU INVESTMENT LOSSES? Richard Clark Of Ameriprise Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Richard Clark of Ameriprise Financial Services? Richard Clark (CRD #2817018) who is currently registered with Ameriprise Financial Services and located in Mesa, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Richard Clark Customer Complaints Richard Clark has been the subject of 4 customer complaints that we know about.  All of Richard Clark’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed the REIT she purchased from Richard Clark was unsuitable because it did not provide liquidity she required. The client alleged Richard Clark took loans from her and has yet to pay back the loans. The client alleged she did not receive full disclosure regarding her variable annuity allegedly by Richard Clark. The client indicated the variable annuity purchase was not in her best interest. The client alleged she was assured by Richard Clark she would receive a monthly check that would not draw from capital which was untrue. Richard Clark Red Flags & Your Rights As An Investor Of course, Richard Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Clark at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Richard Clark If you have questions about Ameriprise Financial Services and/or Richard Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Todd Charron Formerly With The Leaders Group

DID TODD MICHAEL CHARRON CAUSE YOU INVESTMENT LOSSES? Todd Charron Formerly With The Leaders Group And Principal Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Charron formerly with The Leaders Group? Todd Charron (CRD #1639151) who was formerly registered with The Leaders Group and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Todd Charron Customer Complaint Todd Charron has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were plaintiffs allege their representatives deceived them by misrepresenting the retirement benefits of their insurance policies. Todd Charron’s customer complaint was settled in favor of the investors. Todd Charron Red Flags & Your Rights As An Investor Of course, Todd Charron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Charron at The Leaders Group and Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Charron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Leaders Group and Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Leaders Group Due To Todd Charron If you have questions about The Leaders Group, Principal Securities, and/or Todd Charron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cheang of Ameriprise Financial Services

DID JOHN WAI CHEANG CAUSE YOU INVESTMENT LOSSES? John Cheang Of Ameriprise Financial Services And Formerly With First Allied Securities And First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Cheang of Ameriprise Financial Services? John Cheang (CRD #2206607) who is currently registered with Ameriprise Financial Services and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, John Cheang was associated with First Allied Securities, First Allied Advisory Services, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Cheang Customer Complaint John Cheang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleges purchase of unsuitable investment(s).  John Cheang’s customer complaint was denied and, to date, the customer has not taken any further action. John Cheang Red Flags & Your Rights As An Investor Of course, John Cheang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cheang at Ameriprise Financial Services, First Allied Securities, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether John Cheang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, First Allied Securities, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To John Cheang If you have questions about Ameriprise Financial Services, First Allied Securities, First Allied Advisory Services, and/or John Cheang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Fabian Chichester of Wells Fargo Clearing Services

DID FABIAN WHITNEY CHICHESTER CAUSE YOU INVESTMENT LOSSES? Fabian Chichester Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Fabian Chichester of Wells Fargo Clearing Services? Fabian Chichester (CRD #2690847) who is currently registered with Wells Fargo Clearing Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Fabian Chichester Customer Complaints Fabian Chichester has been the subject of 3 customer complaints that we know about.  All of Fabian Chichester’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Fabian Chichester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Fabian Chichester made purchases of mutual funds in her account she did not authorize. Client alleged his investments were supposed to be safe with modest gains but it was not invested in that manner by Fabian Chichester. Client son alleged Fabian Chichester told him there wouldn’t be any fees if he decided to cancel his policy. Client’s son also alleged the investment was unsuitable due to the client’s age. Fabian Chichester Red Flags & Your Rights As An Investor Of course, Fabian Chichester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fabian Chichester at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Fabian Chichester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Fabian Chichester If you have questions about Wells Fargo Clearing Services and/or Fabian Chichester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephen Von Clausburg of Wells Fargo Clearing Services

DID STEPHEN MICHAEL VON CLAUSBURG CAUSE YOU INVESTMENT LOSSES? Stephen Von Clausburg Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Von Clausburg of Wells Fargo Clearing Services? Stephen Von Clausburg (CRD #2777428) who is currently registered with Wells Fargo Clearing Services and located in Hilton Head Island, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Stephen Von Clausburg Customer Complaint Stephen Von Clausburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her 529 contribution was not invested per her standing instructions. Stephen Von Clausburg’s customer complaint was settled in favor of the investors. Stephen Von Clausburg Red Flags & Your Rights As An Investor Of course, Stephen Von Clausburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Von Clausburg at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Von Clausburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Stephen Von Clausburg If you have questions about Wells Fargo Clearing Services and/or Stephen Von Clausburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Margareta Childs Formerly With Western International Securities

DID MARGARETA THERESIA CHILDS CAUSE YOU INVESTMENT LOSSES? Margareta Childs Formerly With Western International Securities And Financial West Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Margareta Childs formerly with Western International Securities? Margareta Childs (CRD #1495891) who was formerly registered with Western International Securities and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Margareta Childs was associated with Financial West Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Margareta Childs has had her own regulatory problems.  In June 2019, FINRA made a request for information that she failed to respond to, and was subsequently permanently barred from association with any FINRA member, in any capacity for violation of FINRA Rule 8210 requiring associate member cooperation in all investigations. Margareta Childs Customer Complaints Margareta Childs has been the subject of 2 customer complaints that we know about.  One of Margareta Childs’ customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Financial West Group and Western International Securities for investment losses caused by Margareta Childs’ alleged misconduct. Allegations Against Margareta Childs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Margareta Childs’ alleged Breach of Loan Agreements; Estoppel; Money Lent; Fraud; and Constructive Trust. Customer claimed Margareta Childs engaged in churning and made unsuitable securities recommendations. Margareta Childs Red Flags & Your Rights As An Investor Of course, Margareta Childs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margareta Childs at Western International Securities and Financial West Group on alert to review carefully the activity and performance of their accounts and question whether Margareta Childs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities and Financial West Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities Due To Margareta Childs If you have questions about Western International Securities, Financial West Group, and/or Margareta Childs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Cleckner of Edward Jones

DID JEFFREY CLECKNER CAUSE YOU INVESTMENT LOSSES? Jeffrey Cleckner Of Edward Jones And Formerly With Northwestern Mutual Investment Services And Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Cleckner of Edward Jones? Jeffrey Cleckner (CRD #2500377) who is currently registered with Edward Jones and located in Greenfield, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Jeffrey Cleckner was associated with Northwestern Mutual Investment Services, Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Cleckner Customer Complaints Jeffrey Cleckner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Cleckner’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Jeffrey Cleckner’s alleged misconduct. Allegations Against Jeffrey Cleckner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that too much of her funds designated for options trading were put into one issue. She claims that this was outside of the parameters discussed allegedly with Jeffrey Cleckner. The firm received a FINRA notification of a customer complaint alleging Jeffrey Cleckner made four unauthorized withdrawals from her rollover IRA by forging her signature on one form and submitting three other forms that did not include her signature. Jeffrey Cleckner Red Flags & Your Rights As An Investor Of course, Jeffrey Cleckner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cleckner at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cleckner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, Northwestern Mutual Investment Services, and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeffrey Cleckner If you have questions about Edward Jones, Northwestern Mutual Investment Services, Waddell & Reed, and/or Jeffrey Cleckner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Chipper of MML Investors Services

DID JEFFREY STEVEN CHIPPER CAUSE YOU INVESTMENT LOSSES? Jeffrey Chipper Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Chipper of MML Investors Services? Jeffrey Chipper (CRD #2073933) who is currently registered with MML Investors Services and located in Cranbury, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Chipper Customer Complaint Jeffrey Chipper has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that there was a high level of activity and commission generation in his account. The complainant states the constant trading was initiated by Jeffery Chipper and he is looking to have the commissions paid refunded. Jeffrey Chipper’s customer complaint was settled in favor of the investors. Jeffrey Chipper Red Flags & Your Rights As An Investor Of course, Jeffrey Chipper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Chipper at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Chipper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Chipper If you have questions about MML Investors Services and/or Jeffrey Chipper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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