Mar 8, 2022

Neil Raisanen of Raymond James Financial Services

DID NEIL RAISANEN CAUSE YOU INVESTMENT LOSSES? Neil Raisanen Of Raymond James Financial Services, Inc. And Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Neil Raisanen of Raymond James Financial Services, Inc.? Neil Raisanen (CRD #1111266) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in South St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Neil Raisanen Customer Complaint Neil Raisanen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor withheld information needed to perform fiduciary duties as trustee. Neil Raisanen’s customer complaint was denied and, to date, the customers have not taken any further action. Neil Raisanen Red Flags & Your Rights As An Investor Of course, Neil Raisanen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Raisanen at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Neil Raisanen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Neil Raisanen If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Neil Raisanen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Radli of Raymond James Associates

DID ROBERT RADLI CAUSE YOU INVESTMENT LOSSES? Robert Radli Of Raymond James Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Radli of Raymond James Associates, Inc.? Robert Radli (CRD #1076710) who is currently registered with Raymond James Associates, Inc. and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Robert Radli Customer Complaints Robert Radli has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Robert Radli’s 2 customer complaints was settled in favor of investors. One of Robert Radli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Robert Radli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations by Robert Radli. Client alleged unsuitable makeup of investments which resulted in losses by Robert Radli. Robert Radli Red Flags & Your Rights As An Investor Of course, Robert Radli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Radli at Raymond James Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Radli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates, Inc. Due To Robert Radli If you have questions about Raymond James Associates, Inc. and/or Robert Radli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Randall Raciti of Securian Financial Services

DID RANDALL RACITI CAUSE YOU INVESTMENT LOSSES? Randall Raciti Of Securian Financial Services, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Randall Raciti of Securian Financial Services? Randall Raciti (CRD #1191411) who is currently registered with Securian Financial Services, Inc. and located in South Bend, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Randall Raciti Customer Complaint Randall Raciti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that funds were not reallocated as intended after their partial rollovers from their 403(b) accounts were done. Randall Raciti’s customer complaint was settled in favor of investors. Randall Raciti Red Flags & Your Rights As An Investor Of course, Randall Raciti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Raciti at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Raciti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Randall Raciti If you have questions about Securian Financial Services, Inc. and/or Randall Raciti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Quall of Raymond James Financial Services

DID MATTHEW QUALL CAUSE YOU INVESTMENT LOSSES? Matthew Quall Formerly With Raymond James Financial Services, Inc. And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Quall formerly with Raymond James Financial Services, Inc.? Matthew Quall (CRD #1333109) who was formerly registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Northfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Matthew Quall was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Quall Customer Complaints Matthew Quall has been the subject of 2 customer complaints that we know about. One of Matthew Quall’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Matthew Quall’s customer complaint was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Quall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged his financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the Matthew Quall did not always confirm transactions. Customers alleged against Matthew Quall: misrepresentation; breach of fiduciary duty; account related-negligence; executions-limit v. market order; unsuitable investment recommendations. Matthew Quall Red Flags & Your Rights As An Investor Of course, Matthew Quall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Quall at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Quall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. and Wells Fargo Clearing Services Due To Matthew Quall If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Matthew Quall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lisa Press of Robert W. Baird Co.

DID LISA PRESS CAUSE YOU INVESTMENT LOSSES? Lisa Press Of Robert W. Baird Co. Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Lisa Press of Robert W. Baird Co. Inc.? Lisa Press (CRD #1001173) who is currently registered with Robert W. Baird Co. Inc. and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Lisa Press Customer Complaint Lisa Press has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he failed to receive documentation notifying him that there were problems with a municipal bond he owned, causing him a loss. Lisa Press’ customer complaint was settled in favor of the investors. Lisa Press Red Flags & Your Rights As An Investor Of course, Lisa Press did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Press at Robert W. Baird Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Press has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Inc. Due To Lisa Press If you have questions about Robert W. Baird Co. Inc. and/or Lisa Press and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Presley of FSC Securities

DID BRIAN PRESLEY CAUSE YOU INVESTMENT LOSSES? Brian Presley Formerly With FSC Securities Corp. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Brian Presley formerly with FSC Securities Corp.? Brian Presley (CRD #1077118) who was formerly registered with FSC Securities Corp. and located in Punta Gorda, Florida is a subject of one of our many securities industry sales practice abuse investigations. We are not the only ones who investigated Brian Presley. The NASD n/k/a FINRA launched two investigations and sanctioned him for broker misconduct. Brian Presley Customer Complaints Brian Presley has been the subject of 9 customer complaints that we know about. Seven of Brian Presley’s 9 customer complaints were settled in favor of investors. Two of Brian Presley’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Presley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of various duties in sale of two investments allegedly made by Brian Presley. Claimant alleged unsuitable investment recommendations by Brian Presley. Claimants alleged misrepresentations, negligence and breach of fiduciary duties relative to their accounts committed by Brian Presley. Claimants alleged unsuitable investments recommendations by Brian Presley. Client alleged Brian Presley’s misrepresentation in exchange of a variable universal life policy to a universal life policy. Clients alleged that the Behringer Harvard REIT investment was an unsuitable investment recommendations made by Brian Presley. Customer alleged that Brian Presley represented that the investment was liquid and it is not. Customers alleged Brian Presley’s $50,000 purchase of a Behringer Harvard REIT was unsuitable for them. Misrepresentation, negligence, and sale of unsuitable securities allegedly by Brian Presley. Brian Presley Red Flags & Your Rights As An Investor Of course, Brian Presley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Presley at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Brian Presley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Brian Presley If you have questions about FSC Securities Corp. and/or Brian Presley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Powers of Wells Fargo Clearing Services

DID ROBERT POWERS CAUSE YOU INVESTMENT LOSSES? Robert Powers Of Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Robert Powers of Wells Fargo Clearing Services, LLC? Robert Powers (CRD #366966) who is currently registered with Wells Fargo Clearing Services, LLC and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Robert Powers Customer Complaints Robert Powers has been the subject of 6 customer complaints that we know about. Four of Robert Powers’ 6 customer complaints were settled in favor of investors. Two of Robert Powers’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Powers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Robert Powers made unsuitable investment recommendations and over-concentrated the account in equities. Claimant alleged that Robert Powers made unsuitable recommendations. Claimants alleged Robert Powers made unsuitable investments and recommendations. Claimants also alleged someone forged their signatures on documents to transfer two annuities to Merrill lynch. Customers alleged Robert Powers made unsuitable investment recommendations. The customer alleged unsuitable recommendations and investments by Robert Powers. Robert Powers Red Flags & Your Rights As An Investor Of course, Robert Powers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Powers at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Powers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert Powers If you have questions about Wells Fargo Clearing Services, LLC and/or Robert Powers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Powell of USA Financial Securities

DID WILLIAM POWELL CAUSE YOU INVESTMENT LOSSES? William Powell Formerly With USA Financial Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Powell formerly with USA Financial Securities Corp.? William Powell (CRD #869427) who was formerly registered with USA Financial Securities Corp. and located in Rosenberg, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Powell Customer Complaints William Powell has been the subject of 2 customer complaints that we know about. One of William Powell’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against LPL Financial and USA Financial Securities Corp. for investment losses caused by William Powell’s alleged misconduct. Allegations Against William Powell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges unsuitability of a variable annuity by William Powell. Customers allege that USA Financial failed to supervise William Powell when he made a unsuitable recommendation for purchase of private securities and the sale was conducted away from the firm. William Powell Red Flags & Your Rights As An Investor Of course, William Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Powell at USA Financial Securities Corp. and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corp. and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At USA Financial Securities Corp. and LPL Financial Due To William Powell If you have questions about USA Financial Securities Corp., LPL Financial, and/or William Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Povinelli of Royal Alliance Associates

DID THOMAS POVINELLI CAUSE YOU INVESTMENT LOSSES? Thomas Povinelli of Royal Alliance Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Povinelli of Royal Alliance Associates, Inc.? Thomas Povinelli (CRD #1326492) who is currently registered with Royal Alliance Associates, Inc. and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Thomas Povinelli has also been the subject of the FINRA investigation that was settled without admitting or denying the allegations that he completed and submitted inaccurate applications to purchase a variable annuity to avoid New York regulations. As a result, he was suspended by FINRA in all capacities for 30 days and fined $5, 000. Thomas Povinelli Customer Complaints Thomas Povinelli has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Thomas Povinelli’s 2 customer complaints was settled in favor of investors. One of Thomas Povinelli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Thomas Povinelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Thomas Povinelli made unsuitable investment recommendation and complains that annuity contracts were issued in wrong state. Thomas Povinelli’s alleged unsuitable recommendations in high-risk investments. Thomas Povinelli Red Flags & Your Rights As An Investor Of course, Thomas Povinelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Povinelli at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Povinelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Thomas Povinelli If you have questions about Royal Alliance Associates, Inc. and/or Thomas Povinelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Potomac of LPL Financial

DID LAWRENCE POTOMAC CAUSE YOU INVESTMENT LOSSES? Lawrence Potomac Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Lawrence Potomac of LPL Financial LLC? Lawrence Potomac (CRD #714236) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Potomac Customer Complaint Lawrence Potomac has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable trading in a discretionary account which resulted in taxable gains. Lawrence Potomac’s customer complaint was denied and, to date, the customers have not taken any further action. Lawrence Potomac Red Flags & Your Rights As An Investor Of course, Lawrence Potomac did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Potomac at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Potomac has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Potomac If you have questions about LPL Financial LLC and/or Lawrence Potomac and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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