Mar 8, 2022

Mary Cobb of Wells Fargo Clearing Services

DID MARY KRISTINE COBB CAUSE YOU INVESTMENT LOSSES? Mary Cobb Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mary Cobb of Wells Fargo Clearing Services? Mary Cobb (CRD #3180627) who is currently registered with Wells Fargo Clearing Services and located in Sugar Land, Texas is a subject of one of our many securities industry sales practice abuse investigations. Mary Cobb Customer Complaint Mary Cobb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her Mary Cobb made an unsuitable recommendation and related misrepresentations. Mary Cobb’s customer complaint was settled in favor of the investors. Mary Cobb Red Flags & Your Rights As An Investor Of course, Mary Cobb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Cobb at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mary Cobb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Mary Cobb If you have questions about Wells Fargo Clearing Services and/or Mary Cobb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Doron Kochavi of Western International Securities

DID DORON KOCHAVI CAUSE YOU INVESTMENT LOSSES? Doron Kochavi Of Western International Securities, Inc. And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Doron Kochavi of Western International Securities, Inc.? Doron Kochavi (CRD #1011155) who is currently registered with Western International Securities, Inc. and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., Doron Kochavi was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Doron Kochavi Customer Complaints Doron Kochavi has been the subject of 6 customer complaints that we know about. Two of Doron Kochavi’s 6 customer complaints resulted in arbitration awards in favor of the investors. One of Doron Kochavi’s 6 customer complaints was settled in favor of investors. One of Doron Kochavi’s 6 customers’ complaints was denied and the customers did not take any further action. There are currently two pending customer complaints filed against Western International Securities, Inc. for investment losses caused by Doron Kochavi’s alleged misconduct. Allegations Against Doron Kochavi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Doron Kochavi’s alleged Breach of Fiduciary Duty. The claimant made allegations that Doron Kochavi breached his fiduciary duty, failed to disclose material information regarding the investments and recommended the purchase of unsuitable securities. Customer claimed that Doron Kochavi engaged in unauthorized trading and churning, made unsuitable investment recommendations and misrepresentations. The customer alleged that Doron Kochavi made unsuitable investments in several accounts. Doron Kochavi Red Flags & Your Rights As An Investor Of course, Doron Kochavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Doron Kochavi at Western International Securities, Inc. and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Doron Kochavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Doron Kochavi If you have questions about Western International Securities, Inc., UBS Financial Services, and/or Doron Kochavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Barbara Koppelkiernan of MML Investors Services

DID BARBARA KOPPELKIERNAN CAUSE YOU INVESTMENT LOSSES? Barbara Koppelkiernan of MML Investors Services, LLC And Formerly With MetLife Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barbara Koppelkiernan of MML Investors Services, LLC? Barbara Koppelkiernan (CRD #1358170) who is currently registered with MML Investors Services, LLC and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Barbara Koppelkiernan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barbara Koppelkiernan Customer Complaints Barbara Koppelkiernan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbara Koppelkiernan’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Barbara Koppelkiernan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Barbara Koppelkiernan accepted and performed transactions utilizing documents that contained signature discrepancies. The transactions involved a non-variable life insurance policy. The complainant alleges that the variable life insurance policy that Barbara Koppelkiernan sold to him wasn’t suitable. Barbara Koppelkiernan Red Flags & Your Rights As An Investor Of course, Barbara Koppelkiernan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Koppelkiernan at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Barbara Koppelkiernan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Barbara Koppelkiernan If you have questions about MML Investors Services, LLC, MSI Financial Services, and/or Barbara Koppelkiernan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Kramer of Pruco Securities

DID STEVEN KRAMER CAUSE YOU INVESTMENT LOSSES? Steven Kramer of Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Kramer of Pruco Securities, LLC? Steven Kramer (CRD #274903) who is currently registered with Pruco Securities, LLC and located in Deer Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Steven Kramer Customer Complaints Steven Kramer has been the subject of 3 customer complaints that we know about. Three of Steven Kramer’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Steven Kramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges Steven Kramer did not fully disclose all the facts regarding suitability of the investment for him. Regarding the purchase of a life insurance policy, the client alleged Steven Kramer did not fully disclose all the facts regarding the premium increase. Regarding the purchase of a variable universal life insurance policy, the client alleged misrepresentation concerning the investment objectives by Steven Kramer. Steven Kramer Red Flags & Your Rights As An Investor Of course, Steven Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kramer at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Steven Kramer If you have questions about Pruco Securities, LLC and/or Steven Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Kratish of Morgan Stanley

DID DANIEL KRATISH CAUSE YOU INVESTMENT LOSSES? Daniel Kratish Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kratish formerly with Morgan Stanley? Daniel Kratish (CRD #812659) who was formerly registered with Morgan Stanley and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kratish Customer Complaint Daniel Kratish has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions regarding sale of Home Depot shares. Daniel Kratish’s customer complaint was denied and the customers did not take any further action. Daniel Kratish Red Flags & Your Rights As An Investor Of course, Daniel Kratish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kratish at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Kratish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Kratish If you have questions about Morgan Stanley and/or Daniel Kratish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Kurtz of H. Beck

DID THOMAS KURTZ CAUSE YOU INVESTMENT LOSSES? Thomas Kurtz Formerly With H. Beck, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Thomas Kurtz formerly with H. Beck, Inc.? Thomas Kurtz (CRD #1341275) who was formerly registered with H. Beck, Inc. and located in Grand Blanc, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Thomas Kurtz Customer Complaint Thomas Kurtz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client’s portfolio was over-concentrated in unsuitable investments that were inconsistent with client’s investment objectives and risk tolerance. Thomas Kurtz’s customer complaint was settled in favor of investors. Thomas Kurtz Red Flags & Your Rights As An Investor Of course, Thomas Kurtz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kurtz at H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kurtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At H. Beck, Inc. Due To Thomas Kurtz If you have questions about H. Beck, Inc. and/or Thomas Kurtz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Lake of Wells Fargo Clearing Services

DID JONATHAN LAKE CAUSE YOU INVESTMENT LOSSES? Jonathan Lake Formerly With Wells Fargo Clearing Services, LLC And Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Lake formerly with Wells Fargo Clearing Services, LLC? Jonathan Lake (CRD #1385504) who was formerly registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jonathan Lake was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Lake has had his own regulatory problems. FINRA suspended him indefinitely for failing to pay an arbitration award and proving that he had an inability to pay the award at the time it was entered. He subsequently filed bankruptcy, the arbitration award debt was discharged, and the suspension was lifted. Jonathan Lake Customer Complaints Jonathan Lake has been the subject of at least two customer complaints that we know about. Two of Jonathan Lake’s customers complaints were denied and the customers did not take any further action. He appears to have been the subject of an arbitration award that has not been reported properly on his CRD. We know this to be true because of the above referenced regulatory action. Allegations Against Jonathan Lake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the Executrix of the client’s estate alleged Jonathan Lake requested that she sign client’s name on, as well as back-date, documents pertaining to matured investments. Client alleges unsuitability with respect to investments by Jonathan Lake. Damages unspecified. Jonathan Lake Red Flags & Your Rights As An Investor Of course, Jonathan Lake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Lake at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Lake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jonathan Lake If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Jonathan Lake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Harold Langer of RBC Capital Markets

DID HAROLD LANGER CAUSE YOU INVESTMENT LOSSES? Harold Langer Formerly With RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Harold Langer formerly with RBC Capital Markets, LLC? Harold Langer (CRD #1131798) who was formerly registered with RBC Capital Markets, LLC and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Harold Langer Customer Complaints Harold Langer has been the subject of 5 customer complaints that we know about. All five of Harold Langer’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Harold Langer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Harold Langer ignored her instructions to exit the market resulting in subsequent unrealized market losses. Client’s attorney alleged Harold Langer “did not thoroughly discuss risk tolerance, diversification or asset allocation.” Client’s attorney alleged Harold Langer, “made unsuitable recommendations” and “did not thoroughly discuss risk tolerance, diversification or asset allocation.” Client’s letter states that Harold Langer allegedly made various changes to his account that were not discussed with the client prior to execution. The customer, through her attorney in fact, alleges unsuitable investment recommendations by Harold Langer. Harold Langer Red Flags & Your Rights As An Investor Of course, Harold Langer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Langer at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Harold Langer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Harold Langer If you have questions about RBC Capital Markets, LLC and/or Harold Langer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Leblond of Wells Fargo Clearing Services

DID DAVID LEBLOND CAUSE YOU INVESTMENT LOSSES? David LeBlond Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is David LeBlond of Wells Fargo Clearing Services, LLC? David LeBlond (CRD #1274648) who is currently registered with Wells Fargo Clearing Services, LLC and located in Worcester, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. David LeBlond Customer Complaint David LeBlond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor sold stock without his knowledge. David LeBlond’s customer complaint was denied and the customer did not take any further action. David LeBlond Red Flags & Your Rights As An Investor Of course, David LeBlond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David LeBlond at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David LeBlond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David LeBlond If you have questions about Wells Fargo Clearing Services, LLC and/or David LeBlond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Howard Lee of Morgan Stanley

DID HOWARD LEE CAUSE YOU INVESTMENT LOSSES? Howard Lee of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Howard Lee of Morgan Stanley? Howard Lee (CRD #305269) who is currently registered with Morgan Stanley and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Howard Lee Customer Complaints Howard Lee has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Howard Lee’s 3 customer complaints were settled in favor of investors. One of Howard Lee’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Howard Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that Howard Lee made unsuitable investment recommendations and engaged in unauthorized trading. Client alleged misrepresentation by Howard Lee with respect to managed accounts. The claimants are alleged, among other things, unsuitable recommendations with respect to investments in accounts made by Howard Lee. Howard Lee Red Flags & Your Rights As An Investor Of course, Howard Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Lee at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Howard Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Howard Lee If you have questions about Morgan Stanley and/or Howard Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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