Mar 8, 2022

Richard Russo formerly with Chelsea Financial Services

DID RICHARD ANTONE RUSSO CAUSE YOU INVESTMENT LOSSES? Richard Russo Formerly With Chelsea Financial Services And IFS Securities Has 9 Customer Complaints For Alleged Broker Misconduct Who is Richard Russo formerly with Chelsea Financial Services? Richard Russo (CRD #843283) who was formerly registered with Chelsea Financial Services and located in Ladeca Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Chelsea Financial Services, Richard Russo was associated with IFS Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Russo Customer Complaints Richard Russo has been the subject of 9 customer complaints that we know about. Seven of Richard Russo’s 9 customer complaints were settled in favor of investors. Two of Richard Russo’s customers’ complaints were denied and, to date, the customers have not taken any further action Allegations Against Richard Russo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Russo’s alleged excessive trading, churning and unsuitability. Client alleged that various investments on mutual funds made by Richard Russo were not appropriate for her, once they declined in value. Unsuitable Investments allegedly by Richard Russo that resulted in a loss of principal. Customer alleged that she had requested Richard Russo to send her a check for all of her money. She alleges in the complaint the check was $2k less than expected then follows up by saying that she believes that interest should be paid and accusing the representative of using $12,000 for personal use. Richard Russo Red Flags & Your Rights As An Investor Of course, Richard Russo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Russo at Chelsea Financial Services and IFS Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Russo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Chelsea Financial Services and IFS Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Chelsea Financial Services and IFS Securities Due To Richard Russo If you have questions about Chelsea Financial Services, IFS Securities, and/or Richard Russo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Stuart Godin Formerly With Western International Securities

DID STUART MYLES GODIN CAUSE YOU INVESTMENT LOSSES? Stuart Godin Formerly With Western International Securities, Financial West Group and RBC Capital Markets Has 8 Customer Complaints For Alleged Broker Misconduct Who is Stuart Godin Formerly With Western International Securities? Stuart Godin (CRD #223476) who was formerly registered with Western International Securities and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Stuart Godin was associated with Financial West Group, RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Was recently discharged from his employment at Western International securities for allegedly borrowing money from a client which is prohibited under industry rules and firm policies and procedures. Stuart Godin Customer Complaints Stuart Godin has been the subject of 8 customer complaints that we know about. Two of Stuart Godin’s 8 customer complaints resulted in arbitration awards in favor of the investors. Six of Stuart Godin’s 8 customer complaints were settled in favor of investors. Allegations Against Stuart Godin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges losses due to Stuart Godin’s alleged unsuitable recommendation to invest in a managed futures fund. Client alleges he lost nearly all of his investment in a Managed Futures program allegedly by Stuart Godin. Stuart Godin’s alleged misrepresentation and incompetence on stock selections. Stuart Godin Red Flags & Your Rights as an Investor Of course, Stuart Godin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stuart Godin at Western International Securities, Financial West Group and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Stuart Godin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Financial West Group and RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities Due To Stuart Godin If you have questions about Western International Securities, Financial West Group, RBC Capital Markets and/or Stuart Godin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Melinda Abood of UBS Financial Services

DID MELINDA JOYCE ABOOD CAUSE YOU INVESTMENT LOSSES? Melinda Abood of UBS Financial Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is Melinda Abood of UBS Financial Services? Melinda Abood (CRD #867463) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Melinda Abood Customer Complaints Melinda Abood has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Melinda Abood’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Melinda Abood’s 5 customer complaints were settled in favor of investors. One of Melinda Abood’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Melinda Abood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client’s attorney alleges Melinda Abood misrepresented the Puerto Rico bonds by stating they were safe and a conservative investment because they were insured and without risk to the principal value of the investment. The client alleges that Melinda Abood failed to follow his instructions and put him in below investment grade junk related bonds. He further alleges his financial advisor omitted material information about the credit rating of Ford bonds. Melinda Abood Red Flags & Your Rights As An Investor Of course, Melinda Abood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melinda Abood at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Melinda Abood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Melinda Abood If you have questions about UBS Financial Services, and/or Melinda Abood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Bruce Golgowski Formerly With Founders Financial Securities

DID BRUCE KENT GOLGOWSKI CAUSE YOU INVESTMENT LOSSES? Bruce Golgowski Formerly With Founders Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bruce Golgowski formerly with Founders Financial Securities ? Bruce Golgowski (CRD #1196268) who was formerly registered with Founders Financial Securities and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Bruce Golgowski Customer Complaints Bruce Golgowski has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Golgowski recommended two Ohio National variable annuities that were not suitable for client based on age and investment objectives. Bruce Golgowski’s customer complaint was denied and the customers did not take any further action . Bruce Golgowski Red Flags & Your Rights As An Investor Of course, Bruce Golgowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Golgowski at Founders Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Bruce Golgowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Founders Financial Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses Losses At Founders Financial Securities Due To Bruce Golgowski If you have questions about Founders Financial Securities and/or Bruce Golgowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Sabo of Raymond James Financial Services

DID MICHAEL DANIEL SABO CAUSE YOU INVESTMENT LOSSES? Michael Sabo Of Raymond James Financial Services, Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Sabo of Raymond James Financial Services? MMichael Sabo (CRD #1028094) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Greensburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Michael Sabo Customer Complaint Michael Sabo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were conflict of Interest. Michael Sabo’s customer complaint was settled in favor of the investors. Michael Sabo Red Flags & Your Rights As An Investor Of course, Michael Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sabo at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Michael Sabo If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Michael Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Fredrick Randhahn Formerly With Sigma Financial

DID FREDRICK MARTIN RANDHAHN CAUSE YOU INVESTMENT LOSSES? Fredrick Randhahn Formerly With Sigma Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fredrick Randhahn formerly with Sigma Financial? Fredrick Randhahn (CRD #1338801) who was formerly registered with Sigma Financial and located in Ogden, Utah is a subject of one of our many securities industry sales practice abuse investigations. Fredrick Randhahn has also been the subject of a FINRA investigation that he engaged in private securities transactions involving the sale of promissory notes without seeking prior approval from his member firm.  His alleged that he sold over $625,000 and 2 investors, some of whom were his customers at his member firm.  Without admitting or denying the allegations, he consented to sanctions of a nine-month suspension, disgorgement of the commissions he received and a $5,000 fine. Fredrick Randhahn Customer Complaints Fredrick Randhahn has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Fredrick Randhahn’s 2 customer complaints were settled in favor of investors. Allegations Against Fredrick Randhahn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: In the client’s statement of claim, it was alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. In another statement of claim, it was also alleged the client was sold unapproved investments by Fredrick Randhahn. Claim further alleges that these investments were high risk and fraudulent. Fredrick Randhahn Red Flags & Your Rights As An Investor Of course, Fredrick Randhahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fredrick Randhahn at Sigma Financial on alert to review carefully the activity and performance of their accounts and question whether Fredrick Randhahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Due To Fredrick Randhahn If you have questions about Sigma Financial and/or Fredrick Randhahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Gerald Randisi of Commonwealth Financial Network

DID GERALD J. RANDISI CAUSE YOU INVESTMENT LOSSES? Gerald Randisi Of Commonwealth Financial Network Has 3 Customer Complaints For Alleged Broker Misconduct Who is Gerald Randisi of Commonwealth Financial Network? Gerald Randisi (CRD #1135181) who is currently registered with Commonwealth Financial Network and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Gerald Randisi Customer Complaints Gerald Randisi has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  The Gerald Randisi’s customers’ complaints were recently denied and, to date, the customers have not taken any further action. Allegations Against Gerald Randisi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges 529 account made by Gerald Randisi was unsuitable because it lost value during market downturn. Client alleges Gerald Randisi misrepresented the merits of investment. Customer alleges mismanagement of accounts by Gerald Randisi. Gerald Randisi Red Flags & Your Rights As An Investor Of course, Gerald Randisi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Randisi at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Gerald Randisi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Gerald Randisi If you have questions about Commonwealth Financial Network and/or Gerald Randisi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Kevin Reding Of Key Investment Services

DID KEVIN ALAN REDING CAUSE YOU INVESTMENT LOSSES? Kevin Reding Of Key Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Reding of Key Investment Services? Kevin Reding (CRD #844467) who is currently registered with Key Investment Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Kevin Reding Customer Complaint Kevin Reding has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client returned questionnaire to annuity carrier indicating she knew very little about the First Symetra annuity she purchased in the amount of $104,771.16, including a handwritten note that she wanted her money returned to her prior annuity. Kevin Reding’s customer complaint was denied and, to date, the customers have not taken any further action. Kevin Reding Red Flags & Your Rights As An Investor Of course, Kevin Reding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Reding at Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Reding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At At Key Investment Services Due To Kevin Reding If you have questions about Key Investment Services and/or Kevin Reding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ronald Reilly Of Wells Fargo Clearing Services

DID RONALD MICHAEL REILLY CAUSE YOU INVESTMENT LOSSES? Ronald Reilly Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ronald Reilly of Wells Fargo Clearing Services? Ronald Reilly (CRD #1275745) who is currently registered with Wells Fargo Clearing Services and located in Park City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Ronald Reilly Customer Complaints Ronald Reilly has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Ronald Reilly’s 3 customer complaints were settled in favor of investors. Allegations Against Ronald Reilly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege, inter alia, that Ronald Reilly made unsuitable investments in their accounts. Clients complain that Ronald Reilly allegedly confirmed their account had been liquidated when, in fact, it had not. Customer alleged Ronald Reilly’s failure to follow instructions caused unsuitable investments to be purchased for customer’s account and excessive trading resulted. Ronald Reilly Red Flags & Your Rights As An Investor Of course, Ronald Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Reilly at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Ronald Reilly If you have questions about Wells Fargo Clearing Services and/or Ronald Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

David Resch Of Cadaret Grant & Co.

DID DAVID PATRICK RESCH CAUSE YOU INVESTMENT LOSSES? David Resch Of Cadaret Grant & Co., Post Resch Tallon Group Has A Customer Complaint For Alleged Broker Misconduct Who is David Resch of Cadaret Grant & Co.? David Resch (CRD #836946) who is currently registered with Cadaret Grant & Co., Post Resch Tallon Group and located in Pittsford, New York is a subject of one of our many securities industry sales practice abuse investigations. David Resch Customer Complaint David Resch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations of unsuitable investment strategy. David Resch’s customer complaint was denied and, to date, the customers have not taken any further action David Resch Red Flags & Your Rights As An Investor Of course, David Resch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Resch at Cadaret Grant & Co. and Post Resch Tallon Group on alert to review carefully the activity and performance of their accounts and question whether David Resch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Post Resch Tallon Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To David Resch If you have questions about Cadaret Grant & Co., Post Resch Tallon Group, and/or David Resch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading