Mar 8, 2022

Troy Axelson of SagePoint Financial

DID TROY MALON AXELSON CAUSE YOU INVESTMENT LOSSES? Troy Axelson Of SagePoint Financial And Formerly With AIG Capital Services Has A Customer Complaint For Alleged Broker Misconduct Who is Troy Axelson of SagePoint Financial? Troy Axelson (CRD #2405148) who is currently registered with SagePoint Financial and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Troy Axelson was associated with AIG Capital Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Troy Axelson Customer Complaint Troy Axelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Troy Axelson purchased Credit Suisse exchange traded notes that were unsuitable. Troy Axelson’s customer complaint was settled in favor of the investors. Troy Axelson Red Flags & Your Rights As An Investor Of course, Troy Axelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Axelson at SagePoint Financial and AIG Capital Services on alert to review carefully the activity and performance of their accounts and question whether Troy Axelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and AIG Capital Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Troy Axelson If you have questions about SagePoint Financial, AIG Capital Services, and/or Troy Axelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Aiello of Sigma Financial

DID JOSEPH EDWARD AIELLO CAUSE YOU INVESTMENT LOSSES? Joseph Aiello of Sigma Financial, SPC Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Aiello of Sigma Financial? Joseph Aiello (CRD #1624046) who is currently registered with Sigma Financial, SPC and located in Troy, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Joseph Aiello Customer Complaint Joseph Aiello has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client purchased annuity contracts and alleges the fees were misrepresented at the time of sale. Joseph Aiello Red Flags & Your Rights As An Investor Of course, Joseph Aiello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Aiello at Sigma Financial and SPC on alert to review carefully the activity and performance of their accounts and question whether Joseph Aiello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sigma Financial and SPC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sigma Financial Due To Joseph Aiello If you have questions about Sigma Financial, SPC, and/or Joseph Aiello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Badgett of TradingBlock

DID THOMAS WYMAN BADGETT CAUSE YOU INVESTMENT LOSSES? Thomas Badgett of TradingBlock Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Badgett of TradingBlock? Thomas Badgett (CRD #4297851) who is currently registered with TradingBlock and located in Baytown, Texas is a subject of one of our many securities industry sales practice abuse investigations. Thomas Badgett Customer Complaint Thomas Badgett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and churning. An arbitration award was entered against TradingBlock for Thomas Badgett’s alleged misconduct causing investors losses. Thomas Badgett Red Flags & Your Rights As An Investor Of course, Thomas Badgett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Badgett at TradingBlock on alert to review carefully the activity and performance of their accounts and question whether Thomas Badgett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TradingBlock also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TradingBlock Due To Thomas Badgett If you have questions about TradingBlock and/or Thomas Badgett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Frank Akridge Formerly With MWA Financial Services

DID FRANK O. AKRIDGE CAUSE YOU INVESTMENT LOSSES? Frank Akridge Formerly With MWA Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Akridge Formerly With MWA Financial Services? Frank Akridge (CRD #4242013) who was formerly registered with MWA Financial Services and located in LaFayette, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to MWA Financial Services, Frank Akridge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Akridge Customer Complaint Frank Akridge has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were complaint alleges breach of fiduciary duty and negligence in connection with the sale of an indexed universal life insurance product. The customer complaint filed against Optimized Ria for investment losses caused by the alleged misconduct is pending as of the date of this report. Frank Akridge Red Flags & Your Rights As An Investor Of course, Frank Akridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Akridge at MWA Financial Services on alert to review carefully the activity and performance of their accounts and question whether Frank Akridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Frank Akridge If you have questions about MWA Financial Services and/or Frank Akridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Albrecht Of Calton & Associates

DID PATRICK WILLIAM ALBRECHT CAUSE YOU INVESTMENT LOSSES? Patrick Albrecht of Calton & Associates Has 3 Customer Complaints For Alleged Broker Misconduct Who is Patrick Albrecht of Calton & Associates? Patrick Albrecht (CRD #1437137) who is currently registered with Calton & Associates and located in Prescott, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Patrick Albrecht Customer Complaints Patrick Albrecht has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Patrick Albrecht’s 3 customer complaints was settled in favor of investors. Two of Patrick Albrecht’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Patrick Albrecht A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Albrecht’s alleged failure to conduct adequate due diligence, negligence, misrepresentation, breach of fiduciary duty. Unsuitable investment recommendations and breach of fiduciary duties  allegedly by Patrick Albrecht. Patrick Albrecht Red Flags & Your Rights As An Investor Of course, Patrick Albrecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Albrecht at Calton & Associates on alert to review carefully the activity and performance of their accounts and question whether Patrick Albrecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates Due To Patrick Albrecht If you have questions about Calton & Associates and/or Patrick Albrecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ted Albrecht Of LPL Financial

DID TED ERIC ALBRECHT CAUSE YOU INVESTMENT LOSSES? Ted Albrecht Of LPL Financial And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ted Albrecht of LPL Financial? Ted Albrecht (CRD #4150771) who is currently registered with LPL Financial and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Ted Albrecht was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ted Albrecht Customer Complaint Ted Albrecht has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges suitability regarding managed account investment. Ted Albrecht’s customer complaint was denied and, to date, the customers have not taken any further action. Ted Albrecht Red Flags & Your Rights As An Investor Of course, Ted Albrecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Albrecht at LPL Financial and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ted Albrecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial and J.P. Morgan Securities Due To Ted Albrecht If you have questions about LPL Financial, J.P. Morgan Securities, and/or Ted Albrecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Baker of Kestra Investment Services

DID DONALD GREGORY BAKER CAUSE YOU INVESTMENT LOSSES? Donald Baker of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Baker of Kestra Invesstment Services? Donald Baker (CRD #2369255) who is currently registered with Kestra Investment Services and Kestra Advisory Services and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Donald Baker Customer Complaint Donald Baker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges the representative failed to follow instruction to reinvest assets in the client’s pension fund. Donald Baker’s customer complaint was denied and, to date, the customers have not taken any further action. Donald Baker Red Flags & Your Rights As An Investor Of course, Donald Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Baker at Kestra Advisory Services and Kestra Investment Services on alert to review carefully the activity and performance of their accounts and question whether Donald Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Donald Baker If you have questions about Kestra Advisory Services, Kestra Investment Services, and/or Donald Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Aldi Of Wells Fargo Clearing Services

DID JOSEPH ANTHONY ALDI CAUSE YOU INVESTMENT LOSSES? Joseph Aldi Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joseph Aldi of Wells Fargo Clearing Services? Joseph Aldi (CRD #2558960) who is currently registered with Wells Fargo Clearing Services and located in Bound Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Joseph Aldi Customer Complaints Joseph Aldi has been the subject of 2 customer complaints that we know about. Two of Joseph Aldi’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Joseph Aldi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that a GNMA and a Disney and a Ford corporate bonds allegedly made by Joseph Aldi were not suitable for them. Client complained that Joseph Aldi allegedly told him his investment would grow 5% per year for four years which, according to the client was untrue. Joseph Aldi Red Flags & Your Rights As An Investor Of course, Joseph Aldi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Aldi at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Aldi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Joseph Aldi If you have questions about Wells Fargo Clearing Services and/or Joseph Aldi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leslie Baker of J.W. Cole Financial

DID LESLIE RUTH BAKER CAUSE YOU INVESTMENT LOSSES? Leslie Baker Of J.W. Cole Financial, J.W. Cole Advisors And Formerly With Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Leslie Baker of J.W. Cole Financial? Leslie Baker (CRD #4073080) who is currently registered with J.W. Cole Financial, J.W. Cole Advisors and located in Cleveland, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial and J.W. Cole Advisors, Leslie Baker was associated with Money Concepts Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leslie Baker Customer Complaint Leslie Baker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Leslie Baker purchased a variable annuity that was not suitable. Leslie Baker’s customer complaint was denied and the customers did not take any further action. Leslie Baker Red Flags & Your Rights As An Investor Of course, Leslie Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leslie Baker at J.W. Cole Advisors, J.W. Cole Financial and Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Leslie Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, J.W. Cole Advisors, and Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Leslie Baker If you have questions about J.W. Cole Financial, J.W. Cole Advisors, Money Concepts Capital, and/or Leslie Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Bakun formerly with Cetera Advisors

DID JAMES EDWARD BAKUN CAUSE YOU INVESTMENT LOSSES? James Bakun Formerly With Cetera Advisors And Investors Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Bakun formerly with Cetera Advisors? James Bakun (CRD #2376801) who was formerly registered with Cetera Advisors and located in Newburgh, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, James Bakun was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Bakun Customer Complaints James Bakun has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Bakun’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Cetera Advisors for investment losses caused by James Bakun’s alleged misconduct. Allegations Against James Bakun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Conversion, common law fraud, breach of contract, and breach of fiduciary duty allegedly committed by James Bakun. Unauthorized trading allegedly by James Bakun. James Bakun Red Flags & Your Rights As An Investor Of course, James Bakun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bakun at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether James Bakun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors Due To James Bakun If you have questions about Cetera Advisors, Investors Capital, and/or James Bakun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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