Mar 8, 2022

Monica Baldwin of Raymond James Financial Services

DID MONICA MARY BALDWIN CAUSE YOU INVESTMENT LOSSES? Monica Baldwin Of Raymond James Financial Services, Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Monica Baldwin of Raymond James Financial Services? Monica Baldwin (CRD #1410593) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Longmont, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Monica Baldwin Customer Complaints Monica Baldwin has been the subject of 2 customer complaints that we know about. One of Monica Baldwin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Raymond James Financial Services for investment losses caused by Monica Baldwin’s alleged misconduct. Allegations Against Monica Baldwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer filed a mediation request through FINRA seeking damages related to a Whole Life Insurance Policy used to fund a Life Insurance Trust she purchased allegedly through Monica Baldwin while Ms. Baldwin was at a prior firm. Monica Baldwin’s alleged Negligence, Failure to Supervise, Breach of Contract, Breach of the Duty of Good Faith and Fair Dealing, Breach of Fiduciary Duty, Suitability and Overconcentration. Monica Baldwin Red Flags & Your Rights As An Investor Of course, Monica Baldwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monica Baldwin at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Monica Baldwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Monica Baldwin If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Monica Baldwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Juan Alejos Formerly With Spartan Capital Securities

DID JUAN C. ALEJOS CAUSE YOU INVESTMENT LOSSES? Juan Alejos Formerly With Spartan Capital Securities Has 5 Customer Complaints For Alleged Broker Misconduct Who is Juan Alejos formerly with Spartan Capital Securities? Juan Alejos (CRD #4108723) who was formerly registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Juan Alejos has been the subject of several regulatory investigations, including, FINRA, and its predecessor, NASD, states of Illinois and Utah.  Most recent regulatory investigation by FINRA resulted in a permanent bar association with any member firm in any capacity for failure to respond to FINRA’s request for information. Juan Alejos Customer Complaints Juan Alejos has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Juan Alejos’ 5 customer complaints were settled in favor of investors. One of Juan Alejos’ customers’ complaints was denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against Spartan Capital Securities for investment losses caused by Juan Alejos’ alleged misconduct. Allegations Against Juan Alejos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unauthorized trading by Juan Alejos. Customer alleged that Juan Alejos’ purchase of 2000 shares of CSUN was unauthorized. Customer asserts that Juan Alejos’ alleged purchase of 2000 shares China Development Group was unauthorized. Unsuitable investment recommendations allegedly made by Juan Alejos. Juan Alejos Red Flags & Your Rights As An Investor Of course, Juan Alejos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Alejos at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether Juan Alejos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Juan Alejos If you have questions about Spartan Capital Securities and/or Juan Alejos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Baldwin of Infinity Financial Services

DID TIMOTHY WAYNE BALDWIN CAUSE YOU INVESTMENT LOSSES? Timothy Baldwin Of Infinity Financial Services And Formerly With EDI Financial Has 7 Customer Complaints For Alleged Broker Misconduct Who is Timothy Baldwin of Infinity Financial Services? Timothy Baldwin (CRD #2191835) who is currently registered with Infinity Financial Services and located in Ft. Myers, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Timothy Baldwin was associated with EDI Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Baldwin Customer Complaints Timothy Baldwin has been the subject of 7 customer complaints that we know about. Five of Timothy Baldwin’s 7 customer complaints were settled in favor of investors. Two of Timothy Baldwin’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy Baldwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Timothy Baldwin purchased an annuity without her consent and made other unauthorized stock transactions as well. Client alleged that Timothy Baldwin executed trades in his accounts without his authorization. Client alleged that Timothy Baldwin engaged in unauthorized trading, specifically with regards to losses in Worldcom. Client states many trades were allegedly being made without her knowledge or approval” by Timothy Baldwin. Clients alleged Timothy Baldwin executed trades at an alarming rate in their account. Additionally, clients allege that trades using the majority of their account balance in one transaction were inappropriate. Clients also allege that they were not notified in advance of most transactions in their account. Allegedly, Timothy Baldwin sold a low cost basis stock that created a short term capital gain and long term capital gain in a concentrated portfolio. Timothy Baldwin Red Flags & Your Rights As An Investor Of course, Timothy Baldwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Baldwin at Infinity Financial Services and EDI Financial on alert to review carefully the activity and performance of their accounts and question whether Timothy Baldwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and EDI Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Timothy Baldwin If you have questions about Infinity Financial Services, EDI Financial, and/or Timothy Baldwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jerrold Angel formerly with Waddell & Reed

DID JERROLD ROGER ANGEL CAUSE YOU INVESTMENT LOSSES? Jerrold Angel Formerly With Waddell & Reed, Signator Investors, and Transamerica Financial Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jerrold Angel formerly with Waddell & Reed? Jerrold Angel (CRD #1466898) who was formerly registered with Waddell & Reed and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Jerrold Angel was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jerrold Angel Customer Complaints Jerrold Angel has been the subject of 3 customer complaints that we know about. Two of Jerrold Angel’s 3 customer complaints were settled in favor of investors. One of Jerrold Angel’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Jerrold Angel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Jerrold Angel disregarded Claimant’s investment objectives and improperly recommended high risk and unsuitable investments. Regarding two variable annuities purchased, the customer alleged she has lost a fortune on her savings because she was not fully informed of the risks that came with investments allegedly made by Jerrold Angel. The heirs of the customer estate alleged that customer was not advised by Jerrold Angel, at the time of sale, or prior to the “annuity date”, that the death benefit would terminate when the annuity annuitized, knowing customer’s desire to maintain a death benefit for his heirs. Jerrold Angel Red Flags & Your Rights As An Investor Of course, Jerrold Angel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerrold Angel at Waddell & Reed, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Jerrold Angel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Signator Investors and Transamerica Financial Advisors Due To Jerrold Angel If you have questions about Waddell & Reed, Signator Investors, Transamerica Financial Advisors, and/or Jerrold Angel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Salvatore Aprile of Royal Alliance Associates

DID SALVATORE STEPHEN APRILE CAUSE YOU INVESTMENT LOSSES? Salvatore Aprile Of Royal Alliance Associates And Formerly With Signator Investors Has A Customer Complaint For Alleged Broker Misconduct Who is Salvatore Aprile of Royal Alliance Associates? Salvatore Aprile (CRD #2197270) who is currently registered with Royal Alliance Associates and located in Commack, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Salvatore Aprile was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Salvatore Aprile Customer Complaint Salvatore Aprile has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges that variable universal life policy purchased was unsuitable. Salvatore Aprile’s customer complaint was denied and the customers did not take any further action. Salvatore Aprile Red Flags & Your Rights As An Investor Of course, Salvatore Aprile did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Salvatore Aprile at Royal Alliance Associates and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Salvatore Aprile has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates and Signator Investors Due To Salvatore Aprile If you have questions about Royal Alliance Associates, Signator Investors, and/or Salvatore Aprile and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Aristizabal of Fidelity Brokerage Services

DID WILLIAM ARISTIZABAL CAUSE YOU INVESTMENT LOSSES? William Aristizabal Formerly With Fidelity Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Aristizabal of Fidelity Brokerage Services? William Aristizabal (CRD #2854033) who is currently registered with Fidelity Brokerage Services and located in Stamford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, William Aristizabal was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Aristizabal Customer Complaints William Aristizabal has been the subject of 2 customer complaints that we know about. Two of William Aristizabal’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against William Aristizabal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that William Aristizabal made an unsuitable bond investment recommendations. The customers allege that William Aristizabal recommended unsuitable stock and mutual funds, investments. William Aristizabal Red Flags & Your Rights As An Investor Of course, William Aristizabal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Aristizabal at Fidelity Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether William Aristizabal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To William Aristizabal If you have questions about Fidelity Brokerage Services and/or William Aristizabal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nicholas Armellino of GMS Group

DID NICHOLAS MICHAEL ARMELLINO CAUSE YOU INVESTMENT LOSSES? Nicholas Armellino of GMS Group Has 7 Customer Complaints For Alleged Broker Misconduct Who is Nicholas Armellino of GMS Group? Nicholas Armellino (CRD #3189691) who is currently registered with GMS Group and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  He was disbarred as an attorney for allegedly misappropriating escrow funds in New Jersey. Nicholas Armellino Customer Complaints Nicholas Armellino has been the subject of 7 customer complaints that we know about. Five of Nicholas Armellino’s 7 customer complaints were settled in favor of investors. Two of Nicholas Armellino’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Nicholas Armellino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegation of Nicholas Armellino engaged in unauthorized trading. Customer alleged that Nicholas Armellino told her the Terra Vantage notes that she purchased for her account was a bond, but she states it was actually a limited partnership, and as a result she incurred a loss of $254,000.00. Customer alleged that Nicholas Armellino made certain unauthorized trades in his account. The client alleged Nicholas Armellino engaged in excessive trading  and unsuitably leveraged account. The client alleged Nicholas Armellino made unsuitable investments and misrepresentations regarding certain securities purchased. The customer alleged that Nicholas Armellino failed to provide the client with several notices of material events prior to the customer’s purchase of a West Virginia Economic Development Bond. Nicholas Armellino Red Flags & Your Rights As An Investor Of course, Nicholas Armellino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Armellino at GMS Group on alert to review carefully the activity and performance of their accounts and question whether Nicholas Armellino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To Nicholas Armellino If you have questions about GMS Group and/or Nicholas Armellino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ricardo Armijo of Raymond James Associates

DID RICARDO JAMES ARMIJO CAUSE YOU INVESTMENT LOSSES? Ricardo Armijo Of Raymond James Associates, And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Armijo of Raymond James Associates? Ricardo Armijo (CRD #2694904) who is currently registered with Raymond James Associates and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Associates, Ricardo Armijo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Armijo Customer Complaints Ricardo Armijo has been the subject of 3 customer complaints that we know about.  Multiple clients alleged that Ricardo Armijo never disclosed the fees on the C shares of the mutual funds they invested.  All of Ricardo Armijo’s 3 customer complaints were settled in favor of investors. Ricardo Armijo Red Flags & Your Rights As An Investor Of course, Ricardo Armijo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Armijo at Raymond James Associates and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Armijo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Associates Due To Ricardo Armijo If you have questions about Raymond James Associates, UBS Financial Services, and/or Ricardo Armijo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alphonse Arminio of Bestvest Investments Ltd.

DID ALPHONSE PHILIP ARMINIO CAUSE YOU INVESTMENT LOSSES? Alphonse Arminio Of Bestvest Investments Ltd. Has A Customer Complaint For Alleged Broker Misconduct Who is Alphonse Arminio of Bestvest Investments Ltd.? Alphonse Arminio (CRD #4219609) who is currently registered with Bestvest Investments Ltd.and located in Media, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Alphonse Arminio Customer Complaint Alphonse Arminio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client has made allegations that the representative misstated investment risk and objectives. Alphonse Arminio’s customer complaint was settled in favor of the investors. Alphonse Arminio Red Flags & Your Rights As An Investor Of course, Alphonse Arminio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alphonse Arminio at Bestvest Investments Ltd. on alert to review carefully the activity and performance of their accounts and question whether Alphonse Arminio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bestvest Investments Ltd. also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bestvest Investments Ltd. Due To Alphonse Arminio If you have questions about Bestvest Investments Ltd. and/or Alphonse Arminio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Arness of Wells Fargo Clearing Services

DID JAMES SCOTT ARNESS CAUSE YOU INVESTMENT LOSSES? James Arness of Wells Fargo Clearing Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is James Arness of Wells Fargo Clearing Services? James Arness (CRD #2315624) who is currently registered with Wells Fargo Clearing Services and located in Saint Louis Park, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. James Arness Customer Complaints James Arness has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of James Arness’ 6 customer complaints were settled in favor of investors. Three of James Arness’ customers’ complaints were denied and, to date, the customers had not taken any further action. Allegations Against James Arness A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that James Arness’ unsuitable recommendation caused significant market loss. Client alleged that James Arness’ recommended positions were too risky and that his account was not diversified. Client alleged James Arness made unauthorized trades in his account. Client complains that James Arness allegedly erroneously advised her that she would achieve a higher rate of income if she delayed turning on an income rider. Customer alleged that James Arness’ recommendation was inappropriate and he should have been more aware of issuer-specific risks.  Customer further alleged that the security held a rating which was inconsistent with his investment objectives. Customer’s daughter writes on behalf of her parents stating that they were sold a Barrier CD allegedly by James Arness and at no time did they understand the product nor should he have sold the investment. James Arness Red Flags & Your Rights As An Investor Of course, James Arness did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Arness at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether James Arness has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To James Arness If you have questions about Wells Fargo Clearing Services and/or James Arness and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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