Mar 8, 2022

Joseph Bergamo Of UBS Financial Services

DID JOSEPH SAM BERGAMO CAUSE YOU INVESTMENT LOSSES? Joseph Bergamo Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Bergamo of UBS Financial Services? Joseph Bergamo (CRD #3050595) who is currently registered with UBS Financial Services and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Joseph Bergamo Customer Complaint Joseph Bergamo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joseph Bergamo failed to make her account conservative as requested and did not separate funds to meet tax liabilities as requested. The client further alleged her financial advisor assured her the account was conservative. Joseph Bergamo’s customer complaint was settled in favor of the investors. Joseph Bergamo Red Flags & Your Rights As An Investor Of course, Joseph Bergamo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Bergamo at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Bergamo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joseph Bergamo If you have questions about UBS Financial Services and/or Joseph Bergamo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Berlacher Of Emerging Growth Equities

DID GREGORY JOSEPH BERLACHER CAUSE YOU INVESTMENT LOSSES? Gregory Berlacher Of Emerging Growth Equities Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Berlacher of Emerging Growth Equities? Gregory Berlacher (CRD #1929689) who is currently registered with Emerging Growth Equities and located in Bryn Mawr, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Gregory Berlacher Customer Complaint Gregory Berlacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that EGE failed to conduct adequate due diligence before offering and selling securities in a series of private placements to the Individuals. The customer complaint filed against Gregory Berlacher’s current employer Emerging Growth Equities for investment losses caused by the alleged misconduct is pending as of the date of this report. Gregory Berlacher Red Flags & Your Rights As An Investor Of course, Gregory Berlacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Berlacher at Emerging Growth Equities on alert to review carefully the activity and performance of their accounts and question whether Gregory Berlacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerging Growth Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerging Growth Equities Due To Gregory Berlacher If you have questions about Emerging Growth Equities and/or Gregory Berlacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Martin Berman Of First Allied Securities

DID MARTIN S. BERMAN CAUSE YOU INVESTMENT LOSSES? Martin Berman Of First Allied Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Berman of First Allied Securities? Martin Berman (CRD #2406962) who is currently registered with First Allied Securities and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Martin Berman Customer Complaint Martin Berman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Martin Berman recommended complex investments that were unsuitable. Claimant generally alleges breach of various duties, negligence, and failure to supervise. The customer complaint filed against Martin Berman’s current employer First Allied Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Berman Red Flags & Your Rights As An Investor Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities Due To Martin Berman If you have questions about First Allied Securities and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Bernardi of Citizens Securities

DID PAUL WILLIAM BERNARDI CAUSE YOU INVESTMENT LOSSES? Paul Bernardi Of Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Paul Bernardi of Citizens Securities? Paul Bernardi (CRD #2020579) who is currently registered with Citizens Securities and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Paul Bernardi Customer Complaints Paul Bernardi has been the subject of 4 customer complaints that we know about. Two of Paul Bernardi’s 4 customer complaints were settled in favor of investors. Two of Paul Bernardi’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Paul Bernardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that they were unaware of surrender penalties or surrender period on variable annuity and mutual fund purchased allegedly by Paul Bernardi. Client’s attorney alleged that Fixed Annuity investment recommended was not suitable allegedly made by Paul Bernardi. Clients alleged that they were misinformed by Paul Bernardi concerning mutual funds purchased. Clients attorney alleged that mutual funds purchased by Paul Bernardi were unsuitable investments. Paul Bernardi Red Flags & Your Rights As An Investor Of course, Paul Bernardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Bernardi at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Bernardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities Due To Paul Bernardi If you have questions about Citizens Securities and/or Paul Bernardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Bescher of BB&T Securities

DID DONALD WILLIAM BESCHER CAUSE YOU INVESTMENT LOSSES? Donald Bescher Of BB&T Securities And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Bescher of BB&T Securities? Donald Bescher (CRD #2472648) who is currently registered with BB&T Securities and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to BB&T Securities, Donald Bescher was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Bescher Customer Complaint Donald Bescher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Donald Bescher’s customer complaint was denied and, to date, the customers have not taken any further action. Donald Bescher Red Flags & Your Rights As An Investor Of course, Donald Bescher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Bescher at BB&T Securities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Donald Bescher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BB&T Securities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BB&T Securities Due To Donald Bescher If you have questions about BB&T Securities, Merrill Lynch Pierce Fenner & Smith, and/or Donald Bescher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Betsy Billard of Ameriprise Financial Services

DID BETSY LYNN BILLARD CAUSE YOU INVESTMENT LOSSES? Betsy Billard Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Betsy Billard of Ameriprise Financial Services? Betsy Billard (CRD #2694374) who is currently registered with Ameriprise Financial Services and located in Glendale, California is a subject of one of our many securities industry sales practice abuse investigations. Betsy Billard Customer Complaints Betsy Billard has been the subject of 2 customer complaints that we know about.  Both of Betsy Billard’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Betsy Billard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Betsy Billard misrepresented the returns he could expect from a variable annuity sold to him. The client alleged Betsy Billard did not tell them that the REIT purchased would be untraded and illiquid. Betsy Billard Red Flags & Your Rights As An Investor Of course, Betsy Billard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betsy Billard at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Betsy Billard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Betsy Billard If you have questions about Ameriprise Financial Services and/or Betsy Billard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Yan Binder of Morgan Stanley

DID YAN BINDER CAUSE YOU INVESTMENT LOSSES? Yan Binder Of Morgan Stanley And Formerly With Wells Fargo Advisors Financial Network And Oppenheimer & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Yan Binder of Morgan Stanley? Yan Binder (CRD #2932226) who is currently registered with Morgan Stanley and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Yan Binder was associated with Wells Fargo Advisors Financial Network, Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Yan Binder Customer Complaint Yan Binder has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Yan Binder excessively traded his account and misrepresented that the account would be fee-based and not commission-based.  The customer complaint filed against Wells Fargo Advisors Financial Network for investment losses caused by Yan Binder’s alleged misconduct is currently pending. Yan Binder Red Flags & Your Rights As An Investor Of course, Yan Binder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yan Binder at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Yan Binder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Advisors Financial Network, and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Morgan Stanley Due To Yan Binder If you have questions about Morgan Stanley, Wells Fargo Advisors Financial Network, Oppenheimer & Co., and/or Yan Binder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Walter Bish of Smith Brown & Groover

DID WALTER CHARLES BISH CAUSE YOU INVESTMENT LOSSES? Walter Bish Of Smith Brown & Groover Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Bish of Smith Brown & Groover? Walter Bish (CRD #3214712) who is currently registered with Smith Brown & Groover and located in Macon, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Walter Bish Customer Complaint Walter Bish has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges negligence, suitability, negligent misrepresentation and omission, intentional misrepresentation and omission, fraud, violation of Georgia securities laws and statutes and the Investment Advisors Act of 1940, control personal liability, breach of fiduciary duty, failure to supervise, etc. in regards to volatility-linked products and variable annuities. The customer complaint filed against Walter Bish’s current employer Smith Brown & Groover for investment losses caused by the alleged misconduct is pending as of the date of this report. Walter Bish Red Flags & Your Rights As An Investor Of course, Walter Bish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Bish at Smith Brown & Groover on alert to review carefully the activity and performance of their accounts and question whether Walter Bish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Smith Brown & Groover also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Smith Brown & Groover Due To Walter Bish If you have questions about Smith Brown & Groover and/or Walter Bish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Blackburn of UBS Financial Services

DID BRIAN ANDREW BLACKBURN CAUSE YOU INVESTMENT LOSSES? Brian Blackburn Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Blackburn of UBS Financial Services? Brian Blackburn (CRD #4305052) who is currently registered with UBS Financial Services and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Brian Blackburn Customer Complaints Brian Blackburn has been the subject of 2 customer complaints that we know about. One of Brian Blackburn’s 2 customer complaints was settled in favor of investors. One of Brian Blackburn’s customers’ complaints was denied and, to date, the customers had not taken any further action. Allegations Against Brian Blackburn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s counsel alleged unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy allegedly recommended by Brian Blackburn. Client alleged that they were told the auction rate securities were in the category of a money market item which was untrue. Brian Blackburn Red Flags & Your Rights As An Investor Of course, Brian Blackburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Blackburn at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brian Blackburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Brian Blackburn If you have questions about UBS Financial Services and/or Brian Blackburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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